FORM 8.3 - ELIS SA

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
   
(b) Owner or controller of interest and short  
  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ELIS SA
  relevant securities this form relates:
(d) If an exempt fund manager connected with an  
offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken: 11 September 2017
(f) In addition to the company in 1(c) above, is the discloser making NO:
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       EUR10.00 ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 759,068 0.54% 1,091,757 0.78%
           
(2) Cash-settled derivatives:
993,205 0.71% 598,367 0.43%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)

TOTAL:

1,752,273 1.25% 1,690,124 1.21%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
EUR10.00 ordinary Purchase 17 20.3123 EUR
EUR10.00 ordinary Purchase 100 20.1250 EUR
EUR10.00 ordinary Purchase 152 20.3225 EUR
EUR10.00 ordinary Purchase 606 20.3575 EUR
EUR10.00 ordinary Purchase 2,434 20.3778 EUR
EUR10.00 ordinary Purchase 4,092 20.3760 EUR
EUR10.00 ordinary Purchase 4,657 20.3547 EUR
EUR10.00 ordinary Purchase 11,235 20.3391 EUR
EUR10.00 ordinary Purchase 14,252 20.4025 EUR
EUR10.00 ordinary Purchase 16,197 20.3655 EUR
EUR10.00 ordinary Purchase 16,724 20.3920 EUR
EUR10.00 ordinary Purchase 19,602 20.3677 EUR
EUR10.00 ordinary Purchase 655,134 20.3500 EUR
EUR10.00 ordinary Sale 152 20.3225 EUR
EUR10.00 ordinary Sale 187 20.3889 EUR
EUR10.00 ordinary Sale 250 20.3700 EUR
EUR10.00 ordinary Sale 303 20.3575 EUR
EUR10.00 ordinary Sale 374 20.4493 EUR
EUR10.00 ordinary Sale 569 20.3210 EUR
EUR10.00 ordinary Sale 635 20.3471 EUR
EUR10.00 ordinary Sale 1,203 20.3634 EUR
EUR10.00 ordinary Sale 1,335 20.2034 EUR
EUR10.00 ordinary Sale 2,996 20.3746 EUR
EUR10.00 ordinary Sale 4,308 20.4132 EUR
EUR10.00 ordinary Sale 8,142 20.4002 EUR
EUR10.00 ordinary Sale 24,162 20.3612 EUR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
EUR10.00 ordinary CFD Long 178 20.2242 EUR
EUR10.00 ordinary SWAP Long 191 20.3490 EUR
EUR10.00 ordinary SWAP Long 200 20.3798 EUR
EUR10.00 ordinary SWAP Long 1,421 20.3757 EUR
EUR10.00 ordinary SWAP Long 2,611 20.4026 EUR
EUR10.00 ordinary SWAP Long 3,232 20.3886 EUR
EUR10.00 ordinary CFD Long 3,715 20.3569 EUR
EUR10.00 ordinary SWAP Long 7,233 20.4219 EUR
EUR10.00 ordinary CFD Long 7,942 20.3482 EUR
EUR10.00 ordinary CFD Long 8,142 20.4002 EUR
EUR10.00 ordinary CFD Long 8,655 20.3225 EUR
EUR10.00 ordinary SWAP Short 100 20.1250 EUR
EUR10.00 ordinary SWAP Short 211 20.1370 EUR
EUR10.00 ordinary SWAP Short 483 20.1569 EUR
EUR10.00 ordinary SWAP Short 5,849 20.4035 EUR
EUR10.00 ordinary CFD Short 655,134 20.3500 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Sep 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 630489
Time of Receipt (offset from UTC): 20170912T121826+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC