Form 8.3 - ANHEUSER-BUSCH INBEV

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 October 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SABMILLER PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,570,639 0.71% 10,621,815 0.66%
           
(2) Cash-settled derivatives:
3,048,043 0.19% 443,832 0.03%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,425,331 0.03% 1,374,931 0.02%
           
 
TOTAL: 16,044,013 0.93% 12,440,578 0.71%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 19 102.3000 EUR
ORD Purchase 49 102.5500 EUR
ADR Purchase 53 115.6500 USD
ORD Purchase 54 102.9000 EUR
ORD Purchase 67 102.2444 EUR
ADR Purchase 80 116.0500 USD
ORD Purchase 90 102.5000 EUR
ADR Purchase 100 116.0800 USD
ADR Purchase 100 115.6700 USD
ORD Purchase 167 102.5250 EUR
ORD Purchase 181 102.3500 EUR
ORD Purchase 181 101.9000 EUR
ORD Purchase 188 102.6250 EUR
ORD Purchase 195 102.0750 EUR
ADR Purchase 200 115.9750 USD
ADR Purchase 200 116.0600 USD
ADR Purchase 200 115.8700 USD
ADR Purchase 225 116.2170 USD
ORD Purchase 226 102.2000 EUR
ORD Purchase 282 102.5750 EUR
ORD Purchase 282 102.4750 EUR
ORD Purchase 288 102.1750 EUR
ORD Purchase 301 102.1250 EUR
ORD Purchase 313 101.7750 EUR
ORD Purchase 323 102.4500 EUR
ORD Purchase 325 102.3750 EUR
ORD Purchase 379 102.1275 EUR
ORD Purchase 384 102.3839 EUR
ORD Purchase 411 101.9750 EUR
ORD Purchase 420 101.7250 EUR
ORD Purchase 440 102.4250 EUR
ORD Purchase 459 102.6750 EUR
ADR Purchase 500 116.1738 USD
ORD Purchase 503 102.0716 EUR
ORD Purchase 571 101.8750 EUR
ADR Purchase 580 115.9862 USD
ORD Purchase 591 102.2750 EUR
ADR Purchase 600 115.8000 USD
ORD Purchase 670 101.9250 EUR
ORD Purchase 687 102.0275 EUR
ADR Purchase 700 116.2057 USD
ADR Purchase 750 115.9803 USD
ORD Purchase 769 102.1793 EUR
ADR Purchase 774 115.9955 USD
ORD Purchase 856 102.7094 EUR
ADR Purchase 1,500 115.7910 USD
ORD Purchase 1,589 102.0000 EUR
ADR Purchase 1,675 116.0189 USD
ORD Purchase 1,878 102.2453 EUR
ADR Purchase 2,148 115.8533 USD
ADR Purchase 2,400 116.1174 USD
ORD Purchase 2,419 102.1881 EUR
ADR Purchase 2,500 116.1750 USD
ORD Purchase 2,600 115.6169 USD
ADR Purchase 2,600 115.6169 USD
ORD Purchase 2,919 102.2061 EUR
ORD Purchase 3,383 102.2930 EUR
ADR Purchase 3,534 115.6115 USD
ORD Purchase 3,536 102.4114 EUR
ADR Purchase 3,700 116.0115 USD
ORD Purchase 3,849 102.5964 EUR
ORD Purchase 4,398 102.2666 EUR
ORD Purchase 4,629 102.1753 EUR
ADR Purchase 4,888 115.9355 USD
ORD Purchase 4,888 115.9355 USD
ADR Purchase 4,920 115.9208 USD
ADR Purchase 5,400 115.8298 USD
ADR Purchase 5,694 115.7642 USD
ADR Purchase 5,723 115.6523 USD
ADR Purchase 6,200 115.9791 USD
ADR Purchase 6,915 115.9719 USD
ADR Purchase 7,216 116.1057 USD
ADR Purchase 7,400 115.9463 USD
ORD Purchase 9,172 102.7134 EUR
ORD Purchase 9,982 102.4000 EUR
ADR Purchase 19,531 116.0270 USD
ORD Purchase 28,884 102.4943 EUR
ORD Purchase 39,972 102.3926 EUR
ORD Sale 19 102.3000 EUR
ORD Sale 49 102.5500 EUR
ADR Sale 53 115.6500 USD
ADR Sale 53 115.9803 USD
ORD Sale 54 102.9000 EUR
ORD Sale 90 102.5000 EUR
ADR Sale 100 116.0100 USD
ADR Sale 100 115.9500 USD
ADR Sale 100 115.7200 USD
ADR Sale 100 115.5600 USD
ORD Sale 167 102.5172 EUR
ORD Sale 167 102.5250 EUR
ADR Sale 172 116.2900 USD
ORD Sale 181 101.9000 EUR
ORD Sale 181 102.3500 EUR
ORD Sale 188 102.6250 EUR
ORD Sale 195 102.0750 EUR
ADR Sale 200 115.6020 USD
ADR Sale 200 115.6100 USD
ADR Sale 200 115.9700 USD
ADR Sale 200 116.0600 USD
ADR Sale 200 116.0675 USD
ORD Sale 226 102.2000 EUR
ADR Sale 236 116.0527 USD
ADR Sale 251 115.9890 USD
ORD Sale 282 102.5750 EUR
ORD Sale 282 102.4750 EUR
ORD Sale 288 102.1750 EUR
ORD Sale 301 102.1250 EUR
ORD Sale 313 101.7750 EUR
ORD Sale 323 102.4500 EUR
ORD Sale 325 102.3750 EUR
ADR Sale 371 115.8285 USD
ADR Sale 394 115.9744 USD
ADR Sale 400 116.0000 USD
ORD Sale 411 101.9750 EUR
ADR Sale 417 116.0300 USD
ORD Sale 420 101.7250 EUR
ORD Sale 440 102.4250 EUR
ORD Sale 459 102.6750 EUR
ORD Sale 470 102.4879 EUR
ORD Sale 571 101.8750 EUR
ORD Sale 591 102.2750 EUR
ORD Sale 670 101.9250 EUR
ADR Sale 700 115.5614 USD
ADR Sale 800 116.0030 USD
ADR Sale 873 115.9800 USD
ORD Sale 1,089 102.0000 EUR
ADR Sale 1,100 116.0681 USD
ADR Sale 1,200 115.9650 USD
ADR Sale 1,500 115.7910 USD
ORD Sale 1,506 101.9426 EUR
ORD Sale 1,705 102.4111 EUR
ORD Sale 1,743 102.0097 EUR
ADR Sale 2,000 115.9921 USD
ADR Sale 2,078 116.0711 USD
ADR Sale 2,200 115.9192 USD
ORD Sale 2,381 102.2230 EUR
ADR Sale 2,500 115.8082 USD
ADR Sale 2,500 116.1750 USD
ADR Sale 2,519 116.0916 USD
ADR Sale 2,600 115.6169 USD
ORD Sale 2,600 115.6169 USD
ADR Sale 2,655 116.0579 USD
ORD Sale 2,767 102.2936 EUR
ADR Sale 2,821 115.7187 USD
ORD Sale 2,849 102.4792 EUR
ORD Sale 3,028 102.5966 EUR
ADR Sale 3,119 115.9772 USD
ADR Sale 3,200 115.9539 USD
ADR Sale 3,355 116.1410 USD
ADR Sale 3,780 116.1057 USD
ORD Sale 4,888 115.9355 USD
ADR Sale 4,888 115.9355 USD
ADR Sale 6,400 116.0029 USD
ADR Sale 6,815 115.9638 USD
ORD Sale 6,851 102.4814 EUR
ADR Sale 7,257 116.0739 USD
ORD Sale 7,827 102.4523 EUR
ADR Sale 13,300 115.9587 USD
ORD Sale 18,513 102.5440 EUR
ADR Sale 21,299 115.7216 USD
ADR Sale 26,500 116.3019 USD
ORD Sale 32,126 102.4929 EUR
ORD Sale 39,149 102.4000 EUR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 167 102.5172 EUR
ORD SWAP Long 470 102.4879 EUR
ORD SWAP Long 911 101.9503 EUR
ORD SWAP Long 1,071 102.5569 EUR
ORD SWAP Long 1,572 102.5828 EUR
ORD SWAP Long 1,699 102.3122 EUR
ORD SWAP Long 1,705 102.4111 EUR
ORD SWAP Long 2,108 101.9502 EUR
ORD SWAP Long 2,849 102.4792 EUR
ORD SWAP Long 10,370 102.5653 EUR
ORD CFD Short 62 102.4077 EUR
ORD SWAP Short 260 102.5182 EUR
ORD SWAP Short 687 102.0275 EUR
ORD SWAP Short 1,706 102.5477 EUR
ORD SWAP Short 1,976 102.1921 EUR
ORD SWAP Short 4,296 102.2987 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 1,100 115 USD American 18 Dec 2015 4.4000 USD
ORD Call Options Purchasing 50,000 115 USD American 18 Dec 2015 4.6100 USD
ORD Call Options Purchasing 100 135 USD American 18 Mar 2016 1.2500 USD
ORD Call Options Selling 1,000 110 USD American 15 Jan 2016 8.3000 USD
ORD Put Options Purchasing 1,000 120 USD American 18 Mar 2016 9.8000 USD
ORD Put Options Selling 400 110 USD American 18 Dec 2015 2.3000 USD
ORD Put Options Selling 100 110 USD American 20 Jan 2017 10.8000 USD
ORD Put Options Selling 1,700 115 USD American 18 Dec 2015 4.3058 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 21 Oct 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -100,000 105.0000 American 18 Dec 2015
ORD Call Options Written -25,000 110.0000 American 18 Mar 2016
ORD Call Options Purchased 6,606 120.0000 European 18 Dec 2015
ORD Put Options Written 25,000 96.0000 American 18 Mar 2016
ORD Put Options Purchased -103,000 86.0900 American 18 Dec 2015
ORD Put Options Purchased -11,493 110.0000 European 18 Dec 2015
ORD Call Options Written -6,606 120.0000 European 18 Dec 2015
ORD Put Options Written 11,493 110.0000 European 18 Dec 2015
ORD Call Options Purchased 2,232 110.0000 European 18 Dec 2015
ORD Put Options Written 25,000 100.0000 American 18 Dec 2015
ORD Put Options Written 150,000 94.0000 American 18 Dec 2015
ORD Call Options Purchased 150,000 110.0000 American 18 Dec 2015
ORD Put Options Purchased -50,000 90.0000 American 18 Dec 2015
ORD Call Options Written -2,232 110.0000 European 18 Dec 2015
ORD Call Options Purchased 103,000 105.2200 American 18 Dec 2015
ORD Put Options Written 300 70.0000 American 18 Dec 2015
ORD Put Options Written 600 75.0000 American 18 Dec 2015
ORD Put Options Written 101,100 110.0000 American 15 Jan 2016
ORD Call Options Purchased 35,800 145.0000 American 15 Jan 2016
ORD Call Options Purchased 42,900 105.0000 American 15 Jan 2016
ORD Call Options Purchased 54,000 130.0000 American 18 Dec 2015
ORD Call Options Written -400 95.0000 American 15 Jan 2016
ORD Call Options Written -231,600 125.0000 American 15 Jan 2016
ORD Call Options Purchased 100 135.0000 American 18 Mar 2016
ORD Call Options Purchased 1,200 125.0000 American 18 Mar 2016
ORD Call Options Purchased 8,800 120.0000 American 20 Nov 2015
ORD Call Options Purchased 20,000 110.0000 American 18 Dec 2015
ORD Call Options Written -1,700 115.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 100.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 130.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 125.0000 American 20 Jan 2017
ORD Put Options Purchased -100 85.0000 American 20 Jan 2017
ORD Call Options Written -80,200 115.0000 American 18 Dec 2015
ORD Call Options Purchased 100 120.0000 American 18 Mar 2016
ORD Put Options Written 200 80.0000 American 18 Dec 2015
ORD Call Options Purchased 177,400 135.0000 American 18 Dec 2015
ORD Put Options Written 244,800 105.0000 American 15 Jan 2016
ORD Call Options Purchased 5,800 125.0000 American 18 Dec 2015
ORD Call Options Purchased 29,400 145.0000 American 18 Dec 2015
ORD Put Options Purchased -1,000 125.0000 American 18 Mar 2016
ORD Put Options Purchased -1,000 120.0000 American 20 Jan 2017
ORD Put Options Purchased -1,000 175.0000 American 20 Jan 2017
ORD Call Options Written -800 130.0000 American 20 Nov 2015
ORD Put Options Purchased -500 100.0000 American 20 Nov 2015
ORD Call Options Written -100 155.0000 American 15 Jan 2016
ORD Call Options Written -30,400 150.0000 American 15 Jan 2016
ORD Put Options Purchased -23,200 105.0000 American 18 Dec 2015
ORD Call Options Written -5,300 120.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 125.0000 American 20 Jan 2017
ORD Call Options Purchased 1,900 150.0000 American 20 Jan 2017
ORD Put Options Purchased -1,000 140.0000 American 18 Dec 2015
ORD Put Options Purchased -1,000 170.0000 American 18 Dec 2015
ORD Put Options Purchased -300 100.0000 American 18 Mar 2016
ORD Put Options Purchased -100 95.0000 American 20 Nov 2015
ORD Put Options Purchased -100 90.0000 American 18 Mar 2016
ORD Call Options Written -9,000 120.0000 American 18 Dec 2015
ORD Call Options Written -2,700 165.0000 American 15 Jan 2016
ORD Call Options Purchased 140,200 135.0000 American 15 Jan 2016
ORD Put Options Written 500 110.0000 American 20 Jan 2017
ORD Call Options Purchased 1,400 130.0000 American 20 Jan 2017
ORD Put Options Written 2,500 100.0000 American 18 Dec 2015
ORD Put Options Purchased -1,800 80.0000 American 15 Jan 2016
ORD Put Options Purchased -1,700 95.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 180.0000 American 20 Jan 2017
ORD Call Options Written -32,300 130.0000 American 15 Jan 2016
ORD Call Options Written -7,200 125.0000 American 18 Mar 2016
ORD Call Options Written -5,200 140.0000 American 15 Jan 2016
ORD Call Options Written -4,400 110.0000 American 18 Dec 2015
ORD Call Options Written -4,000 120.0000 American 20 Jan 2017
ORD Put Options Purchased -3,300 130.0000 American 20 Jan 2017
ORD Put Options Written 1,400 110.0000 American 18 Dec 2015
ORD Put Options Written 1,700 130.0000 American 18 Dec 2015
ORD Call Options Purchased 1,900 140.0000 American 15 Jan 2016
ORD Put Options Purchased -2,000 75.0000 American 15 Jan 2016
ORD Call Options Written -2,000 125.0000 American 18 Dec 2015
ORD Put Options Purchased -1,200 120.0000 American 18 Mar 2016
ORD Put Options Purchased -1,000 135.0000 American 20 Jan 2017
ORD Put Options Purchased -200 100.0000 American 20 Jan 2017
ORD Put Options Purchased -100 140.0000 American 20 Jan 2017
ORD Put Options Purchased -120,300 115.0000 American 15 Jan 2016
ORD Call Options Written -87,000 145.0000 American 18 Dec 2015
ORD Put Options Purchased -45,000 110.0000 American 18 Dec 2015
ORD Call Options Written -37,700 100.0000 American 15 Jan 2016
ORD Put Options Purchased -20,800 120.0000 American 15 Jan 2016
ORD Put Options Purchased -6,900 120.0000 American 20 Nov 2015
ORD Put Options Purchased -5,200 75.0000 American 20 Jan 2017
ORD Call Options Written -2,900 110.0000 American 15 Jan 2016
ORD Call Options Purchased 700 140.0000 American 18 Dec 2015
ORD Call Options Purchased 6,800 125.0000 American 20 Nov 2015
ORD Call Options Written -1,900 140.0000 American 18 Mar 2016
ORD Put Options Purchased -1,400 85.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 110.0000 American 20 Nov 2015
ORD Put Options Purchased -1,000 145.0000 American 20 Jan 2017
ORD Put Options Purchased -600 90.0000 American 18 Dec 2015
ORD Call Options Written -35,700 130.0000 American 18 Dec 2015
ORD Put Options Purchased -3,500 115.0000 American 18 Dec 2015
ORD Put Options Written 400 105.0000 American 20 Nov 2015
ORD Call Options Purchased 500 115.0000 American 20 Jan 2017
ORD Call Options Purchased 1,400 110.0000 American 20 Nov 2015
ORD Call Options Purchased 1,700 115.0000 American 20 Nov 2015
ORD Call Options Purchased 5,400 120.0000 American 15 Jan 2016
ORD Call Options Purchased 16,700 170.0000 American 15 Jan 2016
ORD Call Options Purchased 43,400 130.0000 American 15 Jan 2016
ORD Put Options Purchased -1,000 160.0000 American 20 Nov 2015
ORD Put Options Purchased -236,600 90.0000 American 15 Jan 2016
ORD Put Options Purchased -500 95.0000 American 18 Dec 2015
ORD Call Options Written -300 135.0000 American 20 Jan 2017
ORD Call Options Written -3,200 155.0000 American 18 Dec 2015
ORD Put Options Purchased -2,200 95.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 491081
Time of Receipt (offset from UTC): 20151021T140502+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC