Form 8.3 - ELIS PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ELIS PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 05 July 2017
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? BERENDSEN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   EUR10.00 ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 491,157 0.35% 420,449 0.30%
           
(2) Cash-settled derivatives:
419,483 0.30% 368,508 0.26%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 910,640 0.65% 788,957 0.56%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
EUR10.00 ordinary Purchase 6 19.7885 EUR
EUR10.00 ordinary Purchase 9 19.7630 EUR
EUR10.00 ordinary Purchase 60 19.7500 EUR
EUR10.00 ordinary Purchase 83 19.7750 EUR
EUR10.00 ordinary Purchase 87 19.7900 EUR
EUR10.00 ordinary Purchase 195 19.7950 EUR
EUR10.00 ordinary Purchase 204 19.7550 EUR
EUR10.00 ordinary Purchase 204 19.7527 EUR
EUR10.00 ordinary Purchase 210 19.7275 EUR
EUR10.00 ordinary Purchase 212 19.7925 EUR
EUR10.00 ordinary Purchase 373 19.7250 EUR
EUR10.00 ordinary Purchase 1,200 19.7371 EUR
EUR10.00 ordinary Purchase 1,209 19.7366 EUR
EUR10.00 ordinary Purchase 1,323 19.7383 EUR
EUR10.00 ordinary Purchase 1,479 19.7553 EUR
EUR10.00 ordinary Purchase 3,429 19.7585 EUR
EUR10.00 ordinary Purchase 3,749 19.7460 EUR
EUR10.00 ordinary Purchase 5,998 19.7521 EUR
EUR10.00 ordinary Purchase 6,078 19.7491 EUR
EUR10.00 ordinary Purchase 9,516 19.7509 EUR
EUR10.00 ordinary Purchase 16,240 19.8030 EUR
EUR10.00 ordinary Sale 6 19.7885 EUR
EUR10.00 ordinary Sale 9 19.7630 EUR
EUR10.00 ordinary Sale 60 19.7500 EUR
EUR10.00 ordinary Sale 83 19.7750 EUR
EUR10.00 ordinary Sale 87 19.7900 EUR
EUR10.00 ordinary Sale 97 19.7475 EUR
EUR10.00 ordinary Sale 109 19.7210 EUR
EUR10.00 ordinary Sale 143 19.7645 EUR
EUR10.00 ordinary Sale 147 19.7234 EUR
EUR10.00 ordinary Sale 204 19.7550 EUR
EUR10.00 ordinary Sale 210 19.7275 EUR
EUR10.00 ordinary Sale 212 19.7934 EUR
EUR10.00 ordinary Sale 212 19.7925 EUR
EUR10.00 ordinary Sale 304 19.8079 EUR
EUR10.00 ordinary Sale 373 19.7250 EUR
EUR10.00 ordinary Sale 1,838 19.7837 EUR
EUR10.00 ordinary Sale 2,115 19.8231 EUR
EUR10.00 ordinary Sale 2,142 19.7452 EUR
EUR10.00 ordinary Sale 4,007 19.7568 EUR
EUR10.00 ordinary Sale 4,273 19.7492 EUR
EUR10.00 ordinary Sale 5,767 19.7906 EUR
EUR10.00 ordinary Sale 13,195 19.7594 EUR
EUR10.00 ordinary Sale 19,733 19.7930 EUR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
EUR10.00 ordinary CFD Long 103 19.8242 EUR
EUR10.00 ordinary SWAP Long 109 19.7210 EUR
EUR10.00 ordinary SWAP Long 659 19.7745 EUR
EUR10.00 ordinary CFD Long 1,507 19.8083 EUR
EUR10.00 ordinary CFD Long 4,007 19.7568 EUR
EUR10.00 ordinary SWAP Long 8,414 19.7938 EUR
EUR10.00 ordinary CFD Short 1 19.8400 EUR
EUR10.00 ordinary CFD Short 5 19.8360 EUR
EUR10.00 ordinary CFD Short 14 19.8357 EUR
EUR10.00 ordinary CFD Short 3,429 19.7585 EUR
EUR10.00 ordinary SWAP Short 8,860 19.7485 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 6 Jul 2017
Contact name: Hemika Mistry
Telephone number: 020 7116 3891

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 587006
Time of Receipt (offset from UTC): 20170706T151228+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC