Form 8.5 (EPT/NON-RI) - SABMILLER PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SABMILLER PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected  
(d) Date position held/dealing undertaken: 03 June 2016
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:                    
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 16,017,373 0.99% 2,293,703 0.14%
           
(2) Cash-settled derivatives:
866,097 0.05% 14,864,215 0.92%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 16,883,470 1.04% 17,157,918 1.06%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 365,892 43.2400 GBP 43.1 GBP
ORD Sale 329,103 43.3000 GBP 43.0928 GBP
ADR Purchase 3,023 62.6530 USD 62.653 USD
ADR Sale 3,023 62.6530 USD 62.653 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 315 43.1500 GBP
ORD CFD Long 465 43.0928 GBP
ORD CFD Long 2,216 43.1296 GBP
ORD CFD Long 4,000 43.1235 GBP
ORD CFD Long 15,539 43.1606 GBP
ORD CFD Long 18,031 960.9954 ZAR
ORD CFD Long 18,733 964.4845 ZAR
ORD CFD Long 13,088 960.9901 ZAR
ORD CFD Long 44,746 961.1377 ZAR
ORD CFD Long 25,183 43.1146 GBP
ORD CFD Long 131,827 43.1396 GBP
ORD SWAP Long 131,827 43.1396 GBP
ORD CFD Long 150,968 961.7711 ZAR
ORD SWAP Short 103 43.1303 GBP
ORD SWAP Short 246 43.1814 GBP
ORD SWAP Short 1,604 43.1656 GBP
ORD CFD Short 3,032 43.2344 GBP
ORD CFD Short 10,320 968.1404 ZAR
ORD CFD Short 15,000 43.1619 GBP
ORD CFD Short 16,697 967.2499 ZAR
ORD CFD Short 17,618 43.1600 GBP
ORD CFD Short 16,288 968.9763 ZAR
ORD CFD Short 117,481 966.8456 ZAR
ORD CFD Short 162,258 43.1451 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 6 Jun 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 530054
Time of Receipt (offset from UTC): 20160606T105409+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC