Form 8.3 - Arris Group Inc.

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Arris Group Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

December 7, 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:    

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 11,483,590 7.83%    
(2) Cash-settled derivatives:        
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:        

TOTAL:

11,483,590 7.83%    

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:    
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
 
Common Sale 800 32.5500 USD
Common Sale 167 32.5000 USD
Common Sale 333 32.4800 USD
Common Sale 1,000 32.5100 USD
Common Sale 635 32.4600 USD
Common Sale 1,000 32.4700 USD
Common Sale 1,446 32.4500 USD
Common Sale 810 32.4400 USD
Common Sale 464 32.4000 USD
Common Sale 500 32.4100 USD
Common Sale 631 32.4200 USD
Common Sale 500 32.4300 USD
Common Sale 100 32.4900 USD
Common Sale 300 32.5200 USD
Common Sale 100 32.5400 USD
Common Sale 100 32.5700 USD
Common Sale 100 32.5800 USD
Common Sale 100 32.6200 USD
Common Sale 700 32.6100 USD
Common Sale 400 32.5900 USD
Common Sale 519 32.3700 USD
Common Sale 100 32.3800 USD
Common Sale 400 32.3900 USD
Common Sale 500 32.3600 USD
Common Sale 700 32.3100 USD
Common Sale 900 32.3300 USD
Common Sale 500 32.3000 USD
Common Sale 200 32.3200 USD
Common Sale 600 32.2800 USD
Common Sale 300 32.2900 USD
Common Sale 1,900 32.2300 USD
Common Sale 1,300 32.2200 USD
Common Sale 100 32.2250 USD
Common Sale 200 32.3400 USD
Common Sale 300 32.3500 USD
Common Sale 100 32.3610 USD
Common Sale 700 32.2600 USD
Common Sale 400 32.2700 USD
Common Sale 300 32.2400 USD
Common Sale 1,400 32.1900 USD
Common Sale 1,700 32.2000 USD
Common Sale 300 32.2100 USD
Common Sale 1,000 32.1800 USD
Common Sale 3,095 32.1500 USD
Common Sale 2,300 32.1600 USD
Common Sale 1,400 32.1300 USD
Common Sale 1,140 32.1400 USD
Common Sale 1,400 32.1200 USD
Common Sale 100 32.1516 USD
Common Sale 2,500 32.1000 USD
Common Sale 2,305 32.0900 USD
Common Sale 1,700 32.1100 USD
Common Sale 2,000 32.0700 USD
Common Sale 2,640 32.0800 USD
Common Sale 100 32.0768 USD
Common Sale 1,100 32.0400 USD
Common Sale 1,500 32.0200 USD
Common Sale 200 32.0100 USD
Common Sale 1,510 32.0300 USD
Common Sale 1,300 32.0500 USD
Common Sale 498 32.0600 USD
Common Sale 100 32.1038 USD
Common Sale 100 32.1248 USD
Common Sale 700 32.1700 USD
Common Sale 100 32.2500 USD
Common Sale 100 32.2075 USD
Common Sale 100 32.1109 USD
Common Sale 100 32.0283 USD
Common Sale 37 32.1150 USD
Common Sale 100 32.0328 USD
Common Sale 100 32.0438 USD
Common Sale 100 32.0314 USD
Common Sale 100 32.0392 USD
Common Sale 700 31.9700 USD
Common Sale 690 31.9800 USD
Common Sale 500 31.9900 USD
Common Sale 300 32.0000 USD
Common Sale 200 32.0010 USD
Common Sale 600 31.9600 USD
Common Sale 100 31.9350 USD
Common Sale 700 31.9300 USD
Common Sale 800 31.9400 USD
Common Sale 100 31.9436 USD
Common Sale 1,600 31.9000 USD
Common Sale 1,600 31.8900 USD
Common Sale 300 31.8800 USD
Common Sale 600 31.8700 USD
Common Sale 600 31.8600 USD
Common Sale 100 31.8500 USD
Common Sale 100 31.8792 USD
Common Sale 600 31.9100 USD
Common Sale 300 31.9369 USD
Common Sale 400 31.9200 USD
Common Sale 100 31.8957 USD
Common Sale 100 31.8951 USD
Common Sale 100 31.8975 USD
Common Sale 200 31.9138 USD
Common Sale 100 31.9752 USD
Common Sale 100 31.9719 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   December 8, 2015
Contact name: Ginessa A. Avila
Telephone number: 1-214-880-4043

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Maverick Capital
Category Code: RET
Sequence Number: 499395
Time of Receipt (offset from UTC): 20151208T150520+0000

Contacts

Maverick Capital, Ltd.

Contacts

Maverick Capital, Ltd.