Form 8.3 - LIBERTY GLOBAL PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 7 Apr 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 260,141 0.10% 121,606 0.05%
           
(2) Cash-settled derivatives:
52,800 0.02% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 134,800 0.05% 326,200 0.13%
           
(4)
TOTAL: 447,741 0.18% 447,806 0.18%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 167,136 0.03% 47,215 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 167,136 0.03% 47,215 0.01%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,518 0.11% 2,535 0.02%
           
(2) Cash-settled derivatives:
870 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 14,388 0.11% 2,535 0.02%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 175 0.00% 14 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 175 0.00% 14 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 LiLAC Class C ordinary Purchase 1 36.6801 USD
USD 0.01 Class C ordinary Purchase 1 36.8700 USD
USD 0.01 Class A ordinary Purchase 2 37.8625 USD
USD 0.01 Class C ordinary Purchase 2 36.9300 USD
USD 0.01 Class A ordinary Purchase 3 37.9066 USD
USD 0.01 Class A ordinary Purchase 4 37.8900 USD
USD 0.01 LiLAC Class A ordinary Purchase 4 33.7240 USD
USD 0.01 LiLAC Class C ordinary Purchase 31 36.7216 USD
USD 0.01 LiLAC Class C ordinary Purchase 40 36.7500 USD
USD 0.01 Class A ordinary Purchase 100 37.8500 USD
USD 0.01 Class A ordinary Purchase 100 37.9000 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.6300 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.8399 USD
USD 0.01 LiLAC Class A ordinary Purchase 100 33.8400 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 36.8100 USD
USD 0.01 Class C ordinary Purchase 100 36.9000 USD
USD 0.01 Class C ordinary Purchase 100 37.0650 USD
USD 0.01 Class A ordinary Purchase 100 37.7400 USD
USD 0.01 Class A ordinary Purchase 104 37.8327 USD
USD 0.01 Class A ordinary Purchase 126 37.9012 USD
USD 0.01 Class C ordinary Purchase 134 36.8976 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 33.8900 USD
USD 0.01 Class A ordinary Purchase 200 37.8350 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 33.8100 USD
USD 0.01 LiLAC Class A ordinary Purchase 200 33.8600 USD
USD 0.01 LiLAC Class A ordinary Purchase 214 33.8402 USD
USD 0.01 LiLAC Class A ordinary Purchase 255 33.8435 USD
USD 0.01 Class A ordinary Purchase 300 37.8833 USD
USD 0.01 Class C ordinary Purchase 300 36.9433 USD
USD 0.01 Class C ordinary Purchase 400 36.8925 USD
USD 0.01 Class C ordinary Purchase 400 36.8549 USD
USD 0.01 LiLAC Class A ordinary Purchase 400 33.8475 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 36.5575 USD
USD 0.01 Class C ordinary Purchase 500 36.8600 USD
USD 0.01 LiLAC Class A ordinary Purchase 500 33.6940 USD
USD 0.01 Class A ordinary Purchase 500 37.8519 USD
USD 0.01 Class A ordinary Purchase 508 37.9800 USD
USD 0.01 Class C ordinary Purchase 561 37.4900 USD
USD 0.01 LiLAC Class A ordinary Purchase 592 33.7829 USD
USD 0.01 Class A ordinary Purchase 600 37.8733 USD
USD 0.01 Class C ordinary Purchase 603 36.9546 USD
USD 0.01 Class A ordinary Purchase 626 37.8800 USD
USD 0.01 Class A ordinary Purchase 628 37.9736 USD
USD 0.01 Class A ordinary Purchase 696 37.8765 USD
USD 0.01 Class A ordinary Purchase 800 37.8537 USD
USD 0.01 Class C ordinary Purchase 894 36.8992 USD
USD 0.01 Class A ordinary Purchase 900 37.9160 USD
USD 0.01 LiLAC Class A ordinary Purchase 900 33.5500 USD
USD 0.01 Class C ordinary Purchase 1,000 36.9190 USD
USD 0.01 Class A ordinary Purchase 1,010 37.8695 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,200 36.6975 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,300 36.7046 USD
USD 0.01 Class A ordinary Purchase 1,400 37.9071 USD
USD 0.01 Class C ordinary Purchase 1,400 36.9892 USD
USD 0.01 Class A ordinary Purchase 1,500 37.8750 USD
USD 0.01 Class C ordinary Purchase 1,600 36.9056 USD
USD 0.01 Class C ordinary Purchase 1,600 37.0043 USD
USD 0.01 Class C ordinary Purchase 1,628 36.8457 USD
USD 0.01 Class A ordinary Purchase 1,715 37.8861 USD
USD 0.01 Class A ordinary Purchase 2,280 37.9097 USD
USD 0.01 Class A ordinary Purchase 2,400 37.9536 USD
USD 0.01 Class A ordinary Purchase 2,500 37.8812 USD
USD 0.01 Class C ordinary Purchase 2,500 36.9015 USD
USD 0.01 Class A ordinary Purchase 2,510 37.9281 USD
USD 0.01 Class C ordinary Purchase 2,541 36.9852 USD
USD 0.01 Class A ordinary Purchase 2,800 37.8614 USD
USD 0.01 Class A ordinary Purchase 2,849 37.9912 USD
USD 0.01 Class C ordinary Purchase 2,858 36.9629 USD
USD 0.01 Class C ordinary Purchase 3,100 36.8880 USD
USD 0.01 Class C ordinary Purchase 3,700 36.9385 USD
USD 0.01 Class C ordinary Purchase 4,000 36.9285 USD
USD 0.01 LiLAC Class A ordinary Purchase 4,663 33.6694 USD
USD 0.01 Class A ordinary Purchase 4,696 37.8998 USD
USD 0.01 Class A ordinary Purchase 4,696 37.8778 USD
USD 0.01 Class A ordinary Purchase 4,700 37.9352 USD
USD 0.01 Class A ordinary Purchase 5,496 37.9033 USD
USD 0.01 Class A ordinary Purchase 5,601 37.9128 USD
USD 0.01 Class A ordinary Purchase 5,700 37.8608 USD
USD 0.01 LiLAC Class C ordinary Purchase 6,200 36.5738 USD
USD 0.01 Class C ordinary Purchase 6,206 36.9582 USD
USD 0.01 Class C ordinary Purchase 7,257 36.9200 USD
USD 0.01 Class C ordinary Purchase 7,387 36.8224 USD
USD 0.01 Class C ordinary Purchase 7,400 36.8949 USD
USD 0.01 Class A ordinary Purchase 7,706 37.9241 USD
USD 0.01 Class A ordinary Purchase 7,800 37.8688 USD
USD 0.01 Class C ordinary Purchase 8,430 36.9037 USD
USD 0.01 Class A ordinary Purchase 8,818 37.9197 USD
USD 0.01 Class C ordinary Purchase 9,809 36.9547 USD
USD 0.01 Class C ordinary Purchase 12,386 36.9569 USD
USD 0.01 Class A ordinary Purchase 14,100 37.8991 USD
USD 0.01 Class A ordinary Purchase 16,900 37.8793 USD
USD 0.01 Class A ordinary Purchase 28,600 37.9289 USD
USD 0.01 Class A ordinary Purchase 29,851 37.8933 USD
USD 0.01 Class A ordinary Purchase 36,965 37.9729 USD
USD 0.01 Class A ordinary Purchase 53,830 37.9014 USD
USD 0.01 Class C ordinary Purchase 56,441 36.8903 USD
USD 0.01 Class C ordinary Purchase 206,575 36.9500 USD
USD 0.01 LiLAC Class C ordinary Sale 1 36.6801 USD
USD 0.01 Class A ordinary Sale 1 37.9000 USD
USD 0.01 Class C ordinary Sale 1 36.8700 USD
USD 0.01 Class A ordinary Sale 2 37.8600 USD
USD 0.01 LiLAC Class A ordinary Sale 4 33.6500 USD
USD 0.01 LiLAC Class A ordinary Sale 4 33.7240 USD
USD 0.01 Class C ordinary Sale 16 36.8300 USD
USD 0.01 LiLAC Class C ordinary Sale 31 36.7216 USD
USD 0.01 LiLAC Class C ordinary Sale 31 36.8000 USD
USD 0.01 LiLAC Class C ordinary Sale 40 36.7500 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.8900 USD
USD 0.01 LiLAC Class A ordinary Sale 100 33.6300 USD
USD 0.01 Class A ordinary Sale 100 38.0100 USD
USD 0.01 Class A ordinary Sale 109 37.7101 USD
USD 0.01 Class A ordinary Sale 110 37.7390 USD
USD 0.01 Class A ordinary Sale 126 37.9012 USD
USD 0.01 LiLAC Class C ordinary Sale 200 36.1500 USD
USD 0.01 LiLAC Class C ordinary Sale 200 36.7100 USD
USD 0.01 Class C ordinary Sale 200 36.7550 USD
USD 0.01 Class A ordinary Sale 200 37.9275 USD
USD 0.01 Class A ordinary Sale 200 38.0088 USD
USD 0.01 Class A ordinary Sale 200 38.0550 USD
USD 0.01 LiLAC Class C ordinary Sale 210 36.7195 USD
USD 0.01 Class C ordinary Sale 234 36.9200 USD
USD 0.01 Class C ordinary Sale 300 37.1333 USD
USD 0.01 Class A ordinary Sale 300 37.9500 USD
USD 0.01 LiLAC Class C ordinary Sale 300 36.7000 USD
USD 0.01 Class A ordinary Sale 300 37.8950 USD
USD 0.01 Class C ordinary Sale 304 36.7698 USD
USD 0.01 LiLAC Class A ordinary Sale 357 33.4956 USD
USD 0.01 LiLAC Class A ordinary Sale 367 33.7364 USD
USD 0.01 LiLAC Class C ordinary Sale 400 36.6925 USD
USD 0.01 Class C ordinary Sale 400 36.9975 USD
USD 0.01 LiLAC Class C ordinary Sale 400 36.3125 USD
USD 0.01 Class C ordinary Sale 401 36.9074 USD
USD 0.01 LiLAC Class C ordinary Sale 490 36.7061 USD
USD 0.01 LiLAC Class C ordinary Sale 500 36.6080 USD
USD 0.01 LiLAC Class A ordinary Sale 500 33.6940 USD
USD 0.01 Class A ordinary Sale 500 37.9960 USD
USD 0.01 Class A ordinary Sale 500 37.9620 USD
USD 0.01 Class A ordinary Sale 501 37.8999 USD
USD 0.01 LiLAC Class A ordinary Sale 507 33.6893 USD
USD 0.01 Class C ordinary Sale 561 37.4900 USD
USD 0.01 Class A ordinary Sale 600 37.9166 USD
USD 0.01 Class A ordinary Sale 651 37.9541 USD
USD 0.01 Class A ordinary Sale 711 37.9717 USD
USD 0.01 LiLAC Class A ordinary Sale 719 33.6327 USD
USD 0.01 LiLAC Class A ordinary Sale 793 33.6891 USD
USD 0.01 Class C ordinary Sale 800 36.8900 USD
USD 0.01 LiLAC Class A ordinary Sale 843 33.7102 USD
USD 0.01 Class C ordinary Sale 894 36.9046 USD
USD 0.01 Class C ordinary Sale 894 36.8992 USD
USD 0.01 LiLAC Class A ordinary Sale 900 33.5500 USD
USD 0.01 Class A ordinary Sale 961 37.9098 USD
USD 0.01 LiLAC Class A ordinary Sale 1,077 33.6728 USD
USD 0.01 Class C ordinary Sale 1,100 36.8906 USD
USD 0.01 LiLAC Class C ordinary Sale 1,200 36.6975 USD
USD 0.01 LiLAC Class C ordinary Sale 1,200 36.6558 USD
USD 0.01 Class A ordinary Sale 1,200 37.8941 USD
USD 0.01 Class A ordinary Sale 1,306 37.8730 USD
USD 0.01 LiLAC Class A ordinary Sale 1,306 33.8164 USD
USD 0.01 Class A ordinary Sale 1,327 37.9261 USD
USD 0.01 Class A ordinary Sale 1,400 37.9071 USD
USD 0.01 Class A ordinary Sale 1,410 37.8506 USD
USD 0.01 Class A ordinary Sale 1,500 37.8750 USD
USD 0.01 LiLAC Class C ordinary Sale 1,600 36.6600 USD
USD 0.01 Class A ordinary Sale 2,320 37.9790 USD
USD 0.01 LiLAC Class C ordinary Sale 2,500 36.5397 USD
USD 0.01 Class C ordinary Sale 2,600 36.9587 USD
USD 0.01 Class A ordinary Sale 2,700 37.8826 USD
USD 0.01 Class A ordinary Sale 2,800 37.9271 USD
USD 0.01 Class A ordinary Sale 2,888 37.8496 USD
USD 0.01 Class C ordinary Sale 3,189 36.9036 USD
USD 0.01 Class A ordinary Sale 3,300 37.9048 USD
USD 0.01 Class A ordinary Sale 3,915 37.9135 USD
USD 0.01 Class A ordinary Sale 4,154 37.9828 USD
USD 0.01 Class A ordinary Sale 4,537 37.9849 USD
USD 0.01 Class A ordinary Sale 4,696 37.8778 USD
USD 0.01 Class A ordinary Sale 4,696 37.8998 USD
USD 0.01 Class A ordinary Sale 5,000 37.9933 USD
USD 0.01 Class C ordinary Sale 5,178 36.8967 USD
USD 0.01 Class A ordinary Sale 5,600 37.8614 USD
USD 0.01 Class C ordinary Sale 6,200 36.9154 USD
USD 0.01 Class C ordinary Sale 6,600 36.8956 USD
USD 0.01 Class A ordinary Sale 6,700 37.9510 USD
USD 0.01 Class A ordinary Sale 6,800 37.8465 USD
USD 0.01 Class C ordinary Sale 7,100 36.8907 USD
USD 0.01 Class C ordinary Sale 7,400 36.8949 USD
USD 0.01 Class A ordinary Sale 7,700 37.9142 USD
USD 0.01 Class C ordinary Sale 7,860 36.8767 USD
USD 0.01 Class A ordinary Sale 9,843 37.9619 USD
USD 0.01 Class A ordinary Sale 9,900 37.9629 USD
USD 0.01 Class A ordinary Sale 11,061 37.9495 USD
USD 0.01 Class C ordinary Sale 11,630 36.9072 USD
USD 0.01 Class A ordinary Sale 16,500 37.8820 USD
USD 0.01 Class C ordinary Sale 16,875 36.8714 USD
USD 0.01 Class A ordinary Sale 17,593 37.8947 USD
USD 0.01 Class A ordinary Sale 18,700 37.9328 USD
USD 0.01 Class C ordinary Sale 29,398 36.8859 USD
USD 0.01 Class C ordinary Sale 36,965 36.9621 USD
USD 0.01 Class A ordinary Sale 78,600 37.9063 USD
USD 0.01 Class C ordinary Sale 205,449 36.9500 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Put Options Selling 100 37.5000 USD American May 20, 2016 1.5500 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: Apr 8, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -14,900 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,700 45.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -9,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -44,700 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,800 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 32,400 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 100 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,400 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 1,700 32.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -4,500 35.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 79,500 52.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 3,200 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 200 37.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -22,500 42.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -156,800 47.5000 American Apr 15, 2016
USD 0.01 Class A ordinary Put Options Written 2,000 30.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 200 40.0000 American Apr 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 520109
Time of Receipt (offset from UTC): 20160408T131613+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC