Form 8 (DD) - Anheuser

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 08 September 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,704,221 0.29% 1,754,065 0.11%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
(4)
TOTAL: 4,704,221 0.29% 1,811,825 0.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 294 1780.0000
ORD Purchase 96 1775.0000
ORD Purchase 125 1794.0000
ORD Purchase 143 1770.0600
ORD Purchase 701 1779.0400
ORD Purchase 40 1793.0000
ORD Purchase 1,448 1783.0000
ORD Purchase 1,298 1783.0300
ORD Purchase 143 1782.0000
ORD Purchase 192 1782.9900
ORD Purchase 101 1795.0000
ORD Purchase 61 1802.3900
ORD Purchase 471 1782.3600
ORD Purchase 207 1780.5300
ORD Purchase 41 1782.2900
ORD Purchase 23 1782.9800
ORD Purchase 203 1774.8800
ORD Purchase 50 1772.1800
ORD Purchase 23 1768.7100
ORD Purchase 23 1765.2100
ORD Purchase 32 1773.0500
ORD Purchase 83 1771.8900
ORD Purchase 11 1767.7300
ORD Purchase 80 1767.7200
ORD Purchase 23 1768.6100
ORD Purchase 23 1766.4600
ORD Purchase 23 1772.4800
ORD Purchase 1,080 1780.8100
ORD Purchase 51 1780.8600
ORD Purchase 15 1776.1600
ORD Purchase 1,694 1764.3700
ORD Purchase 1,146 1771.1100
ORD Purchase 50 1785.5100
ORD Purchase 20 1798.6100
ORD Purchase 184 1797.9700
ORD Purchase 223 1802.4200
ORD Purchase 12 1785.0100
ORD Purchase 61 1787.6700
ORD Sale 79 1780.0000
ORD Sale 316 1775.0000
ORD Sale 20 1772.0000
ORD Sale 124 1773.1600
ORD Sale 40 1794.0000
ORD Sale 2,093 1788.0000
ORD Sale 500 1798.0000
ORD Sale 884 1790.0000
ORD Sale 263 1782.0000
ORD Sale 1,856 1795.0000
ORD Sale 50 1789.1000
ORD Sale 43 1782.3600
ORD Sale 110 1782.4000
ORD Sale 11 1782.0100
ORD Sale 207 1780.5300
ORD Sale 158 1782.3500
ORD Sale 41 1782.2900
ORD Sale 6 1782.6300
ORD Sale 42 1782.6400
ORD Sale 7 1768.9300
ORD Sale 240 1771.7900
ORD Sale 105 1773.0100
ORD Sale 28 1773.0700
ORD Sale 76 1766.7400
ORD Sale 79 1776.8700
ORD Sale 31 1780.8100
ORD Sale 156 1780.8600
ORD Sale 391 1781.3000
ORD Sale 100 1776.9500
ORD Sale 56 1776.4200
ORD Sale 374 1776.1000
ORD Sale 79 1776.1600
ORD Sale 199 1767.9800
ORD Sale 144 1771.6800
ORD Sale 122 1775.6600
ORD Sale 88 1776.6800
ORD Sale 91 1780.0600
ORD Sale 29 1780.0700
ORD Sale 10 1785.0000
ORD Sale 1,052 1785.5000
ORD Sale 161 1785.3800
ORD Sale 30 1787.9900
ORD Sale 40 1790.7900
ORD Sale 750 1789.1200
ORD Sale 289 1789.4300
ORD Sale 28 1790.6900
ORD Sale 80 1788.3200
ORD Sale 45 1791.3200
ORD Sale 10 1791.6000
ORD Sale 414 1793.5000
ORD Sale 1,000 1794.5700
ORD Sale 446 1794.8600
ORD Sale 256 1794.8700
ORD Sale 238 1794.9900
ORD Sale 84 1797.0600
ORD Sale 20 1797.1800
ORD Sale 79 1798.0400
ORD Sale 220 1799.8600
ORD Sale 244 1802.8700
ORD Sale 177 1802.7300
ORD Sale 44 1798.9700
ORD Sale 500 1796.6400
ORD Sale 223 1802.4200
ORD Sale 91 1787.6700
ADR Purchase 507 127.3700 USD
ADR Purchase 12,919 126.5600 USD
ADR Purchase 600 126.5300 USD
ADR Sale 507 127.3700 USD
ADR Sale 12,919 126.5600 USD
ADR Sale 600 126.5300 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 9 Sep 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 547292
Time of Receipt (offset from UTC): 20160909T104640+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC