Form 8.5 (EPT/NON-RI) - SABMILLER PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

SABMILLER PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected  
(d) Date position held/dealing undertaken: 09 February 2016
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 16,290,087 1.01% 6,966,818 0.43%
           
(2) Cash-settled derivatives:
2,734,390 0.17% 15,436,286 0.95%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 19,024,477 1.17% 22,403,104 1.38%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 320,735 41.4400 GBP 41.1182 GBP
ORD Sale 474,324 41.4400 GBP 41.145 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 300 41.1937 GBP
ORD SWAP Long 985 41.3653 GBP
ORD CFD Long 1,622 960.9712 ZAR
ORD SWAP Long 2,439 41.2100 GBP
ORD CFD Long 2,477 958.4010 ZAR
ORD SWAP Long 2,743 41.1992 GBP
ORD SWAP Long 2,796 41.2447 GBP
ORD CFD Long 3,532 41.1837 GBP
ORD CFD Long 7,093 41.1599 GBP
ORD CFD Long 21,340 957.2234 ZAR
ORD CFD Long 23,582 958.2520 ZAR
ORD CFD Long 165,490 41.2222 GBP
ORD SWAP Short 27 41.1841 GBP
ORD SWAP Short 131 41.3303 GBP
ORD SWAP Short 136 41.2304 GBP
ORD SWAP Short 153 41.3122 GBP
ORD SWAP Short 227 41.2966 GBP
ORD CFD Short 300 41.2023 GBP
ORD SWAP Short 313 41.2263 GBP
ORD SWAP Short 314 41.2853 GBP
ORD SWAP Short 531 41.2294 GBP
ORD CFD Short 658 41.3804 GBP
ORD SWAP Short 979 41.2140 GBP
ORD SWAP Short 1,478 41.2068 GBP
ORD CFD Short 1,830 961.6419 ZAR
ORD SWAP Short 4,498 41.3525 GBP
ORD CFD Short 4,574 954.8852 ZAR
ORD SWAP Short 8,883 41.2416 GBP
ORD CFD Short 9,203 41.2467 GBP
ORD CFD Short 21,164 953.6312 ZAR
ORD CFD Short 21,767 41.2940 GBP
ORD CFD Short 17,530 41.3190 GBP
ORD CFD Short 23,078 963.1510 ZAR
ORD CFD Short 50,909 962.5236 ZAR
ORD CFD Short 160,489 960.2424 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 10 Feb 2016
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: FEO
Sequence Number: 509575
Time of Receipt (offset from UTC): 20160210T112350+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC