Form 8 (DD) - Anheuser

LONDON--()--FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ANHEUSER-BUSCH INBEV SA/NV

(d) Status of person making the disclosure:

e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

 

Connected to ANHEUSER-BUSCH INBEV SA/NV

(e) Date dealing undertaken:  

19 August 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

    Interests       Short Positions    
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,706,873 0.29% 1,605,735 0.10%
           
(2) Cash-settled derivatives:
457,793 0.03% 461,932 0.03%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
(4)
TOTAL: 5,164,666 0.32% 2,117,667 0.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 90 1701.8200
ORD Purchase 118 1704.5100
ORD Purchase 6 1702.1800
ORD Purchase 236 1702.0000
ORD Purchase 160 1702.6600
ORD Purchase 38 1707.6600
ORD Purchase 5 1706.7700
ORD Purchase 19 1701.8800
CFD Purchase 748 1707.1182
ORD Purchase 487 1705.6319
ORD Purchase 89 1703.5600
ORD Purchase 40 1708.4300
ORD Purchase 684 1710.0400
ORD Purchase 415 1710.0000
ORD Purchase 90 1710.8800
ORD Purchase 146 1707.8700
ORD Purchase 2 1705.0600
ORD Purchase 177 1704.0900
ORD Purchase 282 1702.5400
ORD Purchase 2 1702.1300
ORD Purchase 2 1702.0800
ORD Purchase 336 1701.8100
ORD Purchase 86 1711.3600
ORD Purchase 31 1711.1100
ORD Purchase 725 1712.0000
ORD Purchase 292 1711.2800
ORD Purchase 416 1709.9300
ORD Purchase 2 1709.5100
ORD Purchase 14 1710.7700
ORD Purchase 2 1710.9400
ORD Purchase 1,594 1714.2700
ORD Purchase 132 1715.1500
ORD Purchase 105 1713.8800
ORD Purchase 173 1713.8600
ORD Purchase 120 1713.8500
ORD Purchase 1,282 1713.0000
ORD Purchase 17 1712.9400
ORD Purchase 303 1713.6000
ORD Purchase 2 1711.3500
ORD Purchase 79 1714.8300
ORD Purchase 16 1713.0300
ORD Purchase 4 1710.7500
ORD Purchase 3 1713.2500
ORD Purchase 2 1713.1800
ORD Purchase 113 1710.0100
ORD Purchase 216 1709.7800
ORD Purchase 131 1708.8400
ORD Purchase 189 1708.8300
ORD Purchase 391 1707.7000
ORD Purchase 509 1707.8100
ORD Purchase 180 1710.2700
ORD Purchase 265 1710.1100
ORD Purchase 5 1707.7800
ORD Purchase 85 1709.0100
ORD Purchase 278 1707.7400
ORD Purchase 99 1707.7300
ORD Purchase 262 1707.2700
ORD Purchase 78 1709.8900
ORD Purchase 78 1709.8800
ORD Purchase 218 1707.1400
ORD Purchase 947 1706.5200
ORD Purchase 2 1703.2200
ORD Sale 13 1708.4600
CFD Sale 12,383 1709.7508
ORD Sale 4 1710.7400
ORD Sale 21 1712.1800
ORD Sale 155 1712.1700
ORD Sale 102 1712.7300
ORD Sale 250 1710.0400
ORD Sale 112 1710.0000
ORD Sale 11 1702.1500
ORD Sale 352 1702.1700
ORD Sale 92 1708.8500
ORD Sale 206 1708.8800
ORD Sale 95 1712.2500
ORD Sale 22 1712.4700
ORD Sale 20 1712.3600
ORD Sale 7 1712.1300
ORD Sale 22 1712.3100
ORD Sale 145 1712.0500
ORD Sale 30 1712.0000
ORD Sale 79 1713.8500
ORD Sale 575 1713.6000
ORD Sale 447 1713.5900
ORD Sale 3 1715.0000
ORD Sale 111 1716.1000
ORD Sale 132 1715.4200
ORD Sale 751 1713.0300
ORD Sale 70 1714.3900
ORD Sale 61 1713.5500
ORD Sale 70 1713.2500
ORD Sale 82 1714.0500
ORD Sale 82 1712.3200
ORD Sale 34 1710.0100
ORD Sale 82 1710.3400
ORD Sale 129 1710.3500
ORD Sale 83 1709.7800
ORD Sale 82 1711.0100
ORD Sale 131 1708.8400
ORD Sale 82 1708.8300
ORD Sale 204 1707.7000
ORD Sale 164 1707.8100
ORD Sale 100 1709.4000
ORD Sale 51 1709.5000
ORD Sale 82 1710.6700
ORD Sale 82 1712.2000
ORD Sale 38 1710.2700
ORD Sale 28 1710.1100
ORD Sale 147 1710.8600
ORD Sale 147 1711.9800
ORD Sale 58 1712.7100
ORD Sale 228 1713.5600
ORD Sale 82 1715.0400
ORD Sale 82 1716.5500
ORD Sale 50 1715.9100
ORD Sale 3 1716.2100
ORD Sale 14 1714.9000
ORD Sale 214 1714.1100
ORD Sale 50 1707.0000
ORD Sale 720 1708.5900
ORD Sale 723 1706.7100
ORD Sale 150 1708.0000
ORD Sale 694 1708.1800
ORD Sale 194 1709.0000
ORD Sale 216 1709.2800
ORD Sale 81 1709.3400
ORD Sale 947 1706.5200
ORD Sale 5 1716.9300
ADR Purchase 300 126.4700 USD
ADR Purchase 236 126.4399 USD
ADR Sale 300 126.4700 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)  

YES

Supplemental Form 8 (SBL)  

NO

Date of disclosure:

22 August 2016

Contact name:

Femi Badmos

Telephone number:

020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

ANHEUSER-BUSCH INBEV SA/NV

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 544177
Time of Receipt (offset from UTC): 20160822T114023+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC