Form 8.3 - ELIS SA

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ELIS SA

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 03 July 2017
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? BERENDSEN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       EUR10.00 ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 492,540 0.35% 385,363 0.27%
           
(2) Cash-settled derivatives:
384,397 0.27% 369,891 0.26%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 876,937 0.63% 755,254 0.54%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
EUR10.00 ordinary Purchase 114 20.5100 EUR
EUR10.00 ordinary Purchase 209 20.3850 EUR
EUR10.00 ordinary Purchase 212 20.7000 EUR
EUR10.00 ordinary Purchase 216 20.5250 EUR
EUR10.00 ordinary Purchase 227 20.2750 EUR
EUR10.00 ordinary Purchase 287 20.3928 EUR
EUR10.00 ordinary Purchase 1,598 20.3140 EUR
EUR10.00 ordinary Purchase 2,461 20.3419 EUR
EUR10.00 ordinary Purchase 7,348 20.2147 EUR
EUR10.00 ordinary Purchase 11,446 20.3615 EUR
EUR10.00 ordinary Purchase 19,912 20.3687 EUR
EUR10.00 ordinary Sale 3 20.5225 EUR
EUR10.00 ordinary Sale 209 20.3850 EUR
EUR10.00 ordinary Sale 212 20.7000 EUR
EUR10.00 ordinary Sale 216 20.5250 EUR
EUR10.00 ordinary Sale 228 20.5100 EUR
EUR10.00 ordinary Sale 454 20.2750 EUR
EUR10.00 ordinary Sale 637 20.5373 EUR
EUR10.00 ordinary Sale 970 20.4890 EUR
EUR10.00 ordinary Sale 1,609 20.3143 EUR
EUR10.00 ordinary Sale 2,584 20.4210 EUR
EUR10.00 ordinary Sale 2,757 20.5082 EUR
EUR10.00 ordinary Sale 2,983 20.2920 EUR
EUR10.00 ordinary Sale 3,947 20.4499 EUR
EUR10.00 ordinary Sale 8,137 20.4043 EUR
EUR10.00 ordinary Sale 9,616 20.4769 EUR
EUR10.00 ordinary Sale 33,406 20.3671 EUR
EUR10.00 ordinary Sale 36,792 20.4816 EUR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
EUR10.00 ordinary SWAP Long 539 20.5679 EUR
EUR10.00 ordinary SWAP Long 1,100 20.5327 EUR
EUR10.00 ordinary SWAP Long 2,066 20.4752 EUR
EUR10.00 ordinary SWAP Long 3,445 20.5898 EUR
EUR10.00 ordinary CFD Long 8,137 20.4043 EUR
EUR10.00 ordinary SWAP Long 8,591 20.3572 EUR
EUR10.00 ordinary SWAP Long 11,754 20.4204 EUR
EUR10.00 ordinary SWAP Expires 05/08/2018 Long 36,792 20.4816 EUR
EUR10.00 ordinary SWAP Short 100 20.2050 EUR
EUR10.00 ordinary SWAP Short 154 20.1520 EUR
EUR10.00 ordinary SWAP Short 400 20.2049 EUR
EUR10.00 ordinary SWAP Short 567 20.2752 EUR
EUR10.00 ordinary SWAP Short 5,007 20.3860 EUR
EUR10.00 ordinary CFD Short 5,466 20.1517 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 4 Jul 2017
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 586824
Time of Receipt (offset from UTC): 20170704T135718+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC