DUBLIN--(BUSINESS WIRE)--Research and Markets has announced the addition of the "Securities Law: A Guide to the 1933 and 1934 Acts and their Amendments, including Sarbanes-Oxley and Dodd-Frank" newsletter to their offering.
Securities Law: A Guide to the 1933 and 1934 Acts provides a thorough explanation and analysis of the two central federal statutes, the Securities Act of 1933 (1933 Act) and the Securities Exchange Act of 1934 (1934 Act).
The 1933 Act controls the registration of securities with SEC and national stock markets, and the 1934 Act controls trading of those securities. These laws require public companies and certain persons to publicly disclose facts that would be material to an investor's decision to buy or sell securities, and impose civil and criminal liabilities on those who fail to comply.
Securities Law is used by experienced securities lawyers, general practitioners, accountants, investment advisors, and investors.
- Covers the significant impact of 2010's Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) on the regulatory environment
- Discusses the impact of the Sarbanes-Oxley Act of 2002 (Sarbanes-Oxley), as well as nearly eighty years of previous statutory revisions, regulatory adoptions, and federal court cases
- Provides thorough and manageable step-by-step explanations of laws and regulations, practical guidance, and answers to frequently asked questions
- Includes the numerous statutory amendments, SEC rules and regulations, and court cases that expand on and interpret these Acts
- Incorporates in-depth discussions of electronic filing of securities transactions and SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system
- References state Blue Sky Laws
- Discusses laws that apply to international securities transactions
- Highlights laws and rules of special interest to Canadian and other non-U.S. securities practitioners
- Examines the securities market system within the context of relevant laws and rules, and provides examples of how they apply
- Identifies and defines key terms
- Incorporates cross-reference tables, checklists, examples
- The Authors Notes throughout the guide summarize key ideas, provide tips and cautions for added guidance, and offer conclusions about securities issues
- Incorporates extensive footnotes with citations to statutes, SEC and PCAOB rules, interpretive releases, and court decisions, with practical tips in one or all of these forms
For more information about this newsletter visit http://www.researchandmarkets.com/research/bxrxcl/securities_law_a
Related Topics: Securitization