Form 8.5 (EPT/NON-RI) - SABMILLER PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

SABMILLER PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected  
(d) Date position held/dealing undertaken: 24 February 2016
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 17,422,323 1.08% 6,155,613 0.38%
           
(2) Cash-settled derivatives:
1,739,952 0.11% 16,834,719 1.04%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 19,162,275 1.18% 22,990,332 1.42%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 110,087 41.7000 GBP 41.64 GBP
ORD Sale 325,554 41.7000 GBP 41.64 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 49 909.2663 ZAR
ORD CFD Long 315 41.6520 GBP
ORD SWAP Long 330 41.6945 GBP
ORD CFD Long 903 41.6544 GBP
ORD CFD Long 1,388 41.6465 GBP
ORD CFD Long 1,600 890.2895 ZAR
ORD SWAP Long 3,849 41.6532 GBP
ORD CFD Long 7,544 41.6597 GBP
ORD CFD Long 14,395 893.9073 ZAR
ORD CFD Long 40,489 41.6503 GBP
ORD CFD Long 42,441 887.1875 ZAR
ORD CFD Long 177,179 41.6472 GBP
ORD SWAP Short 323 41.6673 GBP
ORD SWAP Short 623 41.6661 GBP
ORD CFD Short 1,087 903.5119 ZAR
ORD SWAP Short 1,427 41.6653 GBP
ORD CFD Short 2,815 41.6779 GBP
ORD CFD Short 3,810 41.6724 GBP
ORD SWAP Short 5,154 41.6578 GBP
ORD CFD Short 5,715 904.5916 ZAR
ORD CFD Short 6,273 902.6442 ZAR
ORD CFD Short 6,304 892.6678 ZAR
ORD CFD Short 5,149 904.2549 ZAR
ORD CFD Short 17,430 41.6709 GBP
ORD CFD Short 22,876 904.0037 ZAR
ORD CFD Short 154,252 902.6282 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 25 Feb 2016
Contact name: Andrew Hurley
Telephone number: 020 3555 3445

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 512126
Time of Receipt (offset from UTC): 20160225T111635+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC