FORM 8.3 - ROYAL DUTCH SHELL PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ROYAL DUTCH SHELL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 Oct 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? BG GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       EUR 0.07 A ordinary (including A ADRs)            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 23,449,771 0.59% 19,035,641 0.48%
           
(2) Cash-settled derivatives:
8,696,703 0.22% 9,734,393 0.25%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,550,200 0.04% 1,600,200 0.04%
           
 
TOTAL: 33,696,674 0.85% 30,370,234 0.77%
Class of relevant security:       EUR 0.07 B ordinary Shares (including B ADRs)            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 22,052,780 0.90% 14,696,208 0.60%
           
(2) Cash-settled derivatives:
10,923,928 0.45% 4,257,406 0.17%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 175,000 0.01% 299,636 0.01%
           
 
TOTAL: 33,151,708 1.36% 19,253,250 0.79%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
EUR 0.07 A Ordinary Purchase 6 17.5600 GBP
A ADSs Purchase 45 54.8600 USD
EUR 0.07 A Ordinary Purchase 79 17.6176 GBP
A ADSs Purchase 100 54.4400 USD
A ADSs Purchase 100 54.4200 USD
A ADSs Purchase 100 54.1800 USD
B ADSs Purchase 100 55.4400 USD
EUR 0.07 B Ordinary Purchase 165 17.7800 GBP
B ADSs Purchase 200 55.4500 USD
B ADSs Purchase 275 55.6700 USD
EUR 0.07 B Ordinary Purchase 281 17.8497 GBP
EUR 0.07 A Ordinary Purchase 294 23.8775 EUR
EUR 0.07 A Ordinary Purchase 300 23.8575 EUR
A ADSs Purchase 310 54.8400 USD
EUR 0.07 B Ordinary Purchase 318 17.8400 GBP
EUR 0.07 A Ordinary Purchase 330 17.6050 GBP
EUR 0.07 A Ordinary Purchase 400 17.6700 GBP
B ADSs Purchase 440 55.3954 USD
EUR 0.07 A Ordinary Purchase 479 17.6575 GBP
B ADSs Purchase 500 55.5420 USD
EUR 0.07 A Ordinary Purchase 537 17.6753 GBP
EUR 0.07 A Ordinary Purchase 618 17.6800 GBP
B ADSs Purchase 650 55.6331 USD
EUR 0.07 B Ordinary Purchase 664 18.0000 GBP
EUR 0.07 A Ordinary Purchase 729 23.8925 EUR
EUR 0.07 A Ordinary Purchase 763 17.6723 GBP
EUR 0.07 A Ordinary Purchase 825 23.8650 EUR
A ADSs Purchase 840 54.4376 USD
EUR 0.07 A Ordinary Purchase 938 17.6900 GBP
EUR 0.07 B Ordinary Purchase 968 17.8150 GBP
A ADSs Purchase 1,000 54.3710 USD
EUR 0.07 A Ordinary Purchase 1,083 23.8600 EUR
EUR 0.07 A Ordinary Purchase 1,129 23.8700 EUR
EUR 0.07 A Ordinary Purchase 1,167 24.2000 EUR
A ADSs Purchase 1,200 54.6421 USD
B ADSs Purchase 1,200 55.7120 USD
EUR 0.07 A Ordinary Purchase 1,291 24.1276 EUR
A ADSs Purchase 1,400 54.8464 USD
B ADSs Purchase 1,407 55.3936 USD
EUR 0.07 A Ordinary Purchase 1,482 17.5988 GBP
B ADSs Purchase 1,495 55.5921 USD
B ADSs Purchase 1,600 55.6365 USD
EUR 0.07 B Ordinary Purchase 1,619 17.8181 GBP
B ADSs Purchase 1,700 55.8850 USD
EUR 0.07 A Ordinary Purchase 1,744 23.9950 EUR
EUR 0.07 A Ordinary Purchase 1,860 17.7164 GBP
A ADSs Purchase 2,100 54.8500 USD
EUR 0.07 A Ordinary Purchase 2,204 23.8725 EUR
EUR 0.07 A Ordinary Purchase 2,377 17.6572 GBP
EUR 0.07 A Ordinary Purchase 2,392 17.5689 GBP
EUR 0.07 A Ordinary Purchase 2,498 23.8625 EUR
EUR 0.07 A Ordinary Purchase 2,562 23.9337 EUR
EUR 0.07 A Ordinary Purchase 2,570 17.6750 GBP
A ADSs Purchase 2,600 54.7940 USD
EUR 0.07 A Ordinary Purchase 2,643 17.6802 GBP
A ADSs Purchase 2,877 54.4295 USD
EUR 0.07 A Ordinary Purchase 2,907 23.8850 EUR
EUR 0.07 A Ordinary Purchase 3,343 23.8550 EUR
A ADSs Purchase 3,731 54.6850 USD
B ADSs Purchase 3,958 55.3424 USD
A ADSs Purchase 4,043 54.6849 USD
A ADSs Purchase 4,130 54.7687 USD
EUR 0.07 B Ordinary Purchase 4,164 17.9728 GBP
B ADSs Purchase 4,300 55.6850 USD
EUR 0.07 A Ordinary Purchase 4,384 17.6595 GBP
A ADSs Purchase 4,700 54.7185 USD
A ADSs Purchase 4,830 54.7697 USD
EUR 0.07 A Ordinary Purchase 5,278 17.5597 GBP
A ADSs Purchase 5,295 54.7016 USD
B ADSs Purchase 5,600 55.6898 USD
A ADSs Purchase 6,100 54.6999 USD
A ADSs Purchase 6,250 54.7770 USD
EUR 0.07 A Ordinary Purchase 6,332 23.9534 EUR
A ADSs Purchase 7,054 54.4476 USD
EUR 0.07 B Ordinary Purchase 8,004 17.8516 GBP
A ADSs Purchase 8,731 54.6884 USD
EUR 0.07 B Ordinary Purchase 9,124 17.7781 GBP
A ADSs Purchase 9,750 54.8027 USD
EUR 0.07 A Ordinary Purchase 10,000 23.9230 EUR
EUR 0.07 A Ordinary Purchase 10,114 17.5360 GBP
EUR 0.07 B Ordinary Purchase 10,876 17.8004 GBP
B ADSs Purchase 12,962 55.8379 USD
EUR 0.07 B Ordinary Purchase 17,670 17.7249 GBP
EUR 0.07 A Ordinary Purchase 18,751 24.0501 EUR
EUR 0.07 B Ordinary Purchase 23,340 17.9300 GBP
EUR 0.07 B Ordinary Purchase 24,149 17.8302 GBP
EUR 0.07 A Ordinary Purchase 28,859 24.2050 EUR
EUR 0.07 A Ordinary Purchase 29,062 24.0398 EUR
A ADSs Purchase 29,478 54.5815 USD
EUR 0.07 A Ordinary Purchase 35,076 23.8719 EUR
EUR 0.07 B Ordinary Purchase 35,318 17.7673 GBP
EUR 0.07 B Ordinary Purchase 37,768 17.8319 GBP
EUR 0.07 A Ordinary Purchase 37,910 17.6377 GBP
EUR 0.07 B Ordinary Purchase 43,678 17.7767 GBP
EUR 0.07 B Ordinary Purchase 50,674 17.7967 GBP
EUR 0.07 B Ordinary Purchase 52,259 17.7755 GBP
EUR 0.07 A Ordinary Purchase 63,035 17.7150 GBP
EUR 0.07 A Ordinary Purchase 71,643 24.0536 EUR
EUR 0.07 B Ordinary Purchase 94,715 17.7871 GBP
EUR 0.07 B Ordinary Purchase 208,537 17.7902 GBP
EUR 0.07 A Ordinary Purchase 725,239 23.8500 EUR
B ADSs Sale -6 55.7601 USD
A ADSs Sale 10 54.8800 USD
EUR 0.07 A Ordinary Sale 31 17.5550 GBP
A ADSs Sale 94 54.6850 USD
B ADSs Sale 100 55.8050 USD
A ADSs Sale 120 54.1300 USD
A ADSs Sale 134 54.8600 USD
B ADSs Sale 200 55.6400 USD
A ADSs Sale 200 54.8700 USD
B ADSs Sale 200 55.7675 USD
B ADSs Sale 200 55.0300 USD
A ADSs Sale 200 54.8200 USD
EUR 0.07 A Ordinary Sale 211 17.5411 GBP
B ADSs Sale 275 55.6700 USD
EUR 0.07 A Ordinary Sale 294 23.8775 EUR
B ADSs Sale 300 55.6966 USD
A ADSs Sale 300 54.2267 USD
EUR 0.07 A Ordinary Sale 300 23.8575 EUR
EUR 0.07 B Ordinary Sale 318 17.8400 GBP
EUR 0.07 A Ordinary Sale 330 17.6050 GBP
EUR 0.07 B Ordinary Sale 330 17.7800 GBP
A ADSs Sale 333 54.8420 USD
A ADSs Sale 334 54.1200 USD
EUR 0.07 A Ordinary Sale 340 17.6550 GBP
EUR 0.07 A Ordinary Sale 370 17.7022 GBP
EUR 0.07 A Ordinary Sale 400 17.6700 GBP
A ADSs Sale 400 54.5527 USD
EUR 0.07 A Ordinary Sale 400 17.6800 GBP
A ADSs Sale 440 54.4186 USD
B ADSs Sale 500 55.7500 USD
B ADSs Sale 550 55.6300 USD
A ADSs Sale 600 54.1700 USD
EUR 0.07 A Ordinary Sale 714 17.6660 GBP
EUR 0.07 A Ordinary Sale 729 23.8925 EUR
A ADSs Sale 760 54.6300 USD
EUR 0.07 A Ordinary Sale 793 23.8500 EUR
EUR 0.07 A Ordinary Sale 825 23.8650 EUR
EUR 0.07 A Ordinary Sale 938 17.6900 GBP
A ADSs Sale 940 54.4379 USD
EUR 0.07 A Ordinary Sale 1,083 23.8600 EUR
EUR 0.07 A Ordinary Sale 1,099 23.8759 EUR
B ADSs Sale 1,100 55.6054 USD
EUR 0.07 B Ordinary Sale 1,119 17.7750 GBP
EUR 0.07 A Ordinary Sale 1,129 23.8700 EUR
EUR 0.07 A Ordinary Sale 1,167 24.2000 EUR
A ADSs Sale 1,200 54.3591 USD
EUR 0.07 A Ordinary Sale 1,260 17.6765 GBP
A ADSs Sale 1,300 54.1907 USD
A ADSs Sale 1,300 54.3946 USD
A ADSs Sale 1,364 54.3502 USD
A ADSs Sale 1,400 54.8160 USD
EUR 0.07 A Ordinary Sale 1,472 24.1410 EUR
EUR 0.07 B Ordinary Sale 1,600 17.9197 GBP
A ADSs Sale 1,700 54.5814 USD
B ADSs Sale 1,700 55.8850 USD
EUR 0.07 A Ordinary Sale 2,000 23.9747 EUR
EUR 0.07 A Ordinary Sale 2,006 17.6750 GBP
EUR 0.07 A Ordinary Sale 2,204 23.8725 EUR
EUR 0.07 A Ordinary Sale 2,498 23.8625 EUR
A ADSs Sale 2,890 54.6074 USD
EUR 0.07 A Ordinary Sale 3,107 23.8850 EUR
EUR 0.07 A Ordinary Sale 3,343 23.8550 EUR
EUR 0.07 B Ordinary Sale 3,528 18.0000 GBP
A ADSs Sale 3,600 54.6869 USD
A ADSs Sale 3,981 54.6849 USD
EUR 0.07 A Ordinary Sale 3,996 23.9014 EUR
A ADSs Sale 4,200 54.7521 USD
EUR 0.07 B Ordinary Sale 4,510 17.7872 GBP
A ADSs Sale 4,700 54.6653 USD
EUR 0.07 A Ordinary Sale 5,000 23.8864 EUR
B ADSs Sale 5,100 55.6839 USD
EUR 0.07 B Ordinary Sale 5,146 17.6967 GBP
B ADSs Sale 5,300 55.6880 USD
B ADSs Sale 6,281 55.8636 USD
B ADSs Sale 6,481 55.8379 USD
EUR 0.07 A Ordinary Sale 6,507 23.8653 EUR
EUR 0.07 A Ordinary Sale 7,680 24.1298 EUR
B ADSs Sale 8,100 55.4164 USD
EUR 0.07 A Ordinary Sale 8,499 23.8686 EUR
EUR 0.07 A Ordinary Sale 8,504 24.0503 EUR
EUR 0.07 A Ordinary Sale 8,704 24.0539 EUR
EUR 0.07 B Ordinary Sale 9,483 17.7912 GBP
EUR 0.07 A Ordinary Sale 10,000 17.6762 GBP
EUR 0.07 A Ordinary Sale 11,667 23.8973 EUR
EUR 0.07 B Ordinary Sale 12,618 17.7446 GBP
EUR 0.07 B Ordinary Sale 13,708 17.9300 GBP
EUR 0.07 B Ordinary Sale 13,734 17.7807 GBP
EUR 0.07 B Ordinary Sale 17,831 17.8396 GBP
EUR 0.07 A Ordinary Sale 19,290 17.7150 GBP
EUR 0.07 B Ordinary Sale 19,290 17.7150 GBP
A ADSs Sale 19,500 54.8027 USD
EUR 0.07 B Ordinary Sale 20,251 17.7385 GBP
EUR 0.07 B Ordinary Sale 22,967 17.7373 GBP
A ADSs Sale 25,286 54.7362 USD
EUR 0.07 B Ordinary Sale 25,652 17.8269 GBP
EUR 0.07 B Ordinary Sale 25,842 17.8382 GBP
EUR 0.07 B Ordinary Sale 27,970 17.8374 GBP
A ADSs Sale 29,478 54.5815 USD
EUR 0.07 A Ordinary Sale 31,890 24.0615 EUR
EUR 0.07 B Ordinary Sale 32,708 17.7367 GBP
EUR 0.07 B Ordinary Sale 63,855 17.8182 GBP
EUR 0.07 A Ordinary Sale 64,408 24.0626 EUR
EUR 0.07 A Ordinary Sale 66,905 17.7118 GBP
EUR 0.07 A Ordinary Sale 70,182 24.1339 EUR
EUR 0.07 B Ordinary Sale 73,309 17.7903 GBP
EUR 0.07 B Ordinary Sale 155,127 17.8183 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
EUR 0.07 B Ordinary SWAP Long 100 17.9400 GBP
EUR 0.07 B Ordinary SWAP Long 400 17.9587 GBP
EUR 0.07 A Ordinary SWAP Long 2,000 23.9747 EUR
EUR 0.07 B Ordinary CFD Long 2,100 17.7176 GBP
EUR 0.07 B Ordinary SWAP Long 2,452 17.8535 GBP
EUR 0.07 B Ordinary SWAP Long 4,298 17.7941 GBP
EUR 0.07 A Ordinary SWAP Long 4,364 23.9689 EUR
EUR 0.07 B Ordinary SWAP Long 5,106 17.8210 GBP
EUR 0.07 A Ordinary SWAP Long 5,740 17.6658 GBP
EUR 0.07 B Ordinary CFD Long 3,152 17.9454 GBP
EUR 0.07 B Ordinary CFD Long 6,700 17.9465 GBP
EUR 0.07 B Ordinary SWAP Long 7,505 17.8011 GBP
EUR 0.07 A Ordinary SWAP Long 7,647 24.0525 EUR
EUR 0.07 B Ordinary SWAP Long 15,885 17.8533 GBP
EUR 0.07 B Ordinary SWAP Long 15,997 17.8445 GBP
EUR 0.07 A Ordinary SWAP Long 27,465 24.0763 EUR
EUR 0.07 B Ordinary SWAP Long 34,700 17.9300 GBP
EUR 0.07 A Ordinary CFD Long 49,386 24.1616 EUR
EUR 0.07 B Ordinary CFD Short 82 17.9221 GBP
EUR 0.07 B Ordinary SWAP Short 221 17.7352 GBP
EUR 0.07 B Ordinary CFD Short 598 17.7909 GBP
EUR 0.07 B Ordinary SWAP Short 1,074 17.7344 GBP
EUR 0.07 B Ordinary SWAP Short 1,658 17.7601 GBP
EUR 0.07 A Ordinary CFD Short 2,103 17.5486 GBP
EUR 0.07 A Ordinary CFD Short 2,149 17.7164 GBP
EUR 0.07 A Ordinary SWAP Short 2,562 23.9337 EUR
EUR 0.07 B Ordinary SWAP Short 4,346 17.8058 GBP
EUR 0.07 A Ordinary SWAP Short 4,359 23.9370 EUR
EUR 0.07 A Ordinary CFD Short 4,478 17.7190 GBP
EUR 0.07 B Ordinary SWAP Short 6,799 17.7883 GBP
EUR 0.07 A Ordinary SWAP Short 8,965 23.9618 EUR
EUR 0.07 A Ordinary SWAP Short 9,150 23.9714 EUR
EUR 0.07 B Ordinary SWAP Short 9,802 17.8076 GBP
EUR 0.07 A Ordinary CFD Short 10,114 17.5360 GBP
EUR 0.07 B Ordinary CFD Short 11,786 17.9515 GBP
EUR 0.07 B Ordinary SWAP Short 12,485 17.8455 GBP
EUR 0.07 B Ordinary CFD Short 17,670 17.7249 GBP
EUR 0.07 A Ordinary CFD Short 26,185 24.0776 EUR
EUR 0.07 B Ordinary SWAP Short 27,242 17.8118 GBP
EUR 0.07 B Ordinary SWAP Short 34,700 17.9300 GBP
EUR 0.07 A Ordinary CFD Short 40,671 17.6201 GBP
EUR 0.07 B Ordinary CFD Short 66,901 17.7850 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 21 Oct 15
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ROYAL DUTCH SHELL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
EUR 0.07 A ordinary Put Options Written 250,000 26.0000 American 16 Dec 16
EUR 0.07 A ordinary Call Options Written -600,000 28.0000 American 18 Dec 15
EUR 0.07 B ordinary Call Options Written -199,636 2063.5439 European 25 Jan 16
EUR 0.07 A ordinary Call Options Purchased 16,603 26.0000 European 18 Dec 15
EUR 0.07 B ordinary Call Options Written -100,000 65.0000 American 15 Jan 16
EUR 0.07 A ordinary Call Options Written -7,282 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -18,599 23.0000 European 18 Dec 15
EUR 0.07 B ordinary Put Options Written 175,000 2100.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Written -16,603 26.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -150,000 26.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -7,716 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 250,000 26.0000 American 16 Dec 16
EUR 0.07 A ordinary Call Options Purchased 7,282 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Written 200,000 24.0000 American 18 Dec 15
EUR 0.07 B ordinary Call Options Purchased 69,000 18.8193 European 24 Nov 15
EUR 0.07 A ordinary Call Options Purchased 275,000 30.0000 American 15 Dec 17
EUR 0.07 A ordinary Put Options Written 175,000 30.0000 American 15 Dec 17
EUR 0.07 A ordinary Put Options Purchased -100,000 28.0000 American 15 Dec 17
EUR 0.07 A ordinary Put Options Purchased -250,000 23.0000 American 17 Jun 16
EUR 0.07 A ordinary Put Options Purchased -450,000 25.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 96,000 18.6220 European 24 Nov 15
EUR 0.07 A ordinary Call Options Purchased 350,000 26.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Written 18,599 23.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Written 7,716 25.0000 European 18 Dec 15

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 491079
Time of Receipt (offset from UTC): 20151021T141302+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC