Form 8 (DD) - Anheuser

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 09 September 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,704,221 0.29% 1,759,013 0.11%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
(4)
TOTAL: 4,704,221 0.29% 1,816,773 0.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 62 1810.0000
ORD Purchase 15 1799.2000
ORD Purchase 7 1811.0000
ORD Purchase 30 1792.5200
ORD Purchase 643 1800.7400
ORD Purchase 40 1805.9300
ORD Purchase 15 1804.6700
ORD Purchase 79 1801.5100
ORD Purchase 107 1807.6000
ORD Purchase 717 1812.6500
ORD Purchase 30 1816.1400
ORD Purchase 90 1813.1300
ORD Purchase 124 1808.2900
ORD Purchase 40 1803.8200
ORD Purchase 110 1805.5400
ORD Purchase 8 1793.7000
ORD Purchase 87 1802.9000
ORD Purchase 8 1793.6500
ORD Sale 5 1806.7800
ORD Sale 537 1810.0000
ORD Sale 15 1818.7300
ORD Sale 5 1816.6500
ORD Sale 270 1818.0000
ORD Sale 50 1803.0000
ORD Sale 100 1800.0000
ORD Sale 129 1793.5000
ORD Sale 108 1791.5700
ORD Sale 41 1793.5600
ORD Sale 30 1795.0500
ORD Sale 87 1796.4600
ORD Sale 79 1800.7900
ORD Sale 109 1805.9500
ORD Sale 6 1805.9900
ORD Sale 99 1809.7800
ORD Sale 19 1813.5100
ORD Sale 150 1810.7800
ORD Sale 329 1810.4800
ORD Sale 317 1810.4700
ORD Sale 171 1804.6700
ORD Sale 79 1801.5100
ORD Sale 171 1802.3300
ORD Sale 171 1803.0600
ORD Sale 79 1803.0800
ORD Sale 250 1805.6000
ORD Sale 158 1806.0800
ORD Sale 40 1810.5200
ORD Sale 237 1810.2800
ORD Sale 2,010 1810.4200
ORD Sale 63 1810.2600
ORD Sale 170 1807.6000
ORD Sale 4 1806.9100
ORD Sale 23 1806.6200
ORD Sale 27 1807.5900
ORD Sale 23 1806.5600
ORD Sale 4 1806.3300
ORD Sale 5 1805.8200
ORD Sale 175 1808.5300
ORD Sale 5 1811.0300
ORD Sale 12 1813.5000
ORD Sale 83 1812.3000
ORD Sale 321 1815.0400
ORD Sale 5 1818.1900
ORD Sale 5 1818.3900
ORD Sale 25 1819.3500
ORD Sale 5 1817.6600
ORD Sale 5 1816.1400
ORD Sale 71 1817.8600
ORD Sale 20 1818.7700
ORD Sale 4 1818.9300
ORD Sale 5 1818.4000
ORD Sale 5 1819.1600
ORD Sale 4 1817.9000
ORD Sale 40 1803.8200
ADR Purchase 200 126.5600 USD
ADR Purchase 300 123.5700 USD
ADR Purchase 3,000 123.5800 USD
ADR Purchase 12,919 123.2300 USD
ADR Sale 200 126.5600 USD
ADR Sale 300 123.5700 USD
ADR Sale 3,000 123.5800 USD
ADR Sale 12,919 123.2300 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 12 Sep 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 547660
Time of Receipt (offset from UTC): 20160912T114053+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC