Form 8.3 - ROYAL DUTCH SHELL PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ROYAL DUTCH SHELL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 19 August 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? BG GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   EUR 0.07 A ordinary (including A ADRs)
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 26,260,746 0.67% 12,120,544 0.31%
           
(2) Cash-settled derivatives:
5,412,185 0.14% 10,840,437 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,930,316 0.07% 3,055,316 0.08%
           
 
TOTAL: 34,603,247 0.88% 26,016,297 0.66%
     
Class of relevant security: EUR 0.07 B ordinary Shares (including B ADRs)
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 20,834,742 0.85% 10,981,953 0.45%
           
(2) Cash-settled derivatives:
6,830,880 0.28% 5,667,795 0.23%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 175,000 0.01% 299,636 0.01%
           
 
TOTAL: 27,840,622 1.14% 16,949,384 0.69%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
A ADSs Purchase 30 54.6266 USD
A ADSs Purchase 33 54.9000 USD
B ADSs Purchase 60 55.4700 USD
EUR 0.07 B Ordinary Purchase 65 17.5550 GBP
A ADSs Purchase 132 54.6603 USD
A ADSs Purchase 190 54.6968 USD
A ADSs Purchase 200 54.6600 USD
A ADSs Purchase 200 54.7500 USD
A ADSs Purchase 200 54.9250 USD
A ADSs Purchase 200 55.0700 USD
A ADSs Purchase 242 54.3058 USD
EUR 0.07 A Ordinary Purchase 256 25.0600 EUR
A ADSs Purchase 300 54.8300 USD
B ADSs Purchase 300 55.0130 USD
EUR 0.07 B Ordinary Purchase 304 17.4350 GBP
EUR 0.07 B Ordinary Purchase 304 17.7800 GBP
A ADSs Purchase 350 54.5285 USD
EUR 0.07 B Ordinary Purchase 467 17.7600 GBP
EUR 0.07 B Ordinary Purchase 469 17.6275 GBP
EUR 0.07 A Ordinary Purchase 492 17.3752 GBP
A ADSs Purchase 578 54.4530 USD
A ADSs Purchase 600 54.4816 USD
B ADSs Purchase 600 54.6650 USD
A ADSs Purchase 600 55.1466 USD
A ADSs Purchase 700 54.5025 USD
A ADSs Purchase 800 54.4350 USD
EUR 0.07 A Ordinary Purchase 863 17.5497 GBP
A ADSs Purchase 925 54.6943 USD
EUR 0.07 B Ordinary Purchase 966 17.6500 GBP
EUR 0.07 A Ordinary Purchase 1,000 24.9450 EUR
EUR 0.07 A Ordinary Purchase 1,026 17.5675 GBP
A ADSs Purchase 1,134 54.4264 USD
EUR 0.07 A Ordinary Purchase 1,396 17.5308 GBP
EUR 0.07 B Ordinary Purchase 1,460 17.6485 GBP
EUR 0.07 B Ordinary Purchase 1,475 17.6821 GBP
A ADSs Purchase 1,840 54.7142 USD
EUR 0.07 B Ordinary Purchase 1,962 17.6700 GBP
A ADSs Purchase 2,590 54.8974 USD
A ADSs Purchase 2,800 54.4819 USD
A ADSs Purchase 3,000 54.9913 USD
EUR 0.07 A Ordinary Purchase 3,108 17.5300 GBP
A ADSs Purchase 3,130 54.5360 USD
B ADSs Purchase 3,200 55.0065 USD
A ADSs Purchase 3,284 54.4809 USD
EUR 0.07 A Ordinary Purchase 3,594 24.5900 EUR
B ADSs Purchase 3,700 55.0007 USD
EUR 0.07 A Ordinary Purchase 3,843 24.8400 EUR
EUR 0.07 B Ordinary Purchase 3,906 17.5407 GBP
EUR 0.07 B Ordinary Purchase 4,098 17.4959 GBP
EUR 0.07 A Ordinary Purchase 4,300 17.5267 GBP
A ADSs Purchase 4,300 54.3544 USD
EUR 0.07 B Ordinary Purchase 4,591 17.5067 GBP
A ADSs Purchase 4,610 54.5839 USD
EUR 0.07 A Ordinary Purchase 4,856 17.4816 GBP
A ADSs Purchase 4,900 54.8148 USD
EUR 0.07 B Ordinary Purchase 5,483 17.4000 GBP
EUR 0.07 B Ordinary Purchase 5,494 17.5449 GBP
A ADSs Purchase 5,500 54.6250 USD
EUR 0.07 A Ordinary Purchase 5,587 17.5174 GBP
EUR 0.07 B Ordinary Purchase 5,801 17.4723 GBP
EUR 0.07 B Ordinary Purchase 5,941 17.5055 GBP
EUR 0.07 B Ordinary Purchase 6,572 17.5270 GBP
EUR 0.07 B Ordinary Purchase 6,621 17.5377 GBP
EUR 0.07 B Ordinary Purchase 6,717 17.5000 GBP
EUR 0.07 A Ordinary Purchase 6,965 24.9646 EUR
EUR 0.07 A Ordinary Purchase 7,413 24.9995 EUR
B ADSs Purchase 7,572 54.8046 USD
A ADSs Purchase 7,600 54.5125 USD
EUR 0.07 B Ordinary Purchase 7,736 17.6206 GBP
B ADSs Purchase 8,172 54.7944 USD
A ADSs Purchase 11,342 54.7863 USD
A ADSs Purchase 12,004 54.6743 USD
A ADSs Purchase 12,004 54.6860 USD
EUR 0.07 A Ordinary Purchase 12,412 17.2900 GBP
EUR 0.07 A Ordinary Purchase 12,840 17.5940 GBP
A ADSs Purchase 22,118 54.4321 USD
EUR 0.07 A Ordinary Purchase 22,271 17.5136 GBP
EUR 0.07 B Ordinary Purchase 23,320 17.4150 GBP
A ADSs Purchase 26,187 54.8977 USD
EUR 0.07 B Ordinary Purchase 27,992 17.4115 GBP
EUR 0.07 B Ordinary Purchase 28,735 17.4629 GBP
EUR 0.07 A Ordinary Purchase 30,032 24.6348 EUR
EUR 0.07 B Ordinary Purchase 33,976 17.5977 GBP
A ADSs Purchase 43,431 54.4560 USD
A ADSs Purchase 44,200 54.8301 USD
EUR 0.07 B Ordinary Purchase 44,266 17.6353 GBP
B ADSs Purchase 45,354 54.9453 USD
EUR 0.07 B Ordinary Purchase 47,686 17.6475 GBP
EUR 0.07 A Ordinary Purchase 49,016 24.9909 EUR
A ADSs Purchase 50,755 54.6251 USD
EUR 0.07 A Ordinary Purchase 71,109 24.9994 EUR
A ADSs Purchase 74,485 54.4563 USD
EUR 0.07 A Ordinary Purchase 84,015 25.0056 EUR
EUR 0.07 B Ordinary Purchase 150,389 17.6175 GBP
EUR 0.07 A Ordinary Purchase 150,930 24.6200 EUR
EUR 0.07 A Ordinary Sale 9 17.6100 GBP
A ADSs Sale 33 54.9000 USD
EUR 0.07 B Ordinary Sale 57 17.6831 GBP
B ADSs Sale 60 55.4700 USD
EUR 0.07 B Ordinary Sale 65 17.5550 GBP
B ADSs Sale 100 55.1400 USD
B ADSs Sale 100 55.4900 USD
A ADSs Sale 125 54.6900 USD
EUR 0.07 B Ordinary Sale 152 17.7800 GBP
EUR 0.07 B Ordinary Sale 175 17.6760 GBP
EUR 0.07 A Ordinary Sale 178 24.7200 EUR
EUR 0.07 A Ordinary Sale 181 24.6950 EUR
A ADSs Sale 193 54.3521 USD
A ADSs Sale 200 54.7400 USD
B ADSs Sale 200 54.8900 USD
A ADSs Sale 200 55.0700 USD
B ADSs Sale 353 54.7483 USD
EUR 0.07 B Ordinary Sale 469 17.6275 GBP
A ADSs Sale 500 54.6440 USD
A ADSs Sale 500 54.9960 USD
EUR 0.07 B Ordinary Sale 502 17.6179 GBP
EUR 0.07 B Ordinary Sale 545 17.5190 GBP
EUR 0.07 B Ordinary Sale 615 17.6754 GBP
EUR 0.07 B Ordinary Sale 634 17.4371 GBP
A ADSs Sale 700 54.4771 USD
B ADSs Sale 700 54.9314 USD
A ADSs Sale 800 54.6950 USD
A ADSs Sale 800 54.8281 USD
EUR 0.07 B Ordinary Sale 966 17.6500 GBP
EUR 0.07 A Ordinary Sale 1,000 24.9450 EUR
EUR 0.07 A Ordinary Sale 1,026 17.5675 GBP
EUR 0.07 B Ordinary Sale 1,087 17.6540 GBP
EUR 0.07 B Ordinary Sale 1,240 17.6273 GBP
EUR 0.07 B Ordinary Sale 1,246 17.6300 GBP
B ADSs Sale 1,300 55.0204 USD
A ADSs Sale 1,324 54.9981 USD
EUR 0.07 B Ordinary Sale 1,411 17.6303 GBP
EUR 0.07 A Ordinary Sale 1,420 17.5154 GBP
EUR 0.07 B Ordinary Sale 1,940 17.4831 GBP
B ADSs Sale 2,200 54.9991 USD
EUR 0.07 A Ordinary Sale 2,313 17.4784 GBP
A ADSs Sale 2,404 54.7379 USD
EUR 0.07 B Ordinary Sale 2,405 17.6362 GBP
A ADSs Sale 2,600 54.5353 USD
EUR 0.07 B Ordinary Sale 2,766 17.6700 GBP
B ADSs Sale 3,000 55.0169 USD
A ADSs Sale 3,300 54.6359 USD
B ADSs Sale 3,353 55.0185 USD
EUR 0.07 B Ordinary Sale 4,076 17.4974 GBP
A ADSs Sale 4,700 54.5905 USD
B ADSs Sale 4,762 54.9089 USD
EUR 0.07 B Ordinary Sale 5,282 17.5000 GBP
EUR 0.07 B Ordinary Sale 5,300 17.6775 GBP
EUR 0.07 B Ordinary Sale 5,466 17.4251 GBP
B ADSs Sale 5,542 54.8643 USD
EUR 0.07 B Ordinary Sale 6,482 17.4295 GBP
EUR 0.07 A Ordinary Sale 6,574 17.5337 GBP
A ADSs Sale 6,700 54.5988 USD
A ADSs Sale 7,100 54.4431 USD
EUR 0.07 B Ordinary Sale 7,600 17.4000 GBP
A ADSs Sale 7,739 54.5520 USD
B ADSs Sale 8,267 54.9917 USD
EUR 0.07 A Ordinary Sale 10,096 17.5250 GBP
EUR 0.07 B Ordinary Sale 11,527 17.5097 GBP
A ADSs Sale 11,827 54.6744 USD
A ADSs Sale 11,837 54.9955 USD
EUR 0.07 B Ordinary Sale 12,081 17.5602 GBP
A ADSs Sale 12,181 54.6743 USD
A ADSs Sale 12,400 54.6569 USD
EUR 0.07 B Ordinary Sale 12,615 17.4334 GBP
EUR 0.07 B Ordinary Sale 12,909 17.6097 GBP
A ADSs Sale 13,142 54.5021 USD
EUR 0.07 A Ordinary Sale 14,422 24.9778 EUR
EUR 0.07 A Ordinary Sale 14,571 17.5253 GBP
EUR 0.07 B Ordinary Sale 15,431 17.6510 GBP
B ADSs Sale 16,344 54.7944 USD
EUR 0.07 A Ordinary Sale 19,662 25.0045 EUR
A ADSs Sale 22,100 54.8301 USD
B ADSs Sale 22,677 54.9453 USD
EUR 0.07 B Ordinary Sale 25,494 17.6318 GBP
A ADSs Sale 25,758 54.6211 USD
A ADSs Sale 25,800 54.2977 USD
EUR 0.07 B Ordinary Sale 26,446 17.5980 GBP
EUR 0.07 B Ordinary Sale 26,827 17.4150 GBP
EUR 0.07 B Ordinary Sale 27,193 17.6018 GBP
EUR 0.07 B Ordinary Sale 27,919 17.6348 GBP
EUR 0.07 A Ordinary Sale 32,415 17.5484 GBP
EUR 0.07 A Ordinary Sale 33,682 24.9942 EUR
EUR 0.07 B Ordinary Sale 35,298 17.6060 GBP
A ADSs Sale 49,119 54.8721 USD
A ADSs Sale 50,000 55.0645 USD
EUR 0.07 B Ordinary Sale 51,721 17.6389 GBP
EUR 0.07 A Ordinary Sale 106,309 17.2900 GBP
EUR 0.07 A Ordinary Sale 112,020 24.6200 EUR
EUR 0.07 A Ordinary Sale 120,394 17.4864 GBP
A ADSs Sale 148,970 54.4563 USD
EUR 0.07 A Ordinary Sale 166,255 24.8060 EUR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
EUR 0.07 B Ordinary SWAP Long 200 17.6800 GBP
EUR 0.07 A Ordinary SWAP Long 359 24.7041 EUR
EUR 0.07 A Ordinary SWAP Long 408 24.9824 EUR
EUR 0.07 B Ordinary SWAP Long 502 17.6081 GBP
EUR 0.07 B Ordinary CFD Long 634 17.4371 GBP
EUR 0.07 A Ordinary CFD Long 1,865 17.5306 GBP
EUR 0.07 A Ordinary SWAP Long 2,432 17.5095 GBP
EUR 0.07 B Ordinary CFD Long 2,816 17.7683 GBP
EUR 0.07 A Ordinary SWAP Long 8,708 25.0044 EUR
EUR 0.07 B Ordinary SWAP Long 8,995 17.6638 GBP
EUR 0.07 B Ordinary SWAP Long 9,344 17.6513 GBP
EUR 0.07 B Ordinary CFD Long 15,038 17.5392 GBP
EUR 0.07 B Ordinary CFD Long 20,138 17.5622 GBP
EUR 0.07 A Ordinary CFD Long 29,595 24.9558 EUR
EUR 0.07 A Ordinary CFD Long 31,373 17.4218 GBP
EUR 0.07 B Ordinary CFD Long 23,704 17.6423 GBP
EUR 0.07 A Ordinary CFD Long 55,090 17.4424 GBP
EUR 0.07 A Ordinary CFD Long 61,281 17.5443 GBP
EUR 0.07 A Ordinary CFD Long 84,637 24.6466 EUR
EUR 0.07 A Ordinary CFD Long 95,823 25.0015 EUR
EUR 0.07 A Ordinary CFD Long 55,718 17.5124 GBP
EUR 0.07 A Ordinary CFD Short 78 17.3753 GBP
EUR 0.07 A Ordinary CFD Short 220 17.5304 GBP
EUR 0.07 A Ordinary CFD Short 414 17.3754 GBP
EUR 0.07 A Ordinary SWAP Short 500 17.5421 GBP
EUR 0.07 A Ordinary SWAP Short 1,033 25.0110 EUR
EUR 0.07 A Ordinary CFD Short 1,176 17.5303 GBP
EUR 0.07 A Ordinary CFD Short 1,420 17.3854 GBP
EUR 0.07 A Ordinary CFD Short 1,865 24.9815 EUR
EUR 0.07 B Ordinary SWAP Short 2,810 17.6723 GBP
EUR 0.07 A Ordinary CFD Short 3,708 17.4817 GBP
EUR 0.07 A Ordinary CFD Short 4,856 17.4813 GBP
EUR 0.07 B Ordinary SWAP Short 5,604 17.6408 GBP
EUR 0.07 B Ordinary CFD Short 3,149 17.6973 GBP
EUR 0.07 A Ordinary CFD Short 6,643 17.5314 GBP
EUR 0.07 A Ordinary SWAP Short 8,730 24.9854 EUR
EUR 0.07 A Ordinary CFD Short 9,305 17.6193 GBP
EUR 0.07 B Ordinary SWAP Short 9,308 17.6588 GBP
EUR 0.07 A Ordinary SWAP Short 16,632 24.9459 EUR
EUR 0.07 A Ordinary CFD Short 17,143 17.5310 GBP
EUR 0.07 B Ordinary CFD Short 37,352 17.4974 GBP
EUR 0.07 B Ordinary SWAP Short 73,267 17.6531 GBP
EUR 0.07 A Ordinary SWAP Short 183,878 25.0047 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 20 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ROYAL DUTCH SHELL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
EUR 0.07 A ordinary Call Options Purchased 96,000 18.5573 European 17 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -250,000 23.0000 American 17 Jun 2016
EUR 0.07 A ordinary Put Options Purchased -18,599 23.0000 European 18 Dec 2015
EUR 0.07 A ordinary Put Options Purchased -10,701 24.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -424,745 24.5000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -450,000 25.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Purchased -5,113 25.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -7,716 25.0000 European 18 Dec 2015
EUR 0.07 A ordinary Put Options Purchased -35,357 25.5000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -150,000 26.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Purchased -184,921 26.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -17,494 27.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -175,000 27.5000 American 21 Aug 2015
EUR 0.07 A ordinary Put Options Purchased -100,000 28.0000 American 15 Dec 2017
EUR 0.07 A ordinary Put Options Written 18,599 23.0000 European 18 Dec 2015
EUR 0.07 A ordinary Put Options Written 200,000 24.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Written 10,701 24.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 424,745 24.5000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 5,113 25.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 7,716 25.0000 European 18 Dec 2015
EUR 0.07 A ordinary Put Options Written 35,357 25.5000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 250,000 26.0000 American 16 Dec 2016
EUR 0.07 A ordinary Put Options Written 184,921 26.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 17,494 27.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 175,000 30.0000 American 15 Dec 2017
EUR 0.07 A ordinary Call Options Purchased 4,114 25.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 7,282 25.0000 European 18 Dec 2015
EUR 0.07 A ordinary Call Options Purchased 29,184 25.5000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 150,000 26.0000 American 18 Dec 2015
EUR 0.07 A ordinary Call Options Purchased 250,000 26.0000 American 16 Dec 2016
EUR 0.07 A ordinary Call Options Purchased 121,837 26.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 16,603 26.0000 European 18 Dec 2015
EUR 0.07 A ordinary Call Options Purchased 410,733 27.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 300,000 28.0000 American 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 35,917 29.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 275,000 30.0000 American 15 Dec 2017
EUR 0.07 A ordinary Call Options Written -4,114 25.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Written -7,282 25.0000 European 18 Dec 2015
EUR 0.07 A ordinary Call Options Written -29,184 25.5000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Written -121,837 26.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Written -16,603 26.0000 European 18 Dec 2015
EUR 0.07 A ordinary Call Options Written -410,733 27.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Written -600,000 28.0000 American 18 Dec 2015
EUR 0.07 A ordinary Call Options Written -35,917 29.0000 European 18 Sep 2015
EUR 0.07 B ordinary Put Options Written 175,000 2100.0000 American 18 Dec 2015
EUR 0.07 B ordinary Call Options Written -199,636 2063.5439 European 25 Jan 2016
EUR 0.07 B ordinary Call Options Written -100,000 65.0000 American 15 Jan 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 480622
Time of Receipt (offset from UTC): 20150820T142542+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC