Form 8 (DD) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 03 October 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?    

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,838,846 0.30% 2,087,078 0.12%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
(4)
TOTAL: 4,838,846 0.30% 2,144,838 0.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 728 1772.0000
ORD Purchase 21 1777.1800
ORD Purchase 3,245 1795.0000
ORD Purchase 131 1776.1600
ORD Purchase 151 1787.9900
ORD Purchase 350 1771.0000
ORD Purchase 22 1764.1800
ORD Purchase 9 1762.2700
ORD Purchase 500 1762.2300
ORD Purchase 40 1764.5600
ORD Purchase 72 1769.0600
ORD Purchase 13 1770.7300
ORD Purchase 490 1775.0000
ORD Purchase 343 1777.1200
ORD Purchase 38 1774.8300
ORD Purchase 47 1777.4300
ORD Purchase 9 1776.1300
ORD Purchase 66 1776.0500
ORD Purchase 39 1779.3000
ORD Purchase 175 1793.2300
ORD Purchase 40 1792.7500
ORD Purchase 137 1792.9000
ORD Purchase 16 1794.7100
ORD Purchase 18 1794.5000
ORD Purchase 43 1796.5300
ORD Purchase 42 1795.7500
ORD Purchase 3 1816.4500
ORD Sale 90 1772.0000
ORD Sale 2,500 1773.0000
ORD Sale 28 1773.1300
ORD Sale 795 1772.5000
ORD Sale 144 1786.3300
ORD Sale 33 1780.3300
ORD Sale 219 1774.8700
ORD Sale 7 1770.0600
ORD Sale 4 1796.7700
ORD Sale 10 1792.0000
ORD Sale 25 1789.8000
ORD Sale 410 1771.7900
ORD Sale 151 1787.9900
ORD Sale 2,700 1771.0000
ORD Sale 214 1773.4100
ORD Sale 164 1773.5300
ORD Sale 400 1770.7400
ORD Sale 2,860 1772.1500
ORD Sale 120 1774.0200
ORD Sale 277 1768.7900
ORD Sale 556 1770.3000
ORD Sale 202 1788.6500
ORD Sale 55 1767.0900
ORD Sale 149 1767.9200
ORD Sale 1,000 1763.3000
ORD Sale 40 1764.5600
ORD Sale 381 1767.2000
ORD Sale 427 1769.4000
ORD Sale 692 1771.3900
ORD Sale 387 1771.2000
ORD Sale 12 1772.9800
ORD Sale 668 1772.3700
ORD Sale 346 1772.4200
ORD Sale 252 1773.0200
ORD Sale 218 1772.9500
ORD Sale 392 1773.4600
ORD Sale 2,500 1773.5100
ORD Sale 283 1773.4200
ORD Sale 111 1773.3000
ORD Sale 118 1773.5200
ORD Sale 193 1773.5900
ORD Sale 15 1770.9200
ORD Sale 190 1772.2300
ORD Sale 101 1777.2900
ORD Sale 10 1778.5700
ORD Sale 36 1777.9200
ORD Sale 213 1772.0400
ORD Sale 387 1772.6700
ORD Sale 87 1772.7200
ORD Sale 100 1774.7700
ORD Sale 810 1772.1600
ORD Sale 4 1771.7800
ORD Sale 143 1772.3600
ORD Sale 201 1772.7700
ORD Sale 211 1773.2900
ORD Sale 50 1773.8800
ORD Sale 165 1774.7900
ORD Sale 185 1774.9200
ORD Sale 88 1774.9700
ORD Sale 500 1777.7000
ORD Sale 182 1780.9100
ORD Sale 104 1781.6100
ORD Sale 28 1782.0700
ORD Sale 80 1788.3800
ORD Sale 184 1786.3800
ORD Sale 170 1786.7700
ORD Sale 83 1787.2400
ORD Sale 156 1787.5800
ORD Sale 209 1787.6200
ORD Sale 12 1792.4300
ORD Sale 281 1792.7400
ORD Sale 175 1793.2300
ORD Sale 137 1792.9000
ORD Sale 154 1795.4600
ORD Sale 128 1795.8000
ORD Sale 21 1796.9600
ORD Sale 22 1796.4900
ORD Sale 487 1798.9600
ADR Purchase 1,317 131.4100 USD
ADR Purchase 18,420 128.9100 USD
ADR Purchase 300 128.9600 USD
ADR Sale 1,317 131.4100 USD
ADR Sale 18,420 128.9100 USD
ADR Sale 300 128.9600 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 4 Oct 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 552246
Time of Receipt (offset from UTC): 20161004T111101+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC