Form 8.3 - IMAGINATION TECHNOLOGIES GROUP PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose IMAGINATION TECHNOLOGIES GROUP PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 06 July 2017
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   10p ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,132,312 1.45% 384,352 0.14%
           
(2) Cash-settled derivatives:
105,200 0.04% 3,399,097 1.20%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           

 

TOTAL: 4,237,512 1.49% 3,783,449 1.33%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ORD Purchase 23 1.5724 GBP
10p ORD Purchase 864 1.5753 GBP
10p ORD Purchase 997 1.5662 GBP
10p ORD Purchase 1,005 1.5675 GBP
10p ORD Purchase 1,900 1.5900 GBP
10p ORD Purchase 2,191 1.5925 GBP
10p ORD Purchase 2,425 1.5700 GBP
10p ORD Purchase 2,532 1.5850 GBP
10p ORD Purchase 2,765 1.5950 GBP
10p ORD Purchase 2,848 1.6000 GBP
10p ORD Purchase 2,966 1.5785 GBP
10p ORD Purchase 3,038 1.5825 GBP
10p ORD Purchase 4,116 1.5875 GBP
10p ORD Purchase 5,366 1.5770 GBP
10p ORD Purchase 7,789 1.5721 GBP
10p ORD Purchase 9,976 1.5800 GBP
10p ORD Purchase 11,196 1.5819 GBP
10p ORD Purchase 12,611 1.5725 GBP
10p ORD Purchase 15,334 1.5775 GBP
10p ORD Purchase 19,347 1.5750 GBP
10p ORD Purchase 20,587 1.5795 GBP
10p ORD Purchase 32,652 1.5812 GBP
10p ORD Purchase 40,850 1.5774 GBP
10p ORD Purchase 73,906 1.5743 GBP
10p ORD Sale 56 1.5650 GBP
10p ORD Sale 300 1.5708 GBP
10p ORD Sale 1,900 1.5900 GBP
10p ORD Sale 1,914 1.5681 GBP
10p ORD Sale 2,191 1.5925 GBP
10p ORD Sale 2,425 1.5700 GBP
10p ORD Sale 2,532 1.5850 GBP
10p ORD Sale 2,848 1.6000 GBP
10p ORD Sale 3,038 1.5825 GBP
10p ORD Sale 4,116 1.5875 GBP
10p ORD Sale 5,116 1.5683 GBP
10p ORD Sale 8,851 1.5800 GBP
10p ORD Sale 13,256 1.5725 GBP
10p ORD Sale 15,334 1.5775 GBP
10p ORD Sale 18,299 1.5735 GBP
10p ORD Sale 19,347 1.5750 GBP
10p ORD Sale 29,448 1.5763 GBP
10p ORD Sale 56,868 1.5715 GBP
10p ORD Sale 85,595 1.5719 GBP

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ORD SWAP Long 300 1.5708 GBP
10p ORD SWAP Long 955 1.6024 GBP
10p ORD CFD Long 4,129 1.5972 GBP
10p ORD SWAP Long 8,038 1.5716 GBP
10p ORD SWAP Long 57,454 1.5717 GBP
10p ORD CFD Long 85,595 1.5719 GBP
10p ORD CFD Short 864 1.5753 GBP
10p ORD CFD Short 1,005 1.5675 GBP
10p ORD CFD Short 1,125 1.5800 GBP
10p ORD CFD Short 2,765 1.5950 GBP
10p ORD CFD Short 5,895 1.5727 GBP
10p ORD CFD Short 7,789 1.5721 GBP
10p ORD CFD Short 8,329 1.5752 GBP
10p ORD CFD Short 9,417 1.5751 GBP
10p ORD SWAP Short 28,687 1.5761 GBP
10p ORD CFD Short 30,995 1.5729 GBP
10p ORD CFD Short 40,850 1.5774 GBP

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 7 Jul 2017
Contact name: Hemika Mistry
Telephone number: 020 7116 3891

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 587104
Time of Receipt (offset from UTC): 20170707T144729+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC