Form 8.5 (EPT/NON-RI) - JOHN WOOD GROUP PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose JOHN WOOD GROUP PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt AMEC FOSTER WHEELER PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 12 June 2017
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? AMEC FOSTER WHEELER PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   4 2/7p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 3,360,853 0.88% 4,132,333 1.08%
           
(2) Cash-settled derivatives:
1,039,466 0.27% 413,905 0.11%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           

 

(4)

TOTAL: 4,400,319 1.15% 4,546,238 1.19%
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
4 2/7p ordinary Purchase 874,806 6.9750 GBP 6.8775 GBP
4 2/7p ordinary Sale 419,023 6.9750 GBP 6.8775 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
4 2/7p ordinary CFD Long 27 6.8874 GBP
4 2/7p ordinary CFD Long 241 6.9429 GBP
4 2/7p ordinary CFD Long 302 6.9594 GBP
4 2/7p ordinary CFD Long 2,107 6.8940 GBP
4 2/7p ordinary SWAP Long 5,500 6.9414 GBP
4 2/7p ordinary SWAP Long 6,740 6.8981 GBP
4 2/7p ordinary SWAP Long 7,396 6.9381 GBP
4 2/7p ordinary CFD Long 7,887 6.9097 GBP
4 2/7p ordinary SWAP Long 13,932 6.9172 GBP
4 2/7p ordinary SWAP Long 22,194 6.9230 GBP
4 2/7p ordinary CFD Long 26,718 6.9091 GBP
4 2/7p ordinary CFD Long 29,553 6.8944 GBP
4 2/7p ordinary CFD Long 37,718 6.9121 GBP
4 2/7p ordinary CFD Long 55,153 6.9032 GBP
4 2/7p ordinary SWAP Long 57,620 6.9011 GBP
4 2/7p ordinary CFD Short 177 6.9002 GBP
4 2/7p ordinary SWAP Short 195 6.9008 GBP
4 2/7p ordinary CFD Short 228 6.9504 GBP
4 2/7p ordinary CFD Short 240 6.9554 GBP
4 2/7p ordinary CFD Short 299 6.9353 GBP
4 2/7p ordinary CFD Short 339 6.9354 GBP
4 2/7p ordinary CFD Short 376 6.9161 GBP
4 2/7p ordinary CFD Short 819 6.9176 GBP
4 2/7p ordinary CFD Short 1,249 6.9017 GBP
4 2/7p ordinary CFD Short 1,451 6.9004 GBP
4 2/7p ordinary SWAP Short 1,600 6.8981 GBP
4 2/7p ordinary SWAP Short 2,677 6.9000 GBP
4 2/7p ordinary CFD Short 7,233 6.8987 GBP
4 2/7p ordinary SWAP Short 8,282 6.8959 GBP
4 2/7p ordinary CFD Short 8,536 6.9288 GBP
4 2/7p ordinary SWAP Short 9,794 6.9234 GBP
4 2/7p ordinary CFD Short 14,834 6.9185 GBP
4 2/7p ordinary CFD Short 20,533 6.9397 GBP
4 2/7p ordinary SWAP Short 30,276 6.9032 GBP
4 2/7p ordinary CFD Short 31,283 6.9352 GBP
4 2/7p ordinary CFD Short 32,910 6.9177 GBP
4 2/7p ordinary CFD Short 32,910 6.9466 GBP
4 2/7p ordinary CFD Short 32,910 6.9491 GBP
4 2/7p ordinary CFD Short 32,910 6.9697 GBP
4 2/7p ordinary CFD Short 36,283 6.9020 GBP
4 2/7p ordinary SWAP Short 36,283 6.9020 GBP
4 2/7p ordinary SWAP Short 49,523 6.9307 GBP
4 2/7p ordinary CFD Short 49,996 6.9600 GBP
4 2/7p ordinary CFD Short 51,289 6.9280 GBP
4 2/7p ordinary SWAP Short 102,541 6.9158 GBP
4 2/7p ordinary CFD Short 160,982 6.9282 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 13 Jun 2017
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 585090
Time of Receipt (offset from UTC): 20170613T121512+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC