Form 8.3 - Liberty Global PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Point72 Asset Management, L.P.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Liberty Global PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

09/11/2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

Yes, Cable & Wireless

Communications PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary - LBTYA

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 41,735 0.017 338,499 0.134
(2) Cash-settled derivatives: 159,457 0.063 0 0.000
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

272,600

0.108

0

0.000

TOTAL:

473,792 0.187 338,499 0.134
Class of relevant security:   USD 0.01 Class C ordinary -LBTYK

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 632 0.000 31,649 0.005
(2) Cash-settled derivatives: 130,377 0.022 57,207 0.010
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0 0 0

TOTAL:

131,009 0.022 88,856 0.015
Class of relevant security:   USD 0.01 LiLAC Class A ordinary - LILA

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 143,436 1.136 1,348 0.011
(2) Cash-settled derivatives: 92 0.001 0 0.000
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0 0 0

TOTAL:

143,528 1.136 1,348 0.011
Class of relevant security:   USD 0.01 LiLAC Class C ordinary - LILAK

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 252,912 0.822 1,831 0.006
(2) Cash-settled derivatives: 3,666 0.012 1,596 0.005
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0 0 0

TOTAL:

256,578 0.834 3,427 0.011

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
USD 0.01 Class A ordinary - LBTYA Buy 100 45.17
USD 0.01 Class A ordinary – LBTYA Buy 200 45.46
USD 0.01 Class A ordinary – LBTYA Buy 300 45.35
USD 0.01 Class A ordinary – LBTYA Buy 521 45.42
USD 0.01 Class A ordinary – LBTYA Buy 1,000 45.43
USD 0.01 Class A ordinary – LBTYA Buy 1,000 45.44
USD 0.01 Class A ordinary – LBTYA Buy 1,500 45.43
USD 0.01 Class A ordinary – LBTYA Buy 2,500 45.42
USD 0.01 Class A ordinary – LBTYA Buy 2,697 45.32
USD 0.01 Class A ordinary – LBTYA Buy 10,100 45.43
USD 0.01 Class A ordinary – LBTYA Buy 14,160 45.49
USD 0.01 Class A ordinary – LBTYA Buy 22,961 45.36
USD 0.01 Class A ordinary – LBTYA Buy 44,840 45.49
USD 0.01 Class A ordinary – LBTYA Buy 78,700 45.85
USD 0.01 Class A ordinary – LBTYA Sell (7,100) 45.47
USD 0.01 Class A ordinary – LBTYA Sell (1,400) 45.47
USD 0.01 Class A ordinary – LBTYA Sell (600) 45.65
USD 0.01 Class A ordinary – LBTYA Sell (200) 45.48
USD 0.01 Class A ordinary – LBTYA Sell (100) 45.63
USD 0.01 Class A ordinary - LBTYA Sell (100) 45.67
USD 0.01 Class C ordinary - LBTYK Buy 500 43.69
USD 0.01 Class C ordinary – LBTYK Buy 1,100 43.51
USD 0.01 Class C ordinary – LBTYK Buy 1,500 43.50
USD 0.01 Class C ordinary – LBTYK Buy 1,500 43.51
USD 0.01 Class C ordinary – LBTYK Buy 1,800 43.51
USD 0.01 Class C ordinary – LBTYK Buy 1,938 43.70
USD 0.01 Class C ordinary – LBTYK Buy 2,700 43.51
USD 0.01 Class C ordinary – LBTYK Buy 4,200 43.46
USD 0.01 Class C ordinary – LBTYK Buy 12,811 43.51
USD 0.01 Class C ordinary – LBTYK Sell (14,117) 43.55
USD 0.01 Class C ordinary – LBTYK Sell (7,294) 43.52
USD 0.01 Class C ordinary – LBTYK Sell (3,400) 43.81
USD 0.01 Class C ordinary – LBTYK Sell (100) 43.82
USD 0.01 Class C ordinary – LBTYK Sell (100) 43.71
USD 0.01 Class C ordinary – LBTYK Sell (100) 43.80
USD 0.01 Class C ordinary - LBTYK Sell (20) 43.79
USD 0.01 LiLAC Class A ordinary - LILA Buy 24 37.21
USD 0.01 LiLAC Class A ordinary - LILA Buy 76 37.21
USD 0.01 LiLAC Class C ordinary - LILAK Buy 54 36.90
USD 0.01 LiLAC Class C ordinary – LILAK Buy 57 36.90
USD 0.01 LiLAC Class C ordinary – LILAK Buy 100 36.90
USD 0.01 LiLAC Class C ordinary – LILAK Buy 200 36.88
USD 0.01 LiLAC Class C ordinary – LILAK Buy 442 36.61
USD 0.01 LiLAC Class C ordinary – LILAK Buy 587 36.81
USD 0.01 LiLAC Class C ordinary - LILAK Buy 1,560 36.60
USD 0.01 LiLAC Class C ordinary - LILAK Sell (300) 37.10

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit
USD 0.01 Class A ordinary – LBTYA SWAP Buy 1,400 45.53
USD 0.01 Class A ordinary – LBTYA SWAP Buy 1,800 45.52
USD 0.01 Class A ordinary – LBTYA SWAP Sell (8,860) 45.67
USD 0.01 Class A ordinary – LBTYA SWAP Sell (300) 45.52
USD 0.01 Class A ordinary – LBTYA SWAP Sell (100) 45.52
USD 0.01 Class A ordinary – LBTYA SWAP Sell (100) 45.61
USD 0.01 LiLAC Class A ordinary – LILA SWAP Sell (100) 36.91
USD LiLAC Class C ordinary - LILAK SWAP Buy 1,520 36.70

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit
USD 0.01 Class A ordinary - LBTYA Call option Purchased 272,600 50.00 American 15/01/2016 N/A

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit
N/A N/A N/A N/A N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)
N/A N/A N/A N/A

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? Yes
Date of disclosure:   10/11/2015
Contact name: Brian Ropicki
Telephone number: +1 203 890 3645

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:   Point72 Asset Management
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Liberty Global PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security   Product description e.g. call option   Written or purchased   Number of securities to which option or derivative relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date
USD 0.01 Class A ordinary - LBTYA Call Option Purchased 272,600 50.00 American 15/01/2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Point72 Asset Management, L.P.
Category Code: RET
Sequence Number: 494383
Time of Receipt (offset from UTC): 20151110T145318+0000

Contacts

Point72 Asset Management, L.P.

Contacts

Point72 Asset Management, L.P.