Form 8.3 - ARRIS GROUP INC

LONDON--()--
FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

ARRIS GROUP INC

   
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
 
   
(e) Date position held/dealing undertaken: 17 August 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES:
  PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
         
Class of relevant security:   ORD      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,876 0.01% 404,169 0.28%
           
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 19,300 0.01% 28,500 0.02%
           
(4)
TOTAL: 153,176 0.11% 847,028 0.58%
           
(b) Rights to subscribe for new securities (including directors and other executive options)
 
Class of relevant security in relation to
which subscription right exists  
Details, including nature of the rights
concerned and relevant percentages:  
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 15 27.9600 USD
ORD Purchase 100 27.9200 USD
ORD Purchase 189 27.9500 USD
ORD Purchase 200 27.9005 USD
ORD Purchase 200 27.9495 USD
ORD Purchase 326 27.8871 USD
ORD Purchase 635 27.4657 USD
ORD Purchase 810 27.9472 USD
ORD Purchase 810 27.9473 USD
ORD Purchase 1,188 27.9484 USD
ORD Purchase 1,360 27.9130 USD
ORD Purchase 1,500 27.8693 USD
ORD Purchase 1,800 27.9261 USD
ORD Purchase 1,874 27.5024 USD
ORD Purchase 2,255 27.5106 USD
ORD Purchase 2,900 27.8446 USD
ORD Purchase 3,451 27.9025 USD
ORD Purchase 3,500 27.9000 USD
ORD Purchase 4,400 27.7933 USD
ORD Purchase 4,600 27.7785 USD
ORD Purchase 5,375 27.8323 USD
ORD Purchase 5,800 27.8555 USD
ORD Purchase 11,725 27.6713 USD
ORD Sale 100 27.3200 USD
ORD Sale 100 27.4500 USD
ORD Sale 100 27.5200 USD
ORD Sale 100 27.9200 USD
ORD Sale 100 27.9400 USD
ORD Sale 110 27.9300 USD
ORD Sale 200 27.9005 USD
ORD Sale 200 27.9350 USD
ORD Sale 200 27.9500 USD
ORD Sale 200 27.9700 USD
ORD Sale 300 27.6800 USD
ORD Sale 500 27.5760 USD
ORD Sale 500 27.8930 USD
ORD Sale 800 27.8325 USD
ORD Sale 800 27.9001 USD
ORD Sale 810 27.9472 USD
ORD Sale 1,155 27.4593 USD
ORD Sale 2,700 27.9000 USD
ORD Sale 3,500 27.8285 USD
ORD Sale 4,000 27.7826 USD
ORD Sale 5,000 27.9602 USD
ORD Sale 5,300 27.8519 USD
ORD Sale 6,319 27.6305 USD
ORD Sale 7,115 27.6266 USD
ORD Sale 14,500 27.8277 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
      securities  
         
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
               
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security     securities unit
         
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security     applicable)
       
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:  
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -2,300 27.5000 American 21 Aug 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 7,000 30.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 600 32.5000 American 21 Aug 2015
ORD Call Options Purchased 3,900 32.5000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -1,100 27.5000 American 20 Nov 2015
ORD Call Options Written -200 30.0000 American 21 Aug 2015
ORD Call Options Written -11,500 35.0000 American 21 Aug 2015
ORD Call Options Written -12,100 37.5000 American 20 Nov 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 480091
Time of Receipt (offset from UTC): 20150818T133108+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC