Form 8 (DD) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ANHEUSER-BUSCH INBEV SA/NV

  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 22 September 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,831,268 0.30% 1,980,306 0.12%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
 
TOTAL: 4,831,268 0.30% 2,038,066 0.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 15 1717.0500
ORD Purchase 500 1727.6500
ORD Purchase 24 1767.7200
ORD Purchase 13 1771.1100
ORD Purchase 300 1767.0000
ORD Purchase 126 1770.7100
ORD Purchase 54 1769.4600
ORD Purchase 693 1767.6400
ORD Purchase 34 1769.3800
ORD Purchase 1,500 1757.0000
ORD Purchase 84 1758.9000
ORD Purchase 773 1754.0400
ORD Purchase 105 1733.0000
ORD Purchase 24 1766.6500
ORD Purchase 1,139 1766.1300
ORD Purchase 30 1764.7400
ORD Purchase 122 1766.1700
ORD Purchase 300 1761.5200
ORD Purchase 124 1766.7300
ORD Purchase 25 1762.3200
ORD Purchase 850 1764.0800
ORD Purchase 25 1766.3300
ORD Purchase 500 1754.5500
ORD Purchase 500 1753.1900
ORD Purchase 500 1752.0300
ORD Purchase 700 1752.9500
ORD Purchase 122 1754.9100
ORD Purchase 400 1749.6900
ORD Purchase 175 1747.5000
ORD Purchase 400 1737.4200
ORD Purchase 60 1740.7900
ORD Purchase 17 1744.4900
ORD Purchase 200 1743.0800
ORD Purchase 200 1741.9900
ORD Purchase 69 1740.4700
ORD Purchase 200 1737.4600
ORD Purchase 304 1737.0300
ORD Purchase 235 1734.8600
ORD Purchase 34 1734.5400
ORD Purchase 100 1734.5000
ORD Purchase 54 1733.1700
ORD Purchase 173 1732.7800
ORD Purchase 300 1731.4500
ORD Purchase 163 1728.8000
ORD Purchase 500 1730.6100
ORD Purchase 15 1726.5800
ORD Purchase 83 1727.3500
ORD Purchase 384 1725.3500
ORD Purchase 39 1723.0100
ORD Purchase 100 1720.2400
ORD Purchase 1 1713.0500
ORD Sale 17 1725.2400
ORD Sale 20 1725.0000
ORD Sale 11 1717.6700
ORD Sale 14 1767.7200
ORD Sale 42 1757.1000
ORD Sale 100 1732.0000
ORD Sale 413 1748.5824
ORD Sale 346 1779.1600
ORD Sale 10 1769.0200
ORD Sale 100 1763.4000
ORD Sale 1 1762.7200
ORD Sale 79 1761.1200
ORD Sale 21 1761.3500
ORD Sale 44 1759.8800
ORD Sale 209 1756.0700
ORD Sale 300 1757.9500
ORD Sale 31 1756.9600
ORD Sale 1,100 1742.5000
ORD Sale 100 1749.2900
ORD Sale 175 1747.0300
ORD Sale 125 1745.4700
ORD Sale 52 1736.3500
ORD Sale 19 1735.8300
ORD Sale 32 1734.8100
ORD Sale 10 1731.5100
ORD Sale 100 1729.3800
ORD Sale 360 1729.2500
ORD Sale 219 1729.2000
ORD Sale 17 1725.3000
ORD Sale 20 1725.3300
ORD Sale 44 1724.8100
ORD Sale 121 1726.0000
ORD Sale 1 1726.8900
ORD Sale 17 1725.9700
ORD Sale 1 1725.1800
ORD Sale 1 1723.2400
ORD Sale 1 1721.8800
ORD Sale 1 1717.9300
ORD Sale 60 1717.6500
ORD Sale 40 1718.1900
ORD Sale 749 1718.0000
ORD Sale 299 1720.3700
ORD Sale 45 1717.6900
ORD Sale 1 1723.4400
ORD Sale 100 1722.6000
ORD Sale 66 1730.0000
ORD Sale 50 1730.5000
ADR Purchase 3,800 130.5000 USD
ADR Purchase 200 130.4001 USD
ADR Purchase 15,520 130.0600 USD
ADR Sale 3,800 130.5000 USD
ADR Sale 200 130.4001 USD
ADR Sale 15,520 130.0600 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 23 Sep 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 550351
Time of Receipt (offset from UTC): 20160923T113441+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC