Form 8.5 (EPT/NON-RI) - SABMILLER PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SABMILLER PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected  
(d) Date position held/dealing undertaken: 03 November 2015
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 14,456,481 0.89% 9,498,929 0.59%
           
(2) Cash-settled derivatives:
1,966,271 0.12% 12,753,442 0.79%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 16,422,652 1.01% 22,252,371 1.37%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 161,352 40.0990 GBP 39.895 GBP
ORD Purchase 161,352 854.1688 ZAR 854.1688 ZAR
ORD Sale 400,471 40.1000 GBP 39.895 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 691 40.0006 GBP
ORD SWAP Long 1,373 40.0230 GBP
ORD CFD Long 2,030 40.0346 GBP
ORD CFD Long 3,555 852.9686 ZAR
ORD CFD Long 2,070 853.7296 ZAR
ORD CFD Long 6,709 853.1586 ZAR
ORD CFD Long 10,087 853.7976 ZAR
ORD CFD Long 11,126 853.2839 ZAR
ORD CFD Long 12,954 853.1585 ZAR
ORD SWAP Long 31,677 40.0995 GBP
ORD CFD Long 50,028 40.0324 GBP
ORD CFD Long 53,976 40.0219 GBP
ORD SWAP Expires 05/12/2016 Long 100,000 39.9705 GBP
ORD SWAP Expires 05/12/2016 Long 100,000 39.9826 GBP
ORD SWAP Short 533 40.0058 GBP
ORD SWAP Short 1,069 39.9516 GBP
ORD CFD Short 1,345 40.0082 GBP
ORD CFD Short 1,425 40.0240 GBP
ORD SWAP Short 1,473 40.0384 GBP
ORD SWAP Short 1,896 40.0061 GBP
ORD CFD Short 2,030 849.9186 ZAR
ORD CFD Short 2,195 851.9743 ZAR
ORD CFD Short 3,555 40.0244 GBP
ORD SWAP Short 8,419 40.0083 GBP
ORD SWAP Short 10,924 39.9974 GBP
ORD CFD Short 11,376 40.0259 GBP
ORD CFD Short 23,765 40.0407 GBP
ORD CFD Short 49,778 852.9996 ZAR
ORD CFD Short 52,631 850.2221 ZAR
ORD CFD Short 28,891 852.0757 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 4 Nov 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 493355
Time of Receipt (offset from UTC): 20151104T111951+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC