Capital Investment Companies Collaborates with Pershing, LLC

RALEIGH, N.C.--()--Capital Investment Companies (www.cico.us), one of the largest independent broker dealers in the southeastern United States, is pleased to announce that they have entered into a multi-year relationship with Pershing, LLC. Capital, which is headquartered in Raleigh, NC, provides their advisors with an extensive platform of services through their Ensemble Platform. The Ensemble Platform offers a team of professionals with comprehensive services working together as one for the client; consolidating and simplifying the investor’s financial life. Through the Pershing agreement, Capital plans to provide their advisors with state of the art investment tools and the highest level of service in the industry. “Pershing is a world class clearing firm and we are excited to offer our investment professionals the additional capabilities that Pershing brings to the table. Pershing’s longstanding commitment to the financial services industry mirrors Capital’s dedication to our core values of Integrity, Independence and Innovation,” says Richard Bryant- CEO of Capital Investment Companies.

Jim Crowley, chief relationship officer for Pershing added, “Pershing is committed to helping Capital Investment Companies support the success of their investors. By providing their investment professionals with a strong foundational platform that delivers industry-leading technology, Pershing is providing innovative solutions to help them grow their businesses and more efficiently service their investors.

About Capital Investment Companies

Capital Investment Companies is comprised of Capital Investment Brokerage, Inc. and Capital Investment Group, Inc., registered broker/dealers (Members FINRA/SIPC), Capital Investment Counsel, Inc. and Capital Investment Advisory Services, LLC (two SEC registered investment advisory firms) and their affiliates. Capital Investment Companies (www.cico.us) is one of the largest independent financial services and brokerage organizations in the Southeastern United States. Headquartered in Raleigh, N.C., the firm offers a wide variety of financial services including: traditional investment brokerage, money management, mutual fund management, insurance services, estate planning, retirement plans, trust services, mortgage services, and a community foundation. They offer their services to individuals, corporations, and the CPA and banking community.

About BNY Mellon’s Pershing, LLC

Pershing and its affiliates provide global financial business solutions to advisors, asset managers, broker-dealers, family offices, registered investment advisor firms and wealth managers. A financial services firm located in 23 offices worldwide, Pershing provides business-to-business solutions to clients representing 6 million active investor accounts on the U.S. platform. Pershing affiliates are members of every major U.S. securities exchange, and its international affiliates are members of the Deutsche Börse, Australian Stock Exchange, Irish Stock Exchange, London Stock Exchange and Toronto Stock Exchange. Pershing LLC (member FINRA/NYSE/SIPC) is a BNY Mellon company. Additional information is available on pershing.com, or follow us on Twitter @Pershing.

Contacts

Capital Investment Companies
Aubrey Poe, 919-619-5794
apoe@capital-invest.com

Contacts

Capital Investment Companies
Aubrey Poe, 919-619-5794
apoe@capital-invest.com