Form 8 (DD) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 04 October 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?    

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,837,254 0.30% 2,081,957 0.12%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
(4)
TOTAL: 4,837,254 0.30% 2,139,717 0.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 26 1775.4700
ORD Purchase 987 1772.0000
ORD Purchase 839 1773.0000
ORD Purchase 2 1762.5000
ORD Purchase 17 1766.8500
ORD Purchase 282 1763.0600
ORD Purchase 101 1770.3100
ORD Purchase 1,253 1765.0300
ORD Purchase 29 1769.1800
ORD Purchase 543 1768.0000
ORD Purchase 650 1768.0100
ORD Purchase 1,000 1771.2500
ORD Purchase 20 1771.9100
ORD Purchase 25 1765.0000
ORD Purchase 279 1761.2800
ORD Purchase 373 1770.0100
ORD Purchase 149 1768.3800
ORD Purchase 130 1768.4000
ORD Purchase 29 1769.7100
ORD Purchase 28 1765.9500
ORD Purchase 27 1762.5100
ORD Purchase 29 1765.8200
ORD Purchase 27 1775.3000
ORD Purchase 10 1778.2200
ORD Purchase 26 1777.0300
ORD Purchase 29 1776.0000
ORD Purchase 500 1770.0500
ORD Purchase 730 1770.3800
ORD Purchase 1,497 1770.9100
ORD Purchase 23 1761.5000
ORD Purchase 10 1772.2700
ORD Purchase 5 1768.6700
ORD Purchase 136 1773.1100
ORD Sale 133 1774.4800
ORD Sale 350 1773.0000
ORD Sale 30 1770.0000
ORD Sale 500 1774.0000
ORD Sale 2 1770.2500
ORD Sale 23 1767.2200
ORD Sale 116 1771.0000
ORD Sale 101 1770.3100
ORD Sale 23 1770.7100
ORD Sale 50 1761.8000
ORD Sale 1 1769.0500
ORD Sale 124 1771.2700
ORD Sale 80 1769.1800
ORD Sale 259 1774.7000
ORD Sale 64 1768.0000
ORD Sale 50 1768.3900
ORD Sale 23 1769.5100
ORD Sale 144 1764.5700
ORD Sale 45 1776.7800
ORD Sale 5 1770.9200
ORD Sale 15 1773.2900
ORD Sale 224 1775.9200
ORD Sale 2 1777.2400
ORD Sale 110 1777.6600
ORD Sale 26 1777.0900
ORD Sale 80 1772.0700
ORD Sale 34 1765.0000
ORD Sale 15 1767.9500
ORD Sale 33 1770.8700
ORD Sale 5 1770.0100
ORD Sale 115 1767.4900
ORD Sale 47 1769.7100
ORD Sale 23 1769.3700
ORD Sale 73 1774.1400
ORD Sale 23 1765.3800
ORD Sale 11 1765.6000
ORD Sale 450 1762.5100
ORD Sale 150 1765.9800
ORD Sale 882 1765.9900
ORD Sale 155 1765.8200
ORD Sale 23 1765.8600
ORD Sale 23 1769.9500
ORD Sale 20 1769.7800
ORD Sale 50 1775.3000
ORD Sale 551 1771.9700
ORD Sale 201 1773.6600
ORD Sale 201 1774.5300
ORD Sale 100 1775.2900
ORD Sale 196 1778.2200
ORD Sale 1 1777.3300
ORD Sale 6 1773.1500
ORD Sale 8 1768.7300
ORD Sale 50 1762.2900
ORD Sale 100 1762.8800
ORD Sale 100 1762.2200
ORD Sale 10 1766.6200
ORD Sale 35 1767.0400
ORD Sale 11 1766.8400
ADR Purchase 15,520 128.7200 USD
ADR Purchase 1,842 128.9100 USD
ADR Purchase 300 128.7600 USD
ADR Sale 15,520 128.7200 USD
ADR Sale 1,842 128.9100 USD
ADR Sale 300 128.7600 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 5 Oct 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 552509
Time of Receipt (offset from UTC): 20161005T140436+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC