One Day Course: Getting Prepared for the Regulatory Visit (Central London, United Kingdom - September 29, 2017) - Research and Markets

DUBLIN--()--The "Getting Prepared for the Regulatory Visit" conference has been added to Research and Markets' offering.

With the significant increase in the number of firms the FCA regulate, unless you are a Pillar 1 organisation (large banking or insurance institution), far more of their regulatory and oversight work is carried out at a distance. They may be looking at your company without you knowing. The first you become aware of their interest maybe as part of a thematic review, a request for information or a Dear CEO letter. How you respond to their initial communications sets the scene for the interaction that follows.

At the centre of a successful interaction is your ability to portray confidence, have a keen attention to detail, recognise the importance of documentation and to think like the regulator. Firms that do not consider FCA interactions until they happen leave themselves open to rushed responses, significantly increased stress levels and a tangible drop in productivity.

After the course, you can be confident of returning to the office with a much clearer understanding of which systems and processes need attention, allowing you to efficiently allocate valuable time, effort and resource.

What Will You Learn:

  • Learn what to expect from a regulatory visit and how to prepare for the best possible outcome
  • Understand what the Regulator is focusing on and learn how to address it
  • Find out what kind of questions you may be asked and how to answer them
  • Identify any weakneses within your organisation and learn how to address them
  • Learn how to prepare yourself to demonstrate confidence and avoid unnecessary stress

Main Topics Covered During This Training:

  • How the regulator operates and what do they focus on
  • How will you know the PRA/FCA are about to visit
  • Assessing potential risk and impact on your business
  • Areas of focus for the regulator during the visit
  • Best strategies to prepare for the visit
  • Senior Management preparation
  • Post-visit requirements

For more information about this conference visit https://www.researchandmarkets.com/research/vtvgrr/getting_prepared

Contacts

Research and Markets
Laura Wood, Senior Manager
press@researchandmarkets.com
For E.S.T Office Hours Call 1-917-300-0470
For U.S./CAN Toll Free Call 1-800-526-8630
For GMT Office Hours Call +353-1-416-8900
U.S. Fax: 646-607-1907
Fax (outside U.S.): +353-1-481-1716
Related Topics: Finance

Contacts

Research and Markets
Laura Wood, Senior Manager
press@researchandmarkets.com
For E.S.T Office Hours Call 1-917-300-0470
For U.S./CAN Toll Free Call 1-800-526-8630
For GMT Office Hours Call +353-1-416-8900
U.S. Fax: 646-607-1907
Fax (outside U.S.): +353-1-481-1716
Related Topics: Finance