Form 8.3 - Arris Group Inc.

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Arris Group Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

November 9, 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:    

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 11,311,764 7.71%    
(2) Cash-settled derivatives:        
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:        

TOTAL:

11,311,764 7.71%    

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
 
Common Purchase 600 28.1650 USD
Common Purchase 300 28.1400 USD
Common Purchase 400 28.1550 USD
Common Purchase 900 28.2050 USD
Common Purchase 1,700 28.2150 USD
Common Purchase 400 28.1800 USD
Common Purchase 700 28.2000 USD
Common Purchase 900 28.2100 USD
Common Purchase 800 28.2200 USD
Common Purchase 200 28.2300 USD
Common Purchase 400 28.2350 USD
Common Purchase 500 28.2500 USD
Common Purchase 200 28.4400 USD
Common Purchase 747 28.4800 USD
Common Purchase 634 28.4700 USD
Common Purchase 800 28.5000 USD
Common Purchase 1,893 28.4900 USD
Common Purchase 100 28.7400 USD
Common Purchase 100 28.7000 USD
Common Purchase 200 28.7100 USD
Common Purchase 100 28.6400 USD
Common Purchase 300 28.6100 USD
Common Purchase 100 28.6200 USD
Common Purchase 500 28.5600 USD
Common Purchase 900 28.5700 USD
Common Purchase 1,000 28.5200 USD
Common Purchase 400 28.1300 USD
Common Purchase 1,900 28.1350 USD
Common Purchase 2,000 28.1500 USD
Common Purchase 200 28.1900 USD
Common Purchase 1,300 28.1850 USD
Common Purchase 900 28.2600 USD
Common Purchase 2,400 28.2550 USD
Common Purchase 4,800 28.2700 USD
Common Purchase 12,528 28.2800 USD
Common Purchase 14,861 28.2900 USD
Common Purchase 2,200 28.3100 USD
Common Purchase 1,683 28.3400 USD
Common Purchase 3,140 28.3000 USD
Common Purchase 8,281 28.2750 USD
Common Purchase 1,200 28.3200 USD
Common Purchase 1,300 28.2650 USD
Common Purchase 34,208 28.2850 USD
Common Purchase 1,300 28.3300 USD
Common Purchase 400 28.1700 USD
Common Purchase 1,700 28.1600 USD
Common Purchase 2,000 28.3500 USD
Common Purchase 1,400 28.3600 USD
Common Purchase 2,300 28.4100 USD
Common Purchase 700 28.4300 USD
Common Purchase 100 28.4500 USD
Common Purchase 100 28.4600 USD
Common Purchase 3,400 28.4200 USD
Common Purchase 1,600 28.3900 USD
Common Purchase 1,600 28.3800 USD
Common Purchase 1,600 28.3700 USD
Common Purchase 100 28.3550 USD
Common Purchase 1,000 28.4000 USD
Common Purchase 400 28.6000 USD
Common Purchase 100 28.7300 USD
Common Purchase 1,100 28.5400 USD
Common Purchase 200 28.5500 USD
Common Purchase 100 28.5900 USD
Common Purchase 100 28.5800 USD
Common Purchase 1,300 28.5100 USD
Common Purchase 1,435 28.5300 USD
Common Purchase 200 28.6300 USD
Common Purchase 200 28.6800 USD
Common Purchase 200 28.8600 USD
Common Purchase 200 28.9100 USD
Common Purchase 400 28.8800 USD
Common Purchase 1,200 28.2825 USD
Common Purchase 800 28.1825 USD
Common Purchase 1,122 28.1750 USD
Common Purchase 600 28.2025 USD
Common Purchase 800 28.2725 USD
Common Purchase 100 28.3891 USD
Common Purchase 100 28.3150 USD
Common Purchase 100 28.4850 USD

(b) Cash-settled derivative transactions

Class of relevant security Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:   November 10, 2015
Contact name: Ginessa A. Avila
Telephone number: 1-214-880-4043

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Maverick Capital
Category Code: RET
Sequence Number: 494384
Time of Receipt (offset from UTC): 20151110T145757+0000

Contacts

Maverick Capital, Ltd.

Contacts

Maverick Capital, Ltd.