Form 8.3 - Liberty Global PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Point72 Asset Management, L.P.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Liberty Global PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

24/11/2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

Yes, Cable & Wireless

Communications PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary - LBTYA

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 379,023 0.150 14,484 0.006
(2) Cash-settled derivatives: 124,670 0.049 100 0.000
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 22,600 0.009 0 0.000

TOTAL:

526,293 0.208 14,584 0.006
Class of relevant security:   USD 0.01 Class C ordinary -LBTYK

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 64,787 0.011 6,450 0.001
(2) Cash-settled derivatives: 170,578 0.028 9,672 0.002
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0 0 0

TOTAL:

235,365 0.039 16,122 0.003
Class of relevant security:   USD 0.01 LiLAC Class A ordinary - LILA

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 162,058 1.283 0 0.000
(2) Cash-settled derivatives: 1,308 0.010 2,930 0.023
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0 0 0

TOTAL:

163,366 1.293 2,930 0.023
Class of relevant security:   USD 0.01 LiLAC Class C ordinary - LILAK

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 58,600 0.191 217 0.000
(2) Cash-settled derivatives: 3,827 0.012 9,776 0.032
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0 0 0

TOTAL:

62,427 0.203 9,993 0.032

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:   N/A
Details, including nature of the rights concerned and relevant percentages: N/A

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
USD 0.01 Class A ordinary - LBTYA Buy 100 41.87
USD 0.01 Class A ordinary – LBTYA Buy 100 41.82
USD 0.01 Class A ordinary – LBTYA Buy 100 41.61
USD 0.01 Class A ordinary – LBTYA Buy 291 41.66
USD 0.01 Class A ordinary – LBTYA Buy 300 41.79
USD 0.01 Class A ordinary – LBTYA Buy 400 41.75
USD 0.01 Class A ordinary – LBTYA Buy 400 41.64
USD 0.01 Class A ordinary – LBTYA Buy 500 41.80
USD 0.01 Class A ordinary – LBTYA Buy 500 41.61
USD 0.01 Class A ordinary – LBTYA Buy 500 41.75
USD 0.01 Class A ordinary – LBTYA Buy 564 41.74
USD 0.01 Class A ordinary – LBTYA Buy 1,000 41.63
USD 0.01 Class A ordinary – LBTYA Buy 1,029 41.75
USD 0.01 Class A ordinary – LBTYA Buy 1,076 41.64
USD 0.01 Class A ordinary – LBTYA Buy 1,200 41.68
USD 0.01 Class A ordinary – LBTYA Buy 1,400 41.73
USD 0.01 Class A ordinary – LBTYA Buy 1,800 41.92
USD 0.01 Class A ordinary – LBTYA Buy 2,200 41.70
USD 0.01 Class A ordinary – LBTYA Buy 2,300 41.68
USD 0.01 Class A ordinary – LBTYA Buy 2,500 41.63
USD 0.01 Class A ordinary – LBTYA Buy 2,500 41.62
USD 0.01 Class A ordinary – LBTYA Buy 3,000 41.63
USD 0.01 Class A ordinary – LBTYA Buy 3,701 41.63
USD 0.01 Class A ordinary – LBTYA Buy 3,900 41.63
USD 0.01 Class A ordinary – LBTYA Buy 4,100 41.76
USD 0.01 Class A ordinary – LBTYA Buy 7,840 41.69
USD 0.01 Class A ordinary – LBTYA Buy 8,000 41.73
USD 0.01 Class A ordinary – LBTYA Buy 9,000 41.60
USD 0.01 Class A ordinary – LBTYA Buy 10,800 41.56
USD 0.01 Class A ordinary – LBTYA Buy 11,920 41.63
USD 0.01 Class A ordinary – LBTYA Buy 12,421 41.70
USD 0.01 Class A ordinary – LBTYA Buy 17,300 41.68
USD 0.01 Class A ordinary – LBTYA Buy 34,100 41.70
USD 0.01 Class A ordinary – LBTYA Buy 46,700 41.57
USD 0.01 Class A ordinary – LBTYA Sell (5,901) 41.67
USD 0.01 Class A ordinary – LBTYA Sell (4,899) 41.65
USD 0.01 Class A ordinary – LBTYA Sell (3,200) 41.64
USD 0.01 Class A ordinary – LBTYA Sell (1,800) 41.59
USD 0.01 Class A ordinary – LBTYA Sell (246) 41.62
USD 0.01 Class A ordinary - LBTYA Sell (200) 41.92
USD 0.01 Class C ordinary - LBTYK Buy 203 39.95
USD 0.01 Class C ordinary – LBTYK Buy 495 39.85
USD 0.01 Class C ordinary – LBTYK Buy 700 39.97
USD 0.01 Class C ordinary – LBTYK Buy 897 40.02
USD 0.01 Class C ordinary – LBTYK Buy 1,700 40.10
USD 0.01 Class C ordinary – LBTYK Buy 2,100 39.99
USD 0.01 Class C ordinary – LBTYK Buy 2,320 39.98
USD 0.01 Class C ordinary – LBTYK Buy 3,900 39.89
USD 0.01 Class C ordinary – LBTYK Buy 4,720 39.96
USD 0.01 Class C ordinary – LBTYK Buy 7,500 39.86
USD 0.01 Class C ordinary – LBTYK Sell (20,613) 40.10
USD 0.01 Class C ordinary – LBTYK Sell (8,178) 39.88
USD 0.01 Class C ordinary – LBTYK Sell (6,187) 40.11
USD 0.01 Class C ordinary – LBTYK Sell (3,460) 40.00
USD 0.01 Class C ordinary – LBTYK Sell (2,800) 39.88
USD 0.01 Class C ordinary – LBTYK Sell (2,600) 40.17
USD 0.01 Class C ordinary – LBTYK Sell (2,400) 40.08
USD 0.01 Class C ordinary – LBTYK Sell (1,886) 39.88
USD 0.01 Class C ordinary – LBTYK Sell (1,400) 39.96
USD 0.01 Class C ordinary – LBTYK Sell (1,200) 40.19
USD 0.01 Class C ordinary – LBTYK Sell (436) 39.86
USD 0.01 Class C ordinary – LBTYK Sell (300) 39.98
USD 0.01 Class C ordinary - LBTYK Sell (100) 39.94
USD 0.01 LiLAC Class A ordinary - LILA Buy 100 35.41
USD 0.01 LiLAC Class A ordinary – LILA Buy 100 35.42
USD 0.01 LiLAC Class A ordinary – LILA Buy 190 37.34
USD 0.01 LiLAC Class A ordinary – LILA Buy 200 35.42
USD 0.01 LiLAC Class A ordinary – LILA Buy 200 35.43
USD 0.01 LiLAC Class A ordinary – LILA Buy 200 35.43
USD 0.01 LiLAC Class A ordinary – LILA Buy 300 36.17
USD 0.01 LiLAC Class A ordinary – LILA Buy 400 35.43
USD 0.01 LiLAC Class A ordinary – LILA Buy 500 35.43
USD 0.01 LiLAC Class A ordinary – LILA Buy 20,500 35.20
USD 0.01 LiLAC Class A ordinary – LILA Sell (200) 37.30
USD 0.01 LiLAC Class A ordinary - LILA Sell (100) 37.29
USD 0.01 LiLAC Class C ordinary - LILAK Buy 200 36.42
USD 0.01 LiLAC Class C ordinary – LILAK Buy 300 36.46
USD 0.01 LiLAC Class C ordinary – LILAK Sell (2,230) 36.71
USD 0.01 LiLAC Class C ordinary – LILAK Sell (700) 36.75
USD 0.01 LiLAC Class C ordinary – LILAK Sell (437) 36.79
USD 0.01 LiLAC Class C ordinary – LILAK Sell (300) 37.99
USD 0.01 LiLAC Class C ordinary – LILAK Sell (202) 37.84
USD 0.01 LiLAC Class C ordinary – LILAK Sell (200) 38.13
USD 0.01 LiLAC Class C ordinary – LILAK Sell (163) 36.78
USD 0.01 LiLAC Class C ordinary – LILAK Sell (100) 36.83
USD 0.01 LiLAC Class C ordinary - LILAK Sell (70) 36.96

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit
USD 0.01 Class A ordinary – LBTYA SWAP Buy 100 41.48
USD 0.01 Class A ordinary – LBTYA SWAP Buy 500 41.62
USD 0.01 Class A ordinary – LBTYA SWAP Buy 700 41.53
USD 0.01 Class A ordinary – LBTYA SWAP Buy 2,000 41.69
USD 0.01 Class A ordinary – LBTYA SWAP Buy 3,900 41.63
USD 0.01 Class A ordinary – LBTYA SWAP Sell (23,139) 41.68
USD 0.01 Class A ordinary – LBTYA SWAP Sell (1,300) 41.67
USD 0.01 Class C ordinary – LBTYK SWAP Buy 100 39.73
USD 0.01 Class C ordinary – LBTYK SWAP Buy 100 39.85
USD 0.01 Class C ordinary – LBTYK SWAP Buy 259 39.86
USD 0.01 Class C ordinary – LBTYK SWAP Buy 1,300 40.02
USD 0.01 Class C ordinary – LBTYK SWAP Sell (4,300) 39.93
USD 0.01 Class C ordinary – LBTYK SWAP Sell (3,200) 40.04
USD 0.01 Class C ordinary – LBTYK SWAP Sell (2,900) 40.07
USD 0.01 Class C ordinary – LBTYK SWAP Sell (300) 40.50
USD 0.01 Class C ordinary - LBTYK SWAP Sell (100) 39.84
USD 0.01 LiLAC Class A ordinary – LILA SWAP Buy 100 36.25
USD 0.01 LiLAC Class A ordinary – LILA SWAP Buy 318 35.27
USD 0.01 LiLAC Class A ordinary - LILA SWAP Sell (100) 36.78
USD 0.01 LiLAC Class C ordinary - LILAK SWAP Buy 300 37.09

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit
N/A N/A N/A N/A N/A N/A N/A N/A

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit
N/A N/A N/A N/A N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)
N/A N/A N/A N/A

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   Yes
Date of disclosure:   25/11/2015
Contact name: Brian Ropicki
Telephone number: +1 203 890 3645

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:   Point72 Asset Management
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Liberty Global PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security   Product description e.g. call option   Written or purchased   Number of securities to which option or derivative relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date
USD 0.01 Class A ordinary - LBTYA Call Option Purchased 22,600 50.00 American 15/01/2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Point72 Asset Management, L.P.
Category Code: RET
Sequence Number: 497292
Time of Receipt (offset from UTC): 20151125T150243+0000

Contacts

Point72 Asset Management, L.P.

Contacts

Point72 Asset Management, L.P.