Form 8 (DD) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 05 October 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?    

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,838,218 0.30% 2,122,779 0.12%
           
(2) Cash-settled derivatives:
0 0.00% 9,145 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
(4)
TOTAL: 4,838,218 0.30% 2,181,924 0.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 14 1792.0000
ORD Purchase 500 1790.0000
ORD Purchase 15 1784.0000
ORD Purchase 600 1787.0000
ORD Purchase 195 1787.2000
ORD Purchase 205 1787.0100
ORD Purchase 1,000 1786.0200
ORD Purchase 20 1787.4900
ORD Purchase 123 1786.0000
ORD Purchase 30 1787.1400
ORD Purchase 1,500 1790.2400
ORD Purchase 10 1787.3700
ORD Sale 361 1780.0000
ORD Sale 274 1781.0000
ORD Sale 832 1780.6500
ORD Sale 78 1789.0000
ORD Sale 30 1788.0000
ORD Sale 320 1786.0600
ORD Sale 585 1785.3600
ORD Sale 160 1779.5400
ORD Sale 673 1779.0000
ORD Sale 3,746 1785.0000
ORD Sale 639 1779.1600
ORD Sale 175 1786.1200
ORD Sale 1,909 1783.4900
ORD Sale 141 1786.9000
ORD Sale 44 1780.3600
ORD Sale 52 1780.3100
ORD Sale 261 1780.2600
ORD Sale 428 1783.9700
ORD Sale 226 1784.9400
ORD Sale 30 1785.2200
ORD Sale 21 1783.1100
ORD Sale 632 1784.4100
ORD Sale 20 1784.4000
ORD Sale 49 1786.5100
ORD Sale 233 1783.5000
ORD Sale 177 1788.2700
ORD Sale 3,776 1787.0000
ORD Sale 92 1784.8600
ORD Sale 20 1784.9900
ORD Sale 2,113 1783.7700
ORD Sale 351 1785.2500
ORD Sale 327 1785.9700
ORD Sale 228 1786.8400
ORD Sale 12 1783.9000
ORD Sale 579 1784.2700
ORD Sale 2,466 1785.5000
ORD Sale 270 1786.9400
ORD Sale 1,693 1786.0100
ORD Sale 525 1787.2000
ORD Sale 418 1788.2300
ORD Sale 322 1783.7800
ORD Sale 430 1783.8800
ORD Sale 196 1783.7900
ORD Sale 425 1782.3000
ORD Sale 404 1783.1300
ORD Sale 162 1783.8500
ORD Sale 419 1784.6600
ORD Sale 251 1785.3500
ORD Sale 566 1784.9600
ORD Sale 624 1784.9700
ORD Sale 682 1784.9800
ORD Sale 155 1784.7400
ORD Sale 153 1784.3700
ORD Sale 197 1784.4200
ORD Sale 1,257 1785.4900
ORD Sale 168 1785.4200
ORD Sale 166 1785.8100
ORD Sale 1,418 1786.2000
ORD Sale 61 1785.9000
ORD Sale 40 1785.8200
ORD Sale 399 1785.5600
ORD Sale 100 1787.1600
ORD Sale 835 1785.1500
ORD Sale 218 1785.3000
ORD Sale 395 1785.9600
ORD Sale 294 1786.3600
ORD Sale 101 1783.3400
ORD Sale 3,805 1783.5200
ORD Sale 190 1783.8100
ORD Sale 603 1784.5000
ORD Sale 1,023 1783.9500
ORD Sale 48 1780.7300
ORD Sale 326 1780.7000
ORD Sale 49 1781.0700
ORD Sale 134 1778.9500
ORD Sale 75 1782.1600
ORD Sale 149 1780.9500
ORD Sale 9 1780.9700
ORD Sale 10 1781.7000
ORD Sale 266 1779.1400
ORD Sale 160 1779.0900
ORD Sale 324 1779.8900
ORD Sale 1,104 1780.2800
ORD Sale 425 1780.0500
ORD Sale 722 1779.6500
ORD Sale 41 1781.4900
ORD Sale 31 1781.1700
ORD Sale 264 1780.2300
ORD Sale 1 1780.5000
ORD Sale 43 1785.1100
ORD Sale 20 1789.8700
ORD Sale 8 1788.5000
ORD Sale 133 1789.0400
ORD Sale 78 1787.1400
ORD Sale 10 1791.0600
ADR Purchase 385 129.0400 USD
ADR Purchase 421 128.7200 USD
ADR Purchase 600 129.1800 USD
ADR Purchase 1,000 129.0399 USD
ADR Purchase 15,520 129.2600 USD
ADR Sale 421 128.7200 USD
ADR Sale 600 129.1800 USD
ADR Sale 15,520 129.2600 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 6 Oct 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 552860
Time of Receipt (offset from UTC): 20161006T112651+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC