Form 8.3 - ARRIS GROUP INC

LONDON--()--
FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 19 August 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 33,876 0.02% 404,369 0.28%
           
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 19,300 0.01% 28,500 0.02%
           
(4)
TOTAL: 178,176 0.13% 847,228 0.30%
           
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to
which subscription right exists  
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 100 27.8250 USD
ORD Purchase 144 27.6609 USD
ORD Purchase 200 27.7450 USD
ORD Purchase 250 27.9604 USD
ORD Purchase 299 27.6832 USD
ORD Purchase 400 27.7275 USD
ORD Purchase 400 27.9452 USD
ORD Purchase 599 27.6499 USD
ORD Purchase 644 27.8483 USD
ORD Purchase 700 27.3900 USD
ORD Purchase 787 27.8321 USD
ORD Purchase 800 27.7575 USD
ORD Purchase 900 27.6533 USD
ORD Purchase 1,300 27.6676 USD
ORD Purchase 1,401 27.6171 USD
ORD Purchase 1,406 27.7842 USD
ORD Purchase 2,300 27.7865 USD
ORD Purchase 4,402 27.6492 USD
ORD Purchase 4,570 27.7208 USD
ORD Purchase 4,629 27.7344 USD
ORD Purchase 5,300 27.6224 USD
ORD Purchase 6,448 27.6694 USD
ORD Purchase 8,100 27.7647 USD
ORD Purchase 8,956 27.7727 USD
ORD Purchase 10,799 27.6123 USD
ORD Purchase 19,300 27.8170 USD
ORD Purchase 19,726 27.8454 USD
ORD Purchase 25,700 27.8064 USD
ORD Purchase 56,883 27.7103 USD
ORD Purchase 57,928 27.7989 USD
ORD Sale 50 27.9600 USD
ORD Sale 100 27.8250 USD
ORD Sale 100 27.8700 USD
ORD Sale 100 27.9400 USD
ORD Sale 200 27.7400 USD
ORD Sale 200 27.9605 USD
ORD Sale 400 27.5525 USD
ORD Sale 400 27.9452 USD
ORD Sale 700 27.3900 USD
ORD Sale 1,100 27.8018 USD
ORD Sale 1,200 27.7725 USD
ORD Sale 1,292 27.6978 USD
ORD Sale 3,662 27.7976 USD
ORD Sale 4,300 27.7534 USD
ORD Sale 4,556 27.6685 USD
ORD Sale 5,000 27.7021 USD
ORD Sale 7,600 27.7591 USD
ORD Sale 23,100 27.8105 USD
ORD Sale 166,011 27.7744 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 20 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,300 27.5000 American 21 Aug 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 7,000 30.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 600 32.5000 American 21 Aug 2015
ORD Call Options Purchased 3,900 32.5000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -1,100 27.5000 American 20 Nov 2015
ORD Call Options Written -200 30.0000 American 21 Aug 2015
ORD Call Options Written -11,500 35.0000 American 21 Aug 2015
ORD Call Options Written -12,100 37.5000 American 20 Nov 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 480616
Time of Receipt (offset from UTC): 20150820T143152+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC