Form 8.5 (EPT/NON-RI) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL INCBARCLAYS CAPITAL INC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ANHEUSER-BUSCH INBEV SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:  

ANHEUSER-BUSCH INBEV SA/NV

(d) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

15 Jan 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

SABMILLER PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

    Interests       Short Positions    
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 72,074 0.00% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,067,800 0.07% 726,400 0.05%
           
(4)
TOTAL: 1,139,874 0.07% 726,400 0.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ADR Purchase 384,839 116.6679 USD 116.0903 USD
ADR Sale 384,939 116.6800 USD 115.73 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Selling 1,500 130 USD American 19 Feb 2016 0.7500 USD
ORD Call Options Selling 4,100 130 USD American 17 Jun 2016 2.9500 USD
ORD Call Options Selling 10,800 135 USD American 19 Feb 2016 0.3115 USD
ORD Call Options Selling 2,200 135 USD American 18 Mar 2016 0.7500 USD
ORD Call Options Selling 2,600 140 USD American 19 Feb 2016 0.3000 USD
ORD Call Options Selling 8,400 140 USD American 18 Mar 2016 0.4375 USD
ORD Call Options Selling 1,000 145 USD American 19 Feb 2016 0.2000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

18 Jan 2016

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

BARCLAYS CAPITAL INC

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

ANHEUSER-BUSCH INBEV SA/NV

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 26,200 110.0000 American 15 Jan 2016
ORD Call Options Purchased 35,800 145.0000 American 15 Jan 2016
ORD Call Options Purchased 500 145.0000 American 20 Jan 2017
ORD Call Options Written -150,000 125.0000 American 15 Jan 2016
ORD Call Options Written -10,800 135.0000 American 19 Feb 2016
ORD Put Options Purchased -254,100 105.0000 American 15 Jan 2016
ORD Call Options Written -6,800 135.0000 American 15 Jan 2016
ORD Call Options Purchased 1,200 125.0000 American 18 Mar 2016
ORD Call Options Purchased 1,500 135.0000 American 18 Mar 2016
ORD Put Options Written 3,100 105.0000 American 17 Jun 2016
ORD Put Options Purchased -1,000 125.0000 American 20 Jan 2017
ORD Put Options Purchased -100 85.0000 American 20 Jan 2017
ORD Call Options Written -1,700 115.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 130.0000 American 15 Jan 2016
ORD Put Options Written 1,700 130.0000 American 20 Jan 2017
ORD Call Options Purchased 100 120.0000 American 18 Mar 2016
ORD Put Options Written 600 115.0000 American 17 Jun 2016
ORD Call Options Purchased 700 130.0000 American 18 Mar 2016
ORD Put Options Written 3,900 105.0000 American 15 Jan 2016
ORD Put Options Purchased -600 125.0000 American 17 Jun 2016
ORD Put Options Purchased -1,000 125.0000 American 18 Mar 2016
ORD Put Options Purchased -1,000 120.0000 American 20 Jan 2017
ORD Put Options Purchased -1,000 175.0000 American 20 Jan 2017
ORD Call Options Written -5,900 120.0000 American 15 Jan 2016
ORD Call Options Written -30,400 150.0000 American 15 Jan 2016
ORD Call Options Written -100 155.0000 American 15 Jan 2016
ORD Call Options Written -1,000 145.0000 American 19 Feb 2016
ORD Call Options Purchased 1,000 125.0000 American 19 Jan 2018
ORD Call Options Purchased 1,100 125.0000 American 20 Jan 2017
ORD Call Options Purchased 1,900 150.0000 American 20 Jan 2017
ORD Call Options Purchased 200 140.0000 American 17 Jun 2016
ORD Put Options Purchased -200 130.0000 American 18 Mar 2016
ORD Put Options Purchased -1,000 115.0000 American 19 Feb 2016
ORD Put Options Purchased -100 90.0000 American 18 Mar 2016
ORD Call Options Written -2,700 165.0000 American 15 Jan 2016
ORD Put Options Written 500 110.0000 American 20 Jan 2017
ORD Put Options Written 300 120.0000 American 15 Jan 2016
ORD Call Options Purchased 140,000 135.0000 American 15 Jan 2016
ORD Call Options Purchased 1,700 130.0000 American 20 Jan 2017
ORD Call Options Purchased 300 140.0000 American 20 Jan 2017
ORD Put Options Written 300 110.0000 American 19 Feb 2016
ORD Call Options Written -5,200 140.0000 American 15 Jan 2016
ORD Put Options Purchased -1,700 95.0000 American 15 Jan 2016
ORD Call Options Written -4,000 120.0000 American 20 Jan 2017
ORD Call Options Written -30,300 130.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 180.0000 American 20 Jan 2017
ORD Call Options Written -7,200 125.0000 American 18 Mar 2016
ORD Put Options Purchased -1,800 80.0000 American 15 Jan 2016
ORD Call Options Purchased 1,900 140.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 120.0000 American 17 Jun 2016
ORD Call Options Purchased 2,000 125.0000 American 17 Jun 2016
ORD Put Options Written 754,300 90.0000 American 15 Jan 2016
ORD Put Options Purchased -5,200 75.0000 American 20 Jan 2017
ORD Put Options Purchased -200 100.0000 American 20 Jan 2017
ORD Put Options Purchased -100 140.0000 American 20 Jan 2017
ORD Put Options Purchased -120,400 115.0000 American 15 Jan 2016
ORD Put Options Purchased -20,800 120.0000 American 15 Jan 2016
ORD Call Options Written -3,100 110.0000 American 15 Jan 2016
ORD Put Options Purchased -2,000 75.0000 American 15 Jan 2016
ORD Put Options Purchased -14,600 120.0000 American 18 Mar 2016
ORD Call Options Written -3,100 100.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 135.0000 American 20 Jan 2017
ORD Put Options Written 700 115.0000 American 18 Mar 2016
ORD Put Options Written 15,300 100.0000 American 18 Mar 2016
ORD Put Options Written 4,000 100.0000 American 15 Jan 2016
ORD Put Options Purchased -1,400 85.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 145.0000 American 20 Jan 2017
ORD Call Options Written -3,900 130.0000 American 17 Jun 2016
ORD Call Options Written -10,300 140.0000 American 18 Mar 2016
ORD Call Options Purchased 16,700 170.0000 American 15 Jan 2016
ORD Call Options Purchased 43,400 130.0000 American 15 Jan 2016
ORD Call Options Purchased 5,400 120.0000 American 15 Jan 2016
ORD Call Options Purchased 500 115.0000 American 20 Jan 2017
ORD Put Options Purchased -2,200 95.0000 American 20 Jan 2017
ORD Call Options Written -9,300 130.0000 American 19 Feb 2016
ORD Put Options Purchased -100 120.0000 American 19 Feb 2016
ORD Put Options Purchased -900 90.0000 American 15 Jan 2016
ORD Put Options Purchased -100 125.0000 American 15 Jan 2016
ORD Call Options Written -2,600 140.0000 American 19 Feb 2016
ORD Call Options Written -2,000 100.0000 American 18 Mar 2016
ORD Put Options Purchased -100 125.0000 American 19 Jan 2018
ORD Call Options Written -300 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 505844
Time of Receipt (offset from UTC): 20160118T105638+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC