Form 8.5 - JOHN WOOD GROUP PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

JOHN WOOD GROUP PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

AMEC FOSTER WHEELER PLC

(d) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

7 June 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES AMEC FOSTER WHEELER PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       4 2/7p ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,863,248 0.75% 4,673,377 1.22%
           
(2) Cash-settled derivatives:
1,923,725 0.50% 284,543 0.07%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,786,973 1.25% 4,957,920 1.29%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)   Purchases and sales            
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security   securities paid/received paid/received
4 2/7p ordinary Purchase 415,753 7.1004 GBP 6.905 GBP
4 2/7p ordinary Sale 564,420 6.9978 GBP 6.905 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
4 2/7p ordinary SWAP Long 400 7.0450 GBP
4 2/7p ordinary CFD Long 555 6.9595 GBP
4 2/7p ordinary CFD Long 6,123 6.9482 GBP
4 2/7p ordinary CFD Long 6,590 6.9594 GBP
4 2/7p ordinary SWAP Long 9,493 6.9611 GBP
4 2/7p ordinary CFD Long 20,315 6.9804 GBP
4 2/7p ordinary CFD Long 29,116 6.9598 GBP
4 2/7p ordinary CFD Long 31,306 6.9652 GBP
4 2/7p ordinary CFD Long 32,493 6.9499 GBP
4 2/7p ordinary CFD Long 32,910 6.9588 GBP
4 2/7p ordinary SWAP Long 34,254 6.9535 GBP
4 2/7p ordinary SWAP Long 252,209 6.9700 GBP
4 2/7p ordinary CFD Short 57 6.9740 GBP
4 2/7p ordinary CFD Short 121 6.9656 GBP
4 2/7p ordinary SWAP Short 178 6.9618 GBP
4 2/7p ordinary CFD Short 241 6.9504 GBP
4 2/7p ordinary CFD Short 375 6.9804 GBP
4 2/7p ordinary CFD Short 443 7.1004 GBP
4 2/7p ordinary CFD Short 624 6.9488 GBP
4 2/7p ordinary CFD Short 928 7.0161 GBP
4 2/7p ordinary SWAP Short 938 6.9687 GBP
4 2/7p ordinary CFD Short 1,001 6.9593 GBP
4 2/7p ordinary SWAP Short 8,063 6.9463 GBP
4 2/7p ordinary CFD Short 18,806 6.9910 GBP
4 2/7p ordinary SWAP Short 30,916 6.9893 GBP
4 2/7p ordinary SWAP Short 32,980 6.9518 GBP
4 2/7p ordinary SWAP Short 33,347 6.9756 GBP
4 2/7p ordinary SWAP Short 35,299 6.9430 GBP
4 2/7p ordinary SWAP Short 39,371 6.9550 GBP
4 2/7p ordinary SWAP Short 44,712 6.9447 GBP
4 2/7p ordinary CFD Short 49,888 6.9927 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

8 June 2017

Contact name:

Jay Supaya

Telephone number:

0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 584697
Time of Receipt (offset from UTC): 20170608T101918+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC