Form 8 (DD) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 28 September 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?    

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,837,676 0.30% 2,019,880 0.12%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
(4)
TOTAL: 4,837,676 0.30% 2,077,640 0.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 834 1810.0000
ORD Purchase 85 1813.0000
ORD Purchase 39 1801.5500
ORD Purchase 157 1805.0000
ORD Purchase 2,110 1804.0000
ORD Purchase 110 1800.0000
ORD Purchase 445 1802.0000
ORD Purchase 1,449 1800.0100
ORD Purchase 41 1805.8200
ORD Purchase 94 1814.9500
ORD Purchase 8 1823.4300
ORD Purchase 644 1815.0000
ORD Purchase 246 1809.3100
ORD Purchase 145 1808.0700
ORD Purchase 3 1807.6100
ORD Purchase 1,343 1805.0200
ORD Purchase 137 1803.7500
ORD Purchase 49 1801.8700
ORD Purchase 42 1801.1800
ORD Purchase 50 1803.9400
ORD Purchase 2,000 1810.0100
ORD Purchase 48 1808.2200
ORD Purchase 92 1807.3100
ORD Purchase 375 1807.0000
ORD Purchase 45 1806.9700
ORD Purchase 128 1803.4800
ORD Purchase 119 1800.4900
ORD Purchase 156 1800.0300
ORD Purchase 491 1798.4900
ORD Purchase 8 1798.1300
ORD Purchase 40 1796.6900
ORD Purchase 102 1805.9000
ORD Purchase 959 1806.0000
ORD Purchase 43 1804.2000
ORD Purchase 186 1804.0100
ORD Purchase 180 1804.0200
ORD Purchase 66 1806.1900
ORD Purchase 594 1805.0900
ORD Purchase 97 1807.6000
ORD Purchase 103 1807.8000
ORD Purchase 262 1807.2300
ORD Purchase 120 1808.5200
ORD Purchase 112 1809.9900
ORD Purchase 84 1809.3300
ORD Purchase 428 1807.7400
ORD Purchase 28 1807.5100
ORD Purchase 124 1805.4800
ORD Sale 2,219 1810.0000
ORD Sale 967 1805.4100
ORD Sale 263 1804.0000
ORD Sale 1,648 1802.0000
ORD Sale 1,563 1814.9342
ORD Sale 4,899 1823.4300
ORD Sale 148 1814.7500
ORD Sale 160 1813.8800
ORD Sale 1,699 1811.9100
ORD Sale 1,019 1806.8400
ORD Sale 181 1806.1400
ORD Sale 100 1807.0600
ORD Sale 852 1806.3200
ORD Sale 134 1806.0100
ORD Sale 144 1802.1700
ORD Sale 500 1802.2200
ORD Sale 500 1802.8200
ORD Sale 1,152 1804.5000
ORD Sale 140 1816.5300
ORD Sale 1,085 1807.0000
ORD Sale 200 1799.3900
ORD Sale 167 1799.8900
ORD Sale 800 1802.7500
ORD Sale 140 1804.2900
ORD Sale 40 1804.3400
ORD Sale 545 1806.0000
ORD Sale 955 1807.7700
ORD Sale 1,104 1807.7900
ORD Sale 221 1807.7800
ORD Sale 250 1805.8100
ORD Sale 47 1803.8700
ORD Sale 886 1805.8300
ORD Sale 66 1806.1900
ORD Sale 1,236 1804.9700
ORD Sale 2 1804.8800
ORD Sale 122 1804.0500
ORD Sale 1,000 1805.3500
ORD Sale 29 1805.1000
ORD Sale 179 1806.4600
ORD Sale 404 1807.2600
ORD Sale 25 1805.2000
ORD Sale 198 1805.2800
ORD Sale 160 1805.2700
ORD Sale 103 1807.8000
ORD Sale 154 1808.5200
ORD Sale 139 1809.3300
ORD Sale 143 1806.9500
ORD Sale 152 1810.2400
ORD Sale 2,075 1808.0000
ORD Sale 925 1808.4900
ORD Sale 500 1808.3600
ORD Sale 258 1808.4400
ORD Sale 1,437 1814.9800
ORD Sale 156 1809.9500
ORD Sale 100 1815.0200
ADR Purchase 200 131.8800 USD
ADR Purchase 1,400 133.2000 USD
ADR Purchase 15,603 133.4400 USD
ADR Sale 200 131.8800 USD
ADR Sale 1,400 133.2000 USD
ADR Sale 15,520 133.4400 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 29 Sep 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 551304
Time of Receipt (offset from UTC): 20160929T112805+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC