Form 8.3 - IMAGINATION TECH

LONDON--()--FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

IMAGINATION TECHNOLOGIES GROUP PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

22 June 2017

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       10p ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,393,117 1.19% 418,583 0.15%
           
(2) Cash-settled derivatives:
123,809 0.04% 2,133,478 0.75%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,516,926 1.24% 2,552,061 0.90%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)   Purchases and sales        
Class of relevant Purchase/sale Number of Price per unit
security   securities  
10p ORD Purchase 206 1.4162 GBP
10p ORD Purchase 630 1.4300 GBP
10p ORD Purchase 832 1.4389 GBP
10p ORD Purchase 906 1.4525 GBP
10p ORD Purchase 1,064 1.4400 GBP
10p ORD Purchase 1,110 1.4439 GBP
10p ORD Purchase 2,885 1.4456 GBP
10p ORD Purchase 3,463 1.4450 GBP
10p ORD Purchase 5,715 1.4503 GBP
10p ORD Purchase 7,502 1.4475 GBP
10p ORD Purchase 7,971 1.4342 GBP
10p ORD Purchase 9,132 1.4399 GBP
10p ORD Purchase 17,000 1.4343 GBP
10p ORD Purchase 20,843 1.4500 GBP
10p ORD Purchase 40,000 1.4736 GBP
10p ORD Purchase 50,000 1.4561 GBP
10p ORD Purchase 149,041 1.4376 GBP
10p ORD Purchase 176,580 1.4461 GBP
10p ORD Purchase 249,865 1.4425 GBP
10p ORD Sale 103 1.4162 GBP
10p ORD Sale 630 1.4300 GBP
10p ORD Sale 906 1.4525 GBP
10p ORD Sale 1,100 1.4411 GBP
10p ORD Sale 1,341 1.4524 GBP
10p ORD Sale 1,700 1.4519 GBP
10p ORD Sale 1,993 1.4450 GBP
10p ORD Sale 2,064 1.4400 GBP
10p ORD Sale 2,064 1.4799 GBP
10p ORD Sale 2,550 1.4415 GBP
10p ORD Sale 3,455 1.4380 GBP
10p ORD Sale 6,211 1.4375 GBP
10p ORD Sale 7,807 1.4587 GBP
10p ORD Sale 8,077 1.4349 GBP
10p ORD Sale 8,547 1.4475 GBP
10p ORD Sale 11,843 1.4500 GBP
10p ORD Sale 13,293 1.4481 GBP
10p ORD Sale 14,493 1.4478 GBP
10p ORD Sale 20,000 1.4492 GBP
10p ORD Sale 27,299 1.4544 GBP
10p ORD Sale 61,380 1.4323 GBP
10p ORD Sale 355,810 1.4554 GBP
(b)   Cash-settled derivative transactions            
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
10p ORD SWAP Long 500 1.4624 GBP
10p ORD CFD Long 1,341 1.4524 GBP
10p ORD SWAP Long 1,950 1.4426 GBP
10p ORD CFD Long 2,064 1.4799 GBP
10p ORD CFD Long 8,077 1.4349 GBP
10p ORD CFD Long 10,000 1.4602 GBP
10p ORD SWAP Long 13,743 1.4485 GBP
10p ORD CFD Long 20,000 1.4348 GBP
10p ORD CFD Long 30,000 1.4401 GBP
10p ORD CFD Long 40,000 1.4446 GBP
10p ORD CFD Long 50,000 1.4473 GBP
10p ORD CFD Long 50,000 1.4698 GBP
10p ORD CFD Long 50,000 1.4760 GBP
10p ORD SWAP Short 311 1.4387 GBP
10p ORD CFD Short 1,110 1.4439 GBP
10p ORD SWAP Short 2,317 1.4371 GBP
10p ORD CFD Short 4,225 1.4246 GBP
10p ORD CFD Short 6,929 1.4333 GBP
10p ORD SWAP Short 13,010 1.4401 GBP
10p ORD SWAP Short 13,414 1.4402 GBP
10p ORD SWAP Short 20,782 1.4408 GBP
10p ORD CFD Short 21,005 1.4313 GBP
10p ORD CFD Short 100,000 1.4501 GBP
10p ORD CFD Short 130,681 1.4508 GBP
10p ORD CFD Short 149,041 1.4376 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:

23 June 2017

Contact name:

Hemika Mistry

Telephone number:

020 7116 3891

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 586143
Time of Receipt (offset from UTC): 20170623T105739+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC