Form 8.3 - Mediclinic International plc

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose MEDICLINIC INTERNATIONAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 23 October 2017
(f) In addition to the company in 1(c) above, is the discloser making YES
  disclosures in respect of any other party to the offer? SPIRE HEALTHCARE GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   10p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 6,422,071 0.87% 8,133,568 1.10%
           
(2) Cash-settled derivatives:
2,629,557 0.36% 1,816,945 0.25%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 9,051,628 1.23% 9,950,513 1.35%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 66 6.4150 GBP
10p ordinary Purchase 85 6.2500 GBP
10p ordinary Purchase 100 6.2694 GBP
10p ordinary Purchase 158 6.2300 GBP
10p ordinary Purchase 166 6.2600 GBP
10p ordinary Purchase 168 6.2727 GBP
10p ordinary Purchase 234 6.4075 GBP
10p ordinary Purchase 251 6.3035 GBP
10p ordinary Purchase 299 6.2400 GBP
10p ordinary Purchase 354 6.2725 GBP
10p ordinary Purchase 422 6.2454 GBP
10p ordinary Purchase 470 6.3100 GBP
10p ordinary Purchase 477 6.2025 GBP
10p ordinary Purchase 478 6.3450 GBP
10p ordinary Purchase 482 6.3125 GBP
10p ordinary Purchase 520 6.2700 GBP
10p ordinary Purchase 524 6.2475 GBP
10p ordinary Purchase 680 6.2375 GBP
10p ordinary Purchase 929 6.2750 GBP
10p ordinary Purchase 985 6.2920 GBP
10p ordinary Purchase 995 6.2875 GBP
10p ordinary Purchase 1,014 6.2350 GBP
10p ordinary Purchase 1,023 6.3025 GBP
10p ordinary Purchase 1,112 6.2900 GBP
10p ordinary Purchase 1,231 6.3000 GBP
10p ordinary Purchase 1,273 6.2325 GBP
10p ordinary Purchase 1,588 6.2275 GBP
10p ordinary Purchase 1,608 6.2970 GBP
10p ordinary Purchase 1,628 6.2713 GBP
10p ordinary Purchase 1,773 6.2555 GBP
10p ordinary Purchase 1,775 6.2697 GBP
10p ordinary Purchase 1,861 6.2975 GBP
10p ordinary Purchase 2,023 6.3551 GBP
10p ordinary Purchase 2,122 6.2925 GBP
10p ordinary Purchase 2,163 6.2800 GBP
10p ordinary Purchase 2,910 6.3074 GBP
10p ordinary Purchase 2,985 6.2775 GBP
10p ordinary Purchase 3,024 6.2850 GBP
10p ordinary Purchase 3,302 6.2425 GBP
10p ordinary Purchase 4,374 6.2576 GBP
10p ordinary Purchase 5,982 6.3050 GBP
10p ordinary Purchase 6,545 6.2950 GBP
10p ordinary Purchase 7,406 6.2755 GBP
10p ordinary Purchase 7,637 6.3058 GBP
10p ordinary Purchase 14,422 6.2913 GBP
10p ordinary Purchase 19,132 6.2804 GBP
10p ordinary Purchase 20,038 6.2599 GBP
10p ordinary Purchase 37,295 6.3212 GBP
10p ordinary Purchase 297,470 6.3193 GBP
10p ordinary Sale 166 6.2600 GBP
10p ordinary Sale 291 6.2965 GBP
10p ordinary Sale 299 6.2400 GBP
10p ordinary Sale 354 6.2725 GBP
10p ordinary Sale 366 6.2428 GBP
10p ordinary Sale 468 6.4075 GBP
10p ordinary Sale 470 6.3100 GBP
10p ordinary Sale 477 6.2025 GBP
10p ordinary Sale 478 6.3450 GBP
10p ordinary Sale 482 6.3125 GBP
10p ordinary Sale 520 6.2700 GBP
10p ordinary Sale 524 6.2475 GBP
10p ordinary Sale 590 6.2800 GBP
10p ordinary Sale 680 6.2375 GBP
10p ordinary Sale 696 6.3039 GBP
10p ordinary Sale 806 6.3109 GBP
10p ordinary Sale 928 6.2350 GBP
10p ordinary Sale 929 6.2750 GBP
10p ordinary Sale 1,023 6.3025 GBP
10p ordinary Sale 1,112 6.2900 GBP
10p ordinary Sale 1,231 6.3000 GBP
10p ordinary Sale 1,273 6.2325 GBP
10p ordinary Sale 1,386 6.2820 GBP
10p ordinary Sale 1,588 6.2275 GBP
10p ordinary Sale 1,861 6.2975 GBP
10p ordinary Sale 2,122 6.2925 GBP
10p ordinary Sale 2,388 6.2662 GBP
10p ordinary Sale 2,457 6.2875 GBP
10p ordinary Sale 2,985 6.2775 GBP
10p ordinary Sale 3,024 6.2850 GBP
10p ordinary Sale 3,302 6.2425 GBP
10p ordinary Sale 3,319 6.2950 GBP
10p ordinary Sale 5,982 6.3050 GBP
10p ordinary Sale 6,404 6.2575 GBP
10p ordinary Sale 10,028 6.2390 GBP
10p ordinary Sale 11,693 6.2903 GBP
10p ordinary Sale 26,837 6.2987 GBP
10p ordinary Sale 50,524 6.2620 GBP
10p ordinary Sale 264,109 6.2888 GBP
10p ordinary Sale 355,438 6.2300 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary CFD Long 62 115.4538 ZAR
10p ordinary SWAP Long 152 6.3400 GBP
10p ordinary SWAP Long 400 6.2686 GBP
10p ordinary SWAP Long 500 6.3599 GBP
10p ordinary SWAP Long 600 6.3916 GBP
10p ordinary CFD Long 940 113.8248 ZAR
10p ordinary CFD Long 1,452 6.3597 GBP
10p ordinary CFD Long 1,535 114.9753 ZAR
10p ordinary SWAP Long 1,700 6.3552 GBP
10p ordinary SWAP Long 4,364 6.2673 GBP
10p ordinary CFD Long 5,223 114.8140 ZAR
10p ordinary SWAP Long 5,519 6.2675 GBP
10p ordinary CFD Long 6,999 113.3617 ZAR
10p ordinary CFD Long 9,796 6.2857 GBP
10p ordinary SWAP Long 15,791 6.2996 GBP
10p ordinary SWAP Long 31,403 6.2687 GBP
10p ordinary CFD Long 36,637 112.9548 ZAR
10p ordinary SWAP Long 37,238 6.2840 GBP
10p ordinary CFD Long 87,480 6.2793 GBP
10p ordinary CFD Long 94,585 113.2674 ZAR
10p ordinary CFD Long 111,644 6.2989 GBP
10p ordinary SWAP Long 355,280 6.2300 GBP
10p ordinary SWAP Short 100 6.2694 GBP
10p ordinary CFD Short 422 6.2454 GBP
10p ordinary CFD Short 454 6.2703 GBP
10p ordinary CFD Short 527 114.2342 ZAR
10p ordinary CFD Short 575 6.2754 GBP
10p ordinary CFD Short 650 114.8359 ZAR
10p ordinary CFD Short 1,535 6.3371 GBP
10p ordinary SWAP Short 2,276 6.2350 GBP
10p ordinary CFD Short 2,456 6.3142 GBP
10p ordinary SWAP Short 3,664 6.3383 GBP
10p ordinary CFD Short 6,300 114.7928 ZAR
10p ordinary CFD Short 8,844 6.2936 GBP
10p ordinary SWAP Short 8,895 6.2862 GBP
10p ordinary CFD Short 9,688 6.4413 GBP
10p ordinary SWAP Short 16,054 6.2424 GBP
10p ordinary SWAP Short 18,495 6.3048 GBP
10p ordinary SWAP Short 25,884 6.3103 GBP
10p ordinary CFD Short 94,007 6.2649 GBP
10p ordinary CFD Short 112,222 113.8779 ZAR
10p ordinary SWAP Short 123,646 6.3821 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 24 Oct 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 634706
Time of Receipt (offset from UTC): 20171024T140539+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC