Form 8.3 - STERIS CORPORATION

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose STERIS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 October 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SYNERGY HEALTH PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 3,001 0.01% 287,402 0.48%
           
(2) Cash-settled derivatives:
284,112 0.47% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 287,113 0.48% 287,402 0.48%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 67.9800 USD
ORD Purchase 100 68.3900 USD
ORD Purchase 105 68.4238 USD
ORD Purchase 181 68.4612 USD
ORD Purchase 200 68.7400 USD
ORD Purchase 547 68.6845 USD
ORD Purchase 586 68.3410 USD
ORD Purchase 1,000 68.3330 USD
ORD Purchase 1,200 68.5516 USD
ORD Purchase 1,599 68.1125 USD
ORD Purchase 2,018 68.2537 USD
ORD Purchase 2,700 68.0262 USD
ORD Purchase 2,703 68.0854 USD
ORD Purchase 2,805 68.2081 USD
ORD Purchase 2,805 68.2431 USD
ORD Purchase 3,212 68.5496 USD
ORD Purchase 4,290 68.1009 USD
ORD Purchase 4,899 68.1574 USD
ORD Purchase 5,800 68.2614 USD
ORD Purchase 5,851 68.3501 USD
ORD Purchase 15,200 68.3275 USD
ORD Purchase 18,900 68.3240 USD
ORD Sale 42 67.4800 USD
ORD Sale 100 68.6401 USD
ORD Sale 100 68.6483 USD
ORD Sale 100 68.3950 USD
ORD Sale 100 68.2000 USD
ORD Sale 200 68.2900 USD
ORD Sale 200 68.2500 USD
ORD Sale 299 68.6400 USD
ORD Sale 300 67.7933 USD
ORD Sale 300 68.3366 USD
ORD Sale 400 68.1150 USD
ORD Sale 400 68.3550 USD
ORD Sale 500 68.3300 USD
ORD Sale 576 68.3071 USD
ORD Sale 600 67.5013 USD
ORD Sale 792 68.6167 USD
ORD Sale 2,400 68.0554 USD
ORD Sale 2,775 68.2082 USD
ORD Sale 2,835 68.2081 USD
ORD Sale 7,600 68.2916 USD
ORD Sale 8,374 68.3017 USD
ORD Sale 10,500 68.2256 USD
ORD Sale 13,100 68.3185 USD
ORD Sale 25,000 68.3344 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 21 Oct 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 491095
Time of Receipt (offset from UTC): 20151021T144820+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC