FORM 8.5 (EPT/NON-RI) - TESCO PLC - Amendment

LONDON--()--

FORM 8.5 (EPT/NON-RI) - AMENDMENT 2(a) and 3(a)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose TESCO PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt TESCO PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 16 June 2017
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? BOOKER GROUP PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 38,174,061 0.44% 47,855,892 0.58%
           
(2) Cash-settled derivatives:
40,829,894 0.50% 26,781,204 0.33%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 79,003,955 0.94% 74,637,096 0.91%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
5p ordinary Purchase 10,986,816 1.8645 GBP 1.679 GBP
5p ordinary Sale 15,525,015 1.8645 GBP 1.679 GBP
ADR Purchase 20,486 6.6340 USD 6.6143 USD
ADR Sale 20,486 6.6340 USD 6.6143 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 191 1.7978 GBP
5p ordinary SWAP Long 394 1.7988 GBP
5p ordinary SWAP Long 587 1.8174 GBP
5p ordinary CFD Long 1,124 1.7783 GBP
5p ordinary SWAP Long 1,448 1.8513 GBP
5p ordinary SWAP Long 1,975 1.8136 GBP
5p ordinary SWAP Long 1,990 1.8200 GBP
5p ordinary CFD Long 2,036 1.7403 GBP
5p ordinary SWAP Long 2,259 1.8530 GBP
5p ordinary CFD Long 2,347 1.8598 GBP
5p ordinary SWAP Long 2,904 1.8358 GBP
5p ordinary CFD Long 3,739 1.8353 GBP
5p ordinary CFD Long 3,750 1.6883 GBP
5p ordinary SWAP Long 4,438 1.7666 GBP
5p ordinary SWAP Long 5,967 1.7329 GBP
5p ordinary SWAP Long 7,025 1.8149 GBP
5p ordinary SWAP Long 7,234 1.8375 GBP
5p ordinary SWAP Long 8,100 1.7350 GBP
5p ordinary SWAP Long 8,671 1.7372 GBP
5p ordinary SWAP Long 10,649 1.7685 GBP
5p ordinary SWAP Long 10,884 1.7113 GBP
5p ordinary SWAP Long 12,258 1.7278 GBP
5p ordinary SWAP Long 15,349 1.7244 GBP
5p ordinary CFD Long 15,542 1.7672 GBP
5p ordinary SWAP Long 16,198 1.8245 GBP
5p ordinary SWAP Long 16,791 1.7349 GBP
5p ordinary SWAP Long 20,134 1.7162 GBP
5p ordinary SWAP Long 20,514 1.8126 GBP
5p ordinary CFD Long 20,990 1.7254 GBP
5p ordinary SWAP Long 22,222 1.7535 GBP
5p ordinary SWAP Long 27,851 1.7432 GBP
5p ordinary SWAP Long 41,909 1.7433 GBP
5p ordinary SWAP Long 50,074 1.7325 GBP
5p ordinary SWAP Long 57,159 1.7528 GBP
5p ordinary SWAP Long 62,338 1.7444 GBP
5p ordinary SWAP Long 70,684 1.7570 GBP
5p ordinary SWAP Long 70,752 1.7595 GBP
5p ordinary SWAP Long 71,719 1.7237 GBP
5p ordinary CFD Long 73,906 1.7633 GBP
5p ordinary SWAP Long 86,571 1.7308 GBP
5p ordinary SWAP Long 120,448 1.7253 GBP
5p ordinary SWAP Long 132,963 1.7464 GBP
5p ordinary SWAP Long 134,201 1.7302 GBP
5p ordinary CFD Long 146,638 1.7890 GBP
5p ordinary SWAP Long 149,956 1.7441 GBP
5p ordinary SWAP Long 151,801 1.7367 GBP
5p ordinary SWAP Long 317,727 1.7383 GBP
5p ordinary SWAP Long 576,150 1.7876 GBP
5p ordinary SWAP Long 585,015 1.7277 GBP
5p ordinary SWAP Long 768,052 1.7754 GBP
5p ordinary CFD Long 901,255 1.7499 GBP
5p ordinary SWAP Long 1,010,357 1.7287 GBP
5p ordinary SWAP Long 1,235,114 1.7141 GBP
5p ordinary SWAP Long 2,369,655 1.7819 GBP
5p ordinary CFD Short 20 1.7245 GBP
5p ordinary CFD Short 623 1.7965 GBP
5p ordinary CFD Short 922 1.7911 GBP
5p ordinary CFD Short 999 1.7894 GBP
5p ordinary SWAP Short 1,100 1.6970 GBP
5p ordinary CFD Short 1,194 1.7856 GBP
5p ordinary CFD Short 1,277 1.7020 GBP
5p ordinary CFD Short 1,622 1.7451 GBP
5p ordinary CFD Short 2,000 1.8126 GBP
5p ordinary CFD Short 2,853 1.6976 GBP
5p ordinary CFD Short 3,543 1.7246 GBP
5p ordinary SWAP Short 3,800 1.8119 GBP
5p ordinary SWAP Short 8,377 1.7688 GBP
5p ordinary CFD Short 25,000 1.7021 GBP
5p ordinary CFD Short 25,000 1.7066 GBP
5p ordinary CFD Short 30,000 1.7207 GBP
5p ordinary CFD Short 32,536 1.6972 GBP
5p ordinary CFD Short 40,000 1.7041 GBP
5p ordinary CFD Short 51,362 1.7262 GBP
5p ordinary CFD Short 60,101 1.7312 GBP
5p ordinary CFD Short 73,259 1.7111 GBP
5p ordinary CFD Short 83,087 1.7143 GBP
5p ordinary SWAP Short 88,934 1.7961 GBP
5p ordinary SWAP Short 149,012 1.7110 GBP
5p ordinary SWAP Short 150,019 1.7514 GBP
5p ordinary CFD Short 151,981 1.7109 GBP
5p ordinary SWAP Short 209,097 1.8511 GBP
5p ordinary SWAP Short 674,295 1.7754 GBP
5p ordinary SWAP Short 1,182,795 1.7198 GBP
5p ordinary CFD Short 2,543,678 1.7131 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 20 Jun 2017
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 585859
Time of Receipt (offset from UTC): 20170620T141623+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC