Form 8.3 - IMAGINATION TECHNOLOGIES GROUP PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose IMAGINATION TECHNOLOGIES GROUP PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 July 2017
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   10p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 3,640,873 1.28% 371,548 0.13%
           
(2) Cash-settled derivatives:
12,054 0.00% 3,299,024 1.16%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,652,927 1.28% 3,670,572 1.29%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 1,177 1.3750 GBP
10p ordinary Purchase 1,278 1.3950 GBP
10p ordinary Purchase 1,430 1.3350 GBP
10p ordinary Purchase 1,831 1.4125 GBP
10p ordinary Purchase 2,016 1.4375 GBP
10p ordinary Purchase 2,100 1.3675 GBP
10p ordinary Purchase 3,890 1.4300 GBP
10p ordinary Purchase 4,321 1.3609 GBP
10p ordinary Purchase 4,322 1.3932 GBP
10p ordinary Purchase 4,942 1.3500 GBP
10p ordinary Purchase 5,264 1.4090 GBP
10p ordinary Purchase 5,581 1.4310 GBP
10p ordinary Purchase 5,938 1.3575 GBP
10p ordinary Purchase 8,376 1.3475 GBP
10p ordinary Purchase 16,387 1.3719 GBP
10p ordinary Purchase 16,579 1.3550 GBP
10p ordinary Purchase 17,180 1.3525 GBP
10p ordinary Purchase 18,905 1.3449 GBP
10p ordinary Purchase 34,652 1.3602 GBP
10p ordinary Purchase 49,575 1.3601 GBP
10p ordinary Sale 100 1.4325 GBP
10p ordinary Sale 108 1.4350 GBP
10p ordinary Sale 1,314 1.3350 GBP
10p ordinary Sale 1,831 1.4125 GBP
10p ordinary Sale 2,016 1.4375 GBP
10p ordinary Sale 2,100 1.3575 GBP
10p ordinary Sale 2,100 1.3675 GBP
10p ordinary Sale 2,553 1.4358 GBP
10p ordinary Sale 2,905 1.3500 GBP
10p ordinary Sale 3,890 1.4300 GBP
10p ordinary Sale 8,376 1.3475 GBP
10p ordinary Sale 10,813 1.3817 GBP
10p ordinary Sale 12,082 1.3511 GBP
10p ordinary Sale 15,493 1.3550 GBP
10p ordinary Sale 17,180 1.3525 GBP
10p ordinary Sale 18,734 1.3516 GBP
10p ordinary Sale 20,457 1.4085 GBP
10p ordinary Sale 35,557 1.3787 GBP
10p ordinary Sale 36,684 1.3448 GBP
10p ordinary Sale 104,427 1.3507 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary SWAP Long 108 1.4350 GBP
10p ordinary CFD Long 6,515 1.4369 GBP
10p ordinary SWAP Long 9,468 1.3955 GBP
10p ordinary CFD Long 20,457 1.4085 GBP
10p ordinary CFD Long 22,227 1.3610 GBP
10p ordinary CFD Long 36,684 1.3448 GBP
10p ordinary SWAP Short 230 1.3486 GBP
10p ordinary CFD Short 1,177 1.3750 GBP
10p ordinary CFD Short 1,278 1.3950 GBP
10p ordinary CFD Short 2,037 1.3500 GBP
10p ordinary CFD Short 2,177 1.4402 GBP
10p ordinary SWAP Short 3,290 1.4275 GBP
10p ordinary SWAP Short 10,513 1.4088 GBP
10p ordinary SWAP Short 70,385 1.3575 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 14 Jul 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 588007
Time of Receipt (offset from UTC): 20170714T142145+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC