Form 8.3 - Vantiv Inc

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Point72 Asset Management, L.P.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

  Vantiv Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

  04/08/2017
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

  No

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Common Stock

 

  Interests   Short positions
  Number   %   Number   %
(1) Relevant securities owned and/or controlled:   1,263,939   0.77   0   0.00
(2) Cash-settled derivatives:   224,654   0.14   54,808   0.03
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:   300,000   0.18   0   0

TOTAL:

  1,788,593   1.10   54,808   0.03

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
Common shares   Buy   419   63.82
Common shares   Buy   1,651   63.92
Common shares   Buy   2500   63.94
Common shares   Buy   1,800   63.97
Common shares   Buy   30,520   63.98
Common shares   Buy   37,508   63.99
Common shares   Buy   13,500   64.00
Common shares   Buy   11,940   64.01
Common shares   Buy   400   64.02
Common shares   Buy   472   64.11
Common shares   Sell   -500   63.81
Common shares   Sell   -12,086   63.98
Common shares   Sell   -2,300   63.99
Common shares   Sell   -1,669   64.01
Common shares   Sell   -110   64.06
Common shares   Sell   -100   64.17
Common shares   Sell   -3,800   64.20

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit
N/A   SWAP   Buy   5   63.82
N/A   SWAP   Buy   227   63.86
N/A   SWAP   Buy   1,394   63.96
N/A   SWAP   Buy   855   63.98
N/A   SWAP   Buy   3,000   63.99
N/A   SWAP   Buy   234   64.00
N/A   SWAP   Buy   3,700   64.01
N/A   SWAP   Buy   2,800   64.02
N/A   SWAP   Buy   95   64.20
N/A   SWAP   Sell   -855   63.98
N/A   SWAP   Sell   -37   63.99
N/A   SWAP   Sell   -3,000   63.99
N/A   SWAP   Sell   -900   64.00
N/A   SWAP   Sell   -62   64.01
N/A   SWAP   Sell   -64   64.04
N/A   SWAP   Sell   -400   64.06
N/A   SWAP   Sell   -100   64.20
N/A   SWAP   Short   -450   63.93
N/A   SWAP   Short   -3,000   63.99
N/A   SWAP   Short   -2,581   64.00
N/A   SWAP   Short   -1,272   64.00
N/A   SWAP   Short   -4,700   64.01
N/A   SWAP   Short   -1,300   64.01
N/A   SWAP   Short   -3   64.02

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit
USD   Call Option   Purchased   3,000   65 USD   American   18/08/2017   N/A

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit
N/A N/A N/A N/A N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)
N/A N/A N/A N/A

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? Yes
Date of disclosure:   07/08/2017
Contact name:   Brian Ropicki
Telephone number:   +1 203 890 3645

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:   Point72 Asset Management
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:   Vantiv Inc.

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security   Product description e.g. call option   Written or purchased   Number of securities to which option or derivative relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date
USD   Call Option   Purchased   3,000   USD 65   American   18/08/2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Point72 Asset Management, L.P.
Category Code: RET
Sequence Number: 606858
Time of Receipt (offset from UTC): 20170807T141949+0100

Contacts

Point72 Asset Management, L.P.

Contacts

Point72 Asset Management, L.P.