Form 8 (DD) - Anheuser

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 21 September 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,827,861 0.30% 1,984,603 0.12%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
 
TOTAL: 4,827,861 0.30% 2,042,363 0.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 130 1731.4100
ORD Purchase 64 1735.7000
ORD Purchase 200 1733.0000
ORD Purchase 196 1735.0000
ORD Purchase 92 1735.4800
ORD Purchase 30 1731.8400
ORD Purchase 86 1731.8000
ORD Purchase 41 1734.4700
ORD Purchase 114 1736.0000
ORD Purchase 31 1735.8700
ORD Purchase 994 1735.0900
ORD Purchase 183 1733.0100
ORD Purchase 84 1732.1200
ORD Purchase 756 1732.1300
ORD Purchase 87 1734.0100
ORD Purchase 325 1739.5000
ORD Purchase 128 1741.0000
ORD Purchase 10 1736.3300
ORD Purchase 20 1736.7500
ORD Sale 3,186 1750.0000
ORD Sale 149 1738.1900
ORD Sale 132 1735.8000
ORD Sale 41 1736.3000
ORD Sale 24 1736.3100
ORD Sale 952 1735.5400
ORD Sale 324 1737.4500
ORD Sale 2,369 1736.8400
ORD Sale 1,879 1733.0000
ORD Sale 211 1735.1500
ORD Sale 1,045 1734.0000
ORD Sale 2,689 1735.0000
ORD Sale 156 1735.6400
ORD Sale 1,330 1737.0000
ORD Sale 401 1735.4800
ORD Sale 30 1731.8400
ORD Sale 169 1735.8800
ORD Sale 421 1732.4700
ORD Sale 98 1732.4600
ORD Sale 36 1732.3700
ORD Sale 2 1731.9000
ORD Sale 15 1733.5300
ORD Sale 10 1734.2100
ORD Sale 50 1731.8000
ORD Sale 868 1732.0000
ORD Sale 200 1733.1000
ORD Sale 414 1733.8200
ORD Sale 365 1732.8200
ORD Sale 900 1732.7700
ORD Sale 100 1733.9600
ORD Sale 21 1733.4000
ORD Sale 12 1733.4700
ORD Sale 165 1733.4500
ORD Sale 190 1733.5000
ORD Sale 136 1735.4200
ORD Sale 556 1736.0000
ORD Sale 1,007 1735.7900
ORD Sale 359 1734.9900
ORD Sale 246 1735.0100
ORD Sale 392 1735.2900
ORD Sale 1,400 1736.6600
ORD Sale 454 1738.0600
ORD Sale 2,000 1736.4400
ORD Sale 1,000 1736.7000
ORD Sale 407 1739.7900
ORD Sale 74 1738.6400
ORD Sale 512 1737.4300
ORD Sale 302 1737.0100
ORD Sale 146 1736.9600
ORD Sale 330 1736.9300
ORD Sale 413 1738.8200
ORD Sale 756 1738.0000
ORD Sale 415 1737.7300
ORD Sale 399 1737.9900
ORD Sale 383 1733.6900
ORD Sale 165 1733.9700
ORD Sale 87 1734.0100
ORD Sale 2,000 1736.6200
ORD Sale 31 1738.0100
ORD Sale 514 1739.0000
ORD Sale 46 1739.2200
ORD Sale 384 1739.5000
ORD Sale 165 1739.2300
ORD Sale 245 1739.5100
ORD Sale 400 1741.0000
ORD Sale 374 1739.0100
ORD Sale 201 1739.9900
ORD Sale 2,170 1738.6900
ORD Sale 1,726 1740.0000
ORD Sale 139 1743.0000
ORD Sale 41 1745.0600
ORD Sale 1,500 1747.8600
ORD Sale 2,000 1748.7700
ORD Sale 20 1748.8300
ORD Sale 100 1748.0000
ORD Sale 1,917 1749.9900
ADR Purchase 15,520 127.3000 USD
ADR Purchase 900 127.4300 USD
ADR Sale 15,520 127.3000 USD
ADR Sale 900 127.4300 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 22 Sep 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 550056
Time of Receipt (offset from UTC): 20160922T111032+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC