Form 8.5 (EPT/NON-RI) - AMEC FOSTER WHEELER PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

AMEC FOSTER WHEELER PLC

(c) Name of the party to the offer with which exempt principal trader is connected:  

AMEC FOSTER WHEELER PLC

(d) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

13 March 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

JOHN WOOD GROUP PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,929,204 1.01% 1,994,074 0.51%
           
(2) Cash-settled derivatives:
995,352 0.26% 2,958,877 0.76%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,924,556 1.26% 4,952,951 1.27%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)   Purchases and sales            
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security   securities paid/received paid/received
50p ORD Purchase 2,837,483 5.8375 GBP 5.415 GBP
50p ORD Sale 804,342 5.8375 GBP 5.415 GBP
ADR Purchase 28,322 6.6871 USD 6.6304 USD
ADR Sale 28,322 6.6871 USD 6.6304 USD
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
50p ORD CFD Long 726 5.5470 GBP
50p ORD CFD Long 2,281 5.8414 GBP
50p ORD CFD Long 2,424 5.8194 GBP
50p ORD SWAP Long 2,522 5.7899 GBP
50p ORD SWAP Long 4,224 5.5077 GBP
50p ORD CFD Long 4,326 5.6394 GBP
50p ORD CFD Long 4,764 5.4742 GBP
50p ORD SWAP Long 12,930 5.6162 GBP
50p ORD CFD Long 22,222 5.5132 GBP
50p ORD SWAP Long 31,145 5.5240 GBP
50p ORD SWAP Long 39,201 5.5343 GBP
50p ORD CFD Long 83,449 5.5999 GBP
50p ORD SWAP Long 93,433 5.6454 GBP
50p ORD SWAP Long 106,165 5.5335 GBP
50p ORD SWAP Long 204,213 5.5931 GBP
50p ORD SWAP Short 334 5.6333 GBP
50p ORD SWAP Short 480 5.8320 GBP
50p ORD CFD Short 970 5.8153 GBP
50p ORD CFD Short 2,500 5.5505 GBP
50p ORD CFD Short 3,090 5.4707 GBP
50p ORD SWAP Short 3,222 5.6412 GBP
50p ORD SWAP Short 3,282 5.5026 GBP
50p ORD CFD Short 20,955 5.7810 GBP
50p ORD CFD Short 21,609 5.6101 GBP
50p ORD CFD Short 26,404 5.7788 GBP
50p ORD SWAP Short 31,047 5.5510 GBP
50p ORD CFD Short 35,727 5.4604 GBP
50p ORD SWAP Short 41,832 5.6069 GBP
50p ORD CFD Short 46,831 5.4709 GBP
50p ORD CFD Short 50,000 5.5017 GBP
50p ORD CFD Short 50,000 5.5578 GBP
50p ORD SWAP Short 58,451 5.5826 GBP
50p ORD SWAP Short 82,662 5.6798 GBP
50p ORD CFD Short 85,768 5.6396 GBP
50p ORD CFD Short 100,000 5.6033 GBP
50p ORD CFD Short 105,018 5.6456 GBP
50p ORD CFD Short 123,239 5.5852 GBP
50p ORD SWAP Short 150,764 5.5259 GBP
50p ORD CFD Short 157,965 5.5432 GBP
50p ORD SWAP Short 258,278 5.5787 GBP
50p ORD CFD Short 260,141 5.6318 GBP
50p ORD CFD Short 281,653 5.5492 GBP
50p ORD CFD Short 310,005 5.4600 GBP
50p ORD CFD Short 406,531 5.5152 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

14 March 2017

Contact name:

Hemika Mistry

Telephone number:

020 7116 3891

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 579582
Time of Receipt (offset from UTC): 20170314T111459+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC