Form 8.3 - ELIS SA

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ELIS SA
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 18 August 2017
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? BERENDSEN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   EUR10.00 ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 490,850 0.35% 777,864 0.55%
           
(2) Cash-settled derivatives:
689,306 0.49% 299,901 0.21%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,180,156 0.84% 1,077,765 0.77%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
EUR10.00 ordinary Purchase 80 20.0450 EUR
EUR10.00 ordinary Purchase 94 20.0350 EUR
EUR10.00 ordinary Purchase 100 20.0200 EUR
EUR10.00 ordinary Purchase 167 19.9600 EUR
EUR10.00 ordinary Purchase 289 19.8999 EUR
EUR10.00 ordinary Purchase 341 20.0006 EUR
EUR10.00 ordinary Purchase 563 19.9204 EUR
EUR10.00 ordinary Purchase 716 19.9813 EUR
EUR10.00 ordinary Purchase 730 19.9333 EUR
EUR10.00 ordinary Purchase 1,289 19.8691 EUR
EUR10.00 ordinary Purchase 1,468 19.9222 EUR
EUR10.00 ordinary Purchase 1,700 20.1000 EUR
EUR10.00 ordinary Purchase 3,736 19.9864 EUR
EUR10.00 ordinary Purchase 6,154 20.0025 EUR
EUR10.00 ordinary Purchase 35,000 20.0126 EUR
EUR10.00 ordinary Sale 80 20.0450 EUR
EUR10.00 ordinary Sale 94 20.0350 EUR
EUR10.00 ordinary Sale 94 20.0356 EUR
EUR10.00 ordinary Sale 167 19.9605 EUR
EUR10.00 ordinary Sale 167 19.9600 EUR
EUR10.00 ordinary Sale 214 20.1033 EUR
EUR10.00 ordinary Sale 897 20.0338 EUR
EUR10.00 ordinary Sale 1,305 20.0096 EUR
EUR10.00 ordinary Sale 1,700 20.1000 EUR
EUR10.00 ordinary Sale 2,187 19.9653 EUR
EUR10.00 ordinary Sale 3,829 19.9737 EUR
EUR10.00 ordinary Sale 4,426 19.9626 EUR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
EUR10.00 ordinary SWAP Long 99 19.9948 EUR
EUR10.00 ordinary SWAP Long 253 20.0965 EUR
EUR10.00 ordinary SWAP Long 286 20.0585 EUR
EUR10.00 ordinary SWAP Long 938 20.0885 EUR
EUR10.00 ordinary CFD Long 4,426 19.9626 EUR
EUR10.00 ordinary SWAP Long 4,669 19.9657 EUR
EUR10.00 ordinary SWAP Short 100 20.0200 EUR
EUR10.00 ordinary CFD Short 500 19.8967 EUR
EUR10.00 ordinary SWAP Expires 22/09/2018 Short 1,289 19.8692 EUR
EUR10.00 ordinary SWAP Short 2,247 19.9469 EUR
EUR10.00 ordinary SWAP Expires 22/09/2018 Short 3,736 19.9864 EUR
EUR10.00 ordinary SWAP Short 5,421 19.9993 EUR
EUR10.00 ordinary SWAP Expires 22/09/2018 Short 35,000 20.0126 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 21 Aug 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 618769
Time of Receipt (offset from UTC): 20170821T140219+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC