Form 8.3 - ELIS SA

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ELIS SA

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

4 August 2017

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

BERENDSEN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       EUR10.00 ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 370,231 0.26% 714,464 0.51%
           
(2) Cash-settled derivatives:
664,422 0.47% 216,689 0.15%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,034,653 0.74% 931,153 0.66%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
EUR10.00 ordinary Purchase 1 20.8700 EUR
EUR10.00 ordinary Purchase 91 20.6325 EUR
EUR10.00 ordinary Purchase 146 20.7279 EUR
EUR10.00 ordinary Purchase 239 20.7284 EUR
EUR10.00 ordinary Purchase 362 20.6994 EUR
EUR10.00 ordinary Purchase 377 20.7115 EUR
EUR10.00 ordinary Purchase 384 20.7300 EUR
EUR10.00 ordinary Purchase 496 20.8237 EUR
EUR10.00 ordinary Purchase 589 20.7501 EUR
EUR10.00 ordinary Purchase 668 20.6272 EUR
EUR10.00 ordinary Purchase 689 20.7786 EUR
EUR10.00 ordinary Purchase 759 20.7445 EUR
EUR10.00 ordinary Purchase 847 20.8027 EUR
EUR10.00 ordinary Purchase 1,118 20.6178 EUR
EUR10.00 ordinary Purchase 10,342 20.6805 EUR
EUR10.00 ordinary Purchase 10,687 20.7251 EUR
EUR10.00 ordinary Sale 1 20.8700 EUR
EUR10.00 ordinary Sale 91 20.6325 EUR
EUR10.00 ordinary Sale 91 20.7000 EUR
EUR10.00 ordinary Sale 180 20.7350 EUR
EUR10.00 ordinary Sale 300 20.6950 EUR
EUR10.00 ordinary Sale 384 20.7300 EUR
EUR10.00 ordinary Sale 400 20.8471 EUR
EUR10.00 ordinary Sale 603 20.8528 EUR
EUR10.00 ordinary Sale 2,335 20.7271 EUR
EUR10.00 ordinary Sale 2,415 20.7172 EUR
EUR10.00 ordinary Sale 8,225 20.8746 EUR
EUR10.00 ordinary Sale 13,771 20.7366 EUR
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
EUR10.00 ordinary SWAP Long 100 20.6650 EUR
EUR10.00 ordinary SWAP Long 753 20.8222 EUR
EUR10.00 ordinary SWAP Long 843 20.7944 EUR
EUR10.00 ordinary SWAP Long 942 20.7208 EUR
EUR10.00 ordinary CFD Long 1,000 20.7232 EUR
EUR10.00 ordinary CFD Long 2,415 20.7172 EUR
EUR10.00 ordinary CFD Long 8,225 20.8746 EUR
EUR10.00 ordinary SWAP Short 13 20.8530 EUR
EUR10.00 ordinary SWAP Short 200 20.6700 EUR
EUR10.00 ordinary SWAP Short 759 20.7445 EUR
EUR10.00 ordinary SWAP Short 1,485 20.6901 EUR
EUR10.00 ordinary SWAP Short 1,585 20.6168 EUR
EUR10.00 ordinary SWAP Short 2,968 20.6954 EUR
EUR10.00 ordinary SWAP Short 6,267 20.6729 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

7 August 2017

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 607159
Time of Receipt (offset from UTC): 20170807T143458+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC