Form 8.3 - IMAGINATION TECHNOLOGIES GROUP PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose IMAGINATION TECHNOLOGIES GROUP PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 11 July 2017
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   10p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 3,738,371 1.31% 842,519 0.30%
           
(2) Cash-settled derivatives:
39,165 0.01% 3,270,155 1.15%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,777,536 1.33% 4,112,674 1.45%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 300 1.4512 GBP
10p ordinary Purchase 500 1.4875 GBP
10p ordinary Purchase 1,689 1.4775 GBP
10p ordinary Purchase 2,000 1.4750 GBP
10p ordinary Purchase 2,000 1.4400 GBP
10p ordinary Purchase 2,000 1.4825 GBP
10p ordinary Purchase 2,601 1.4475 GBP
10p ordinary Purchase 3,000 1.4652 GBP
10p ordinary Purchase 3,306 1.4350 GBP
10p ordinary Purchase 3,986 1.4375 GBP
10p ordinary Purchase 3,987 1.4325 GBP
10p ordinary Purchase 4,049 1.4725 GBP
10p ordinary Purchase 4,282 1.4450 GBP
10p ordinary Purchase 4,610 1.4425 GBP
10p ordinary Purchase 4,626 1.4597 GBP
10p ordinary Purchase 4,656 1.4601 GBP
10p ordinary Purchase 5,721 1.4800 GBP
10p ordinary Purchase 6,176 1.4600 GBP
10p ordinary Purchase 7,925 1.4500 GBP
10p ordinary Purchase 7,983 1.4700 GBP
10p ordinary Purchase 8,127 1.4585 GBP
10p ordinary Purchase 8,771 1.4550 GBP
10p ordinary Purchase 17,766 1.4525 GBP
10p ordinary Purchase 18,575 1.4694 GBP
10p ordinary Purchase 18,700 1.4675 GBP
10p ordinary Purchase 21,184 1.4625 GBP
10p ordinary Purchase 25,147 1.4650 GBP
10p ordinary Purchase 46,904 1.4581 GBP
10p ordinary Purchase 61,683 1.4637 GBP
10p ordinary Purchase 62,215 1.4546 GBP
10p ordinary Purchase 133,513 1.4587 GBP
10p ordinary Sale 300 1.4512 GBP
10p ordinary Sale 500 1.4875 GBP
10p ordinary Sale 1,689 1.4775 GBP
10p ordinary Sale 2,000 1.4400 GBP
10p ordinary Sale 2,000 1.4825 GBP
10p ordinary Sale 2,000 1.4750 GBP
10p ordinary Sale 3,306 1.4350 GBP
10p ordinary Sale 3,986 1.4375 GBP
10p ordinary Sale 3,987 1.4325 GBP
10p ordinary Sale 4,049 1.4725 GBP
10p ordinary Sale 4,282 1.4450 GBP
10p ordinary Sale 4,610 1.4425 GBP
10p ordinary Sale 5,503 1.4536 GBP
10p ordinary Sale 5,654 1.4475 GBP
10p ordinary Sale 5,721 1.4800 GBP
10p ordinary Sale 6,176 1.4600 GBP
10p ordinary Sale 6,620 1.4663 GBP
10p ordinary Sale 7,925 1.4500 GBP
10p ordinary Sale 7,983 1.4700 GBP
10p ordinary Sale 8,771 1.4550 GBP
10p ordinary Sale 18,700 1.4675 GBP
10p ordinary Sale 20,365 1.4745 GBP
10p ordinary Sale 21,127 1.4525 GBP
10p ordinary Sale 21,184 1.4625 GBP
10p ordinary Sale 25,147 1.4650 GBP
10p ordinary Sale 35,307 1.4565 GBP
10p ordinary Sale 37,837 1.4664 GBP
10p ordinary Sale 39,928 1.4618 GBP
10p ordinary Sale 55,149 1.4574 GBP
10p ordinary Sale 58,227 1.4639 GBP
10p ordinary Sale 63,732 1.4518 GBP
10p ordinary Sale 109,865 1.4606 GBP
10p ordinary Sale 540,818 1.4583 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary CFD Long 34 1.4638 GBP
10p ordinary SWAP Long 1,100 1.4474 GBP
10p ordinary CFD Long 14,549 1.4555 GBP
10p ordinary CFD Long 20,365 1.4745 GBP
10p ordinary SWAP Long 22,188 1.4744 GBP
10p ordinary CFD Long 58,193 1.4639 GBP
10p ordinary SWAP Short 2,633 1.4600 GBP
10p ordinary SWAP Short 4,616 1.4676 GBP
10p ordinary SWAP Short 13,199 1.4717 GBP
10p ordinary SWAP Short 17,416 1.4697 GBP
10p ordinary SWAP Short 45,430 1.4581 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Jul 2017
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 587567
Time of Receipt (offset from UTC): 20170712T134715+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC