Form 8.3 - IMAGINATION TECHNOLOGIES GROUP PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose IMAGINATION TECHNOLOGIES GROUP PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 30 June 2017
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       10p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,228,022 1.49% 766,008 0.27%
           
(2) Cash-settled derivatives:
65,046 0.02% 3,045,449 1.07%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,293,068 1.51% 3,811,457 1.34%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 300 1.5050 GBP
10p ordinary Purchase 401 1.5073 GBP
10p ordinary Purchase 401 1.5075 GBP
10p ordinary Purchase 2,100 1.5450 GBP
10p ordinary Purchase 2,100 1.5500 GBP
10p ordinary Purchase 3,111 1.5150 GBP
10p ordinary Purchase 3,532 1.5375 GBP
10p ordinary Purchase 3,908 1.5025 GBP
10p ordinary Purchase 4,622 1.5350 GBP
10p ordinary Purchase 4,625 1.5175 GBP
10p ordinary Purchase 4,821 1.5324 GBP
10p ordinary Purchase 5,018 1.5308 GBP
10p ordinary Purchase 6,179 1.5000 GBP
10p ordinary Purchase 6,300 1.5225 GBP
10p ordinary Purchase 6,775 1.5400 GBP
10p ordinary Purchase 6,982 1.5250 GBP
10p ordinary Purchase 8,358 1.5300 GBP
10p ordinary Purchase 8,776 1.5325 GBP
10p ordinary Purchase 12,163 1.5275 GBP
10p ordinary Purchase 12,800 1.5425 GBP
10p ordinary Purchase 18,105 1.5249 GBP
10p ordinary Purchase 23,896 1.5291 GBP
10p ordinary Purchase 63,817 1.5240 GBP
10p ordinary Purchase 230,052 1.5312 GBP
10p ordinary Sale 93 1.5125 GBP
10p ordinary Sale 401 1.5075 GBP
10p ordinary Sale 2,011 1.5150 GBP
10p ordinary Sale 2,100 1.5450 GBP
10p ordinary Sale 2,100 1.5500 GBP
10p ordinary Sale 2,100 1.5375 GBP
10p ordinary Sale 2,497 1.5222 GBP
10p ordinary Sale 3,908 1.5025 GBP
10p ordinary Sale 4,226 1.5323 GBP
10p ordinary Sale 4,622 1.5350 GBP
10p ordinary Sale 4,625 1.5175 GBP
10p ordinary Sale 5,719 1.5211 GBP
10p ordinary Sale 6,179 1.5000 GBP
10p ordinary Sale 6,300 1.5225 GBP
10p ordinary Sale 6,775 1.5400 GBP
10p ordinary Sale 6,982 1.5250 GBP
10p ordinary Sale 8,358 1.5300 GBP
10p ordinary Sale 9,777 1.5325 GBP
10p ordinary Sale 10,000 1.5200 GBP
10p ordinary Sale 12,163 1.5275 GBP
10p ordinary Sale 12,800 1.5425 GBP
10p ordinary Sale 14,634 1.5270 GBP
10p ordinary Sale 27,098 1.5166 GBP
10p ordinary Sale 46,525 1.5213 GBP
10p ordinary Sale 59,513 1.5338 GBP
10p ordinary Sale 192,812 1.5280 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary CFD Long 4,226 1.5323 GBP
10p ordinary SWAP Long 20,616 1.5273 GBP
10p ordinary CFD Long 49,242 1.5218 GBP
10p ordinary SWAP Short 300 1.5050 GBP
10p ordinary CFD Short 1,100 1.5150 GBP
10p ordinary CFD Short 1,432 1.5375 GBP
10p ordinary CFD Short 5,018 1.5308 GBP
10p ordinary CFD Short 7,511 1.5326 GBP
10p ordinary SWAP Short 9,452 1.5390 GBP
10p ordinary CFD Short 15,304 1.5232 GBP
10p ordinary CFD Short 230,052 1.5311 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 3 Jul 2017
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 586701
Time of Receipt (offset from UTC): 20170703T135842+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC