Form 8.5 (EPT/NON-RI) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	BARCLAYS CAPITAL INC
(b)	Name of offeror/offeree in relation to whose	ANHEUSER-BUSCH INBEV SA/NV
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt	ANHEUSER-BUSCH INBEV SA/NV
	principal trader is connected
(d)	Date position held/dealing undertaken:	22 September 2016
(e)	In addition to the company in 1(b) above, is the exempt principal	YES:
	trader making disclosures in respect of any other party to the offer?	SABMILLER PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		ORD
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	22	0.00%	4,247	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	103,200	0.01%	150,100	0.01%
(4)
	TOTAL:	103,222	0.01%	154,347	0.01%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security		securities	paid/received	paid/received
ADR	Purchase	68,653	130.6200 USD	130.06 USD
ADR	Sale	72,655	130.6400 USD	130.06 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
ORD	Call Options	Purchasing	100	130 USD	American	16 Dec 2016	4.5000 USD
ORD	Call Options	Purchasing	700	135 USD	American	21 Oct 2016	1.0500 USD
ORD	Call Options	Purchasing	100	140 USD	American	18 Nov 2016	0.6000 USD
ORD	Call Options	Purchasing	100	140 USD	American	16 Dec 2016	1.2700 USD
ORD	Put Options	Purchasing	100	135 USD	American	18 Nov 2016	7.7200 USD
ORD	Put Options	Selling	100	130 USD	American	18 Nov 2016	4.6900 USD

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	23 Sep 2016
Contact name:	Pinar Coktas
Telephone number:	020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	BARCLAYS CAPITAL INC
are being disclosed:
Name of offeror/offeree in relation to whose	ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
ORD	Call Options	Purchased	300	130.0000	American	17 Mar 2017
ORD	Put Options	Written	200	100.0000	American	20 Jan 2017
ORD	Call Options	Purchased	500	145.0000	American	20 Jan 2017
ORD	Put Options	Written	3,200	120.0000	American	21 Oct 2016
ORD	Put Options	Purchased	-2,300	95.0000	American	16 Dec 2016
ORD	Call Options	Written	-2,500	140.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-200	100.0000	American	19 Jan 2018
ORD	Call Options	Written	-2,600	165.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-200	105.0000	American	17 Mar 2017
ORD	Put Options	Purchased	-100	110.0000	American	17 Mar 2017
ORD	Call Options	Purchased	200	135.0000	American	17 Mar 2017
ORD	Put Options	Purchased	-1,100	85.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-1,100	125.0000	American	20 Jan 2017
ORD	Call Options	Written	-3,300	130.0000	American	21 Oct 2016
ORD	Put Options	Purchased	-600	60.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-2,600	90.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-3,600	125.0000	American	21 Oct 2016
ORD	Call Options	Written	-500	105.0000	American	19 Jan 2018
ORD	Call Options	Purchased	3,700	120.0000	American	16 Dec 2016
ORD	Put Options	Written	35,100	130.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-1,500	115.0000	American	16 Dec 2016
ORD	Put Options	Purchased	-38,300	120.0000	American	20 Jan 2017
ORD	Call Options	Written	-200	90.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-1,000	175.0000	American	20 Jan 2017
ORD	Call Options	Written	-500	120.0000	American	21 Oct 2016
ORD	Call Options	Written	-700	125.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-400	65.0000	American	19 Jan 2018
ORD	Call Options	Purchased	1,100	135.0000	American	21 Oct 2016
ORD	Call Options	Purchased	1,900	150.0000	American	20 Jan 2017
ORD	Call Options	Purchased	900	125.0000	American	19 Jan 2018
ORD	Call Options	Purchased	2,400	130.0000	American	16 Dec 2016
ORD	Call Options	Purchased	500	140.0000	American	16 Dec 2016
ORD	Call Options	Purchased	1,100	135.0000	American	20 Jan 2017
ORD	Put Options	Written	6,200	110.0000	American	16 Dec 2016
ORD	Put Options	Purchased	-100	135.0000	American	18 Nov 2016
ORD	Put Options	Purchased	-300	130.0000	American	16 Dec 2016
ORD	Put Options	Purchased	-3,100	120.0000	American	16 Dec 2016
ORD	Call Options	Purchased	2,800	130.0000	American	20 Jan 2017
ORD	Put Options	Written	900	105.0000	American	16 Dec 2016
ORD	Put Options	Written	500	110.0000	American	20 Jan 2017
ORD	Put Options	Written	100	130.0000	American	18 Nov 2016
ORD	Put Options	Purchased	-200	105.0000	American	20 Jan 2017
ORD	Call Options	Written	-1,800	120.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-100	105.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-1,000	180.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-8,600	125.0000	American	16 Dec 2016
ORD	Call Options	Written	-100	170.0000	American	19 Jan 2018
ORD	Call Options	Purchased	100	140.0000	American	18 Nov 2016
ORD	Put Options	Written	100	95.0000	American	19 Jan 2018
ORD	Call Options	Purchased	500	145.0000	American	16 Dec 2016
ORD	Call Options	Written	-2,000	160.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-400	90.0000	American	16 Dec 2016
ORD	Put Options	Purchased	-1,900	75.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-1,400	135.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-100	140.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-100	90.0000	American	17 Mar 2017
ORD	Call Options	Written	-2,100	155.0000	American	16 Dec 2016
ORD	Call Options	Purchased	37,600	135.0000	American	16 Dec 2016
ORD	Call Options	Written	-39,100	150.0000	American	16 Dec 2016
ORD	Call Options	Written	-2,000	115.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-500	100.0000	American	17 Mar 2017
ORD	Put Options	Purchased	-1,000	145.0000	American	20 Jan 2017
ORD	Call Options	Written	-8,300	155.0000	American	20 Jan 2017
ORD	Call Options	Written	-100	120.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-2,700	115.0000	American	20 Jan 2017
ORD	Call Options	Written	-6,900	110.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-500	80.0000	American	17 Mar 2017
ORD	Call Options	Purchased	1,800	85.0000	American	19 Jan 2018
ORD	Call Options	Purchased	500	170.0000	American	16 Dec 2016
ORD	Call Options	Purchased	1,000	115.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-2,200	95.0000	American	20 Jan 2017
ORD	Put Options	Purchased	-100	125.0000	American	19 Jan 2018
ORD	Put Options	Purchased	-100	150.0000	American	19 Jan 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: FEO

Sequence Number: 550231

Time of Receipt (offset from UTC): 20160923T111535+0100