Form 8.5 (EPT/NON-RI) - SABMILLER PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SABMILLER PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected  
(d) Date position held/dealing undertaken: 29 January 2016
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:        
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 16,127,609 1.00% 6,459,950 0.40%
           
(2) Cash-settled derivatives:
2,335,581 0.14% 15,182,274 0.94%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 18,463,190 1.14% 21,642,224 1.34%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 353,421 41.8250 GBP 41.48 GBP
ORD Sale 202,450 41.8250 GBP 41.48 GBP
ADR Purchase 11,800 59.1066 USD 59.1066 USD
ADR Sale 11,800 59.1066 USD 59.1066 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 186 964.1036 ZAR
ORD CFD Long 685 947.3817 ZAR
ORD CFD Long 2,200 41.5542 GBP
ORD CFD Long 4,588 964.3623 ZAR
ORD SWAP Long 17,384 41.8245 GBP
ORD CFD Long 27,814 41.8166 GBP
ORD CFD Long 84,352 41.5373 GBP
ORD CFD Long 135,513 959.8404 ZAR
ORD SWAP Short 30 41.5541 GBP
ORD SWAP Short 31 41.5581 GBP
ORD SWAP Short 46 41.5660 GBP
ORD SWAP Short 233 41.5888 GBP
ORD SWAP Short 263 41.5964 GBP
ORD SWAP Short 280 41.5209 GBP
ORD CFD Short 651 41.5307 GBP
ORD SWAP Short 1,146 41.6156 GBP
ORD CFD Short 1,196 41.7018 GBP
ORD SWAP Short 1,263 41.7153 GBP
ORD SWAP Short 1,295 41.5184 GBP
ORD SWAP Short 1,455 41.6535 GBP
ORD CFD Short 2,200 945.5081 ZAR
ORD SWAP Short 2,587 41.7383 GBP
ORD SWAP Short 4,572 41.5483 GBP
ORD CFD Short 5,541 41.6321 GBP
ORD SWAP Short 7,987 41.6488 GBP
ORD SWAP Short 13,143 41.6095 GBP
ORD CFD Short 15,329 41.6051 GBP
ORD CFD Short 27,223 942.5482 ZAR
ORD CFD Short 27,517 955.3852 ZAR
ORD CFD Short 72,561 946.0958 ZAR
ORD CFD Short 135,513 41.6727 GBP
ORD CFD Short 76,419 41.6494 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 1 Feb 2016
Contact name: Andrew Hurley
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 508167
Time of Receipt (offset from UTC): 20160201T115633+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC