Form 8.3 - Vantiv, Inc.

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

  Vantiv, Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:   N/A
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

  October 23, 2017
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

  NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A Ordinary

 

  Interests   Short positions
  Number   %   Number   %
(1) Relevant securities owned and/or controlled:   1,994,734   1.23%        
(2) Cash-settled derivatives:                
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:                
TOTAL:   1,994,734   1.23%        

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
     
USD 0.01 Class A Ordinary   Purchase   10,635   70.00
USD 0.01 Class A Ordinary   Purchase   5,240   70.00
USD 0.01 Class A Ordinary   Purchase   21,700   69.97
USD 0.01 Class A Ordinary   Purchase   5,406   69.96
USD 0.01 Class A Ordinary   Purchase   4,553   69.98
USD 0.01 Class A Ordinary   Purchase   500   69.98
USD 0.01 Class A Ordinary   Purchase   3,762   69.95
USD 0.01 Class A Ordinary   Purchase   2,799   69.94
USD 0.01 Class A Ordinary   Purchase   2,600   69.93
USD 0.01 Class A Ordinary   Purchase   2,221   69.91
USD 0.01 Class A Ordinary   Purchase   8,627   69.99
USD 0.01 Class A Ordinary   Purchase   5,790   69.90
USD 0.01 Class A Ordinary   Purchase   1,200   69.87
USD 0.01 Class A Ordinary   Purchase   4,765   69.85
USD 0.01 Class A Ordinary   Purchase   800   69.84
USD 0.01 Class A Ordinary   Purchase   462   69.81
USD 0.01 Class A Ordinary   Purchase   2,206   69.82
USD 0.01 Class A Ordinary   Purchase   300   69.83
USD 0.01 Class A Ordinary   Purchase   2,600   69.80
USD 0.01 Class A Ordinary   Purchase   2,645   69.79
USD 0.01 Class A Ordinary   Purchase   1,917   69.78
USD 0.01 Class A Ordinary   Purchase   100   69.76
USD 0.01 Class A Ordinary   Purchase   1,300   69.77
USD 0.01 Class A Ordinary   Purchase   4,000   69.88
USD 0.01 Class A Ordinary   Purchase   7,090   69.86
USD 0.01 Class A Ordinary   Purchase   3,032   69.80
USD 0.01 Class A Ordinary   Purchase   6,433   69.89
USD 0.01 Class A Ordinary   Purchase   1,000   69.77
USD 0.01 Class A Ordinary   Purchase   600   69.78
USD 0.01 Class A Ordinary   Purchase   220   69.79
USD 0.01 Class A Ordinary   Purchase   100   69.80
USD 0.01 Class A Ordinary   Purchase   3,773   69.92
USD 0.01 Class A Ordinary   Purchase   929   70.08
USD 0.01 Class A Ordinary   Purchase   986   70.09
USD 0.01 Class A Ordinary   Purchase   99   70.10
USD 0.01 Class A Ordinary   Purchase   3,328   70.11
USD 0.01 Class A Ordinary   Purchase   3,534   70.10
USD 0.01 Class A Ordinary   Purchase   517   70.13
USD 0.01 Class A Ordinary   Purchase   15,976   70.15
USD 0.01 Class A Ordinary   Purchase   3,385   70.13
USD 0.01 Class A Ordinary   Purchase   1,433   70.12
USD 0.01 Class A Ordinary   Purchase   908   70.15
USD 0.01 Class A Ordinary   Purchase   1,840   70.14
USD 0.01 Class A Ordinary   Purchase   100   70.12
USD 0.01 Class A Ordinary   Purchase   1,857   70.11
USD 0.01 Class A Ordinary   Purchase   626   70.09
USD 0.01 Class A Ordinary   Purchase   932   70.06
USD 0.01 Class A Ordinary   Purchase   449   70.08
USD 0.01 Class A Ordinary   Purchase   932   70.07
USD 0.01 Class A Ordinary   Purchase   749   70.05
USD 0.01 Class A Ordinary   Purchase   700   70.07
USD 0.01 Class A Ordinary   Purchase   350   70.06
USD 0.01 Class A Ordinary   Purchase   100   70.15
USD 0.01 Class A Ordinary   Purchase   327   69.96
USD 0.01 Class A Ordinary   Purchase   390   69.97
USD 0.01 Class A Ordinary   Purchase   3,386   70.01
USD 0.01 Class A Ordinary   Purchase   10,741   70.01
USD 0.01 Class A Ordinary   Purchase   11,541   70.02
USD 0.01 Class A Ordinary   Purchase   1,838   69.99
USD 0.01 Class A Ordinary   Purchase   100   69.98
USD 0.01 Class A Ordinary   Purchase   1,163   70.04
USD 0.01 Class A Ordinary   Purchase   1,000   70.05
USD 0.01 Class A Ordinary   Purchase   900   70.03
USD 0.01 Class A Ordinary   Purchase   100   70.03
USD 0.01 Class A Ordinary   Purchase   100   70.02
USD 0.01 Class A Ordinary   Purchase   100   70.03
USD 0.01 Class A Ordinary   Purchase   100   70.04
USD 0.01 Class A Ordinary   Purchase   24,800   69.93

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   October 24, 2017
Contact name:   Ginessa A. Avila
Telephone number:   1-214-880-4043

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

LEI: 5493006CDWZIE8SZQ647
Classification: Additional regulated information required to be disclosed under the laws of a Member State.

Short Name: Maverick Capital
Category Code: RET
Sequence Number: 634665
Time of Receipt (offset from UTC): 20171023T221945+0100

Contacts

Maverick Capital, Ltd.

Contacts

Maverick Capital, Ltd.