Form 8.5 (EPT/NON-RI) - SABMILLER PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

SABMILLER PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected  
(d) Date position held/dealing undertaken: 02 December 2015
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 13,899,280 0.86% 6,692,541 0.41%
           
(2) Cash-settled derivatives:
1,319,355 0.08% 12,176,859 0.75%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 15,218,635 0.94% 18,869,400 1.17%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 552,525 40.6000 GBP 40.405 GBP
ORD Sale 707,599 40.6000 GBP 40.405 GBP
ADR Purchase 300 60.6800 USD 60.68 USD
ADR Sale 300 60.6800 USD 60.68 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 12 40.5075 GBP
ORD SWAP Long 261 40.5681 GBP
ORD CFD Long 500 40.5214 GBP
ORD CFD Long 1,000 40.4735 GBP
ORD CFD Long 2,315 875.3717 ZAR
ORD CFD Long 2,630 40.4944 GBP
ORD CFD Long 4,052 40.4759 GBP
ORD CFD Long 19,228 874.5626 ZAR
ORD CFD Long 21,981 872.9641 ZAR
ORD CFD Long 106,091 875.0487 ZAR
ORD SWAP Short 12 40.5125 GBP
ORD SWAP Short 81 40.4481 GBP
ORD SWAP Short 130 40.4527 GBP
ORD SWAP Short 169 40.5028 GBP
ORD CFD Short 263 40.4706 GBP
ORD SWAP Short 310 40.5363 GBP
ORD SWAP Short 1,226 40.4708 GBP
ORD CFD Short 1,488 878.2843 ZAR
ORD SWAP Short 1,520 40.4474 GBP
ORD SWAP Short 1,940 40.5219 GBP
ORD CFD Short 2,367 877.8327 ZAR
ORD CFD Short 2,518 40.4719 GBP
ORD CFD Short 4,039 873.0814 ZAR
ORD SWAP Short 4,124 40.5102 GBP
ORD SWAP Short 4,324 40.5126 GBP
ORD CFD Short 3,372 877.7875 ZAR
ORD SWAP Short 7,876 40.4743 GBP
ORD SWAP Short 11,958 40.4554 GBP
ORD SWAP Short 100,000 40.4860 GBP
ORD CFD Short 108,719 40.5284 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 3 Dec 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 498609
Time of Receipt (offset from UTC): 20151203T110548+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC