Form 8.3 - Arris Group Inc.

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Arris Group Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

August 17, 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:    

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 6,112,906 4.17%    
(2) Cash-settled derivatives:        
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:        

TOTAL:

6,112,906 4.17%    

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
 
Common Purchase 938 27.6900 USD
Common Purchase 1,800 27.6800 USD
Common Purchase 2,940 27.6700 USD
Common Purchase 5,322 27.6400 USD
Common Purchase 500 27.6100 USD
Common Purchase 37,400 27.6150 USD
Common Purchase 300 27.4700 USD
Common Purchase 1,100 27.3100 USD
Common Purchase 500 27.3900 USD
Common Purchase 1,400 27.3800 USD
Common Purchase 600 27.3700 USD
Common Purchase 400 27.3400 USD
Common Purchase 1,400 27.3600 USD
Common Purchase 1,100 27.3200 USD
Common Purchase 600 27.2800 USD
Common Purchase 100 27.3415 USD
Common Purchase 500 27.3500 USD
Common Purchase 600 27.4100 USD
Common Purchase 1,260 27.2900 USD
Common Purchase 300 27.4000 USD
Common Purchase 700 27.3300 USD
Common Purchase 200 27.2500 USD
Common Purchase 1,300 27.2600 USD
Common Purchase 400 27.3000 USD
Common Purchase 500 27.2700 USD
Common Purchase 500 27.2300 USD
Common Purchase 100 27.2200 USD
Common Purchase 900 27.4400 USD
Common Purchase 1,300 27.4500 USD
Common Purchase 300 27.4300 USD
Common Purchase 200 27.5200 USD
Common Purchase 300 27.5300 USD
Common Purchase 1,000 27.5700 USD
Common Purchase 1,200 27.5400 USD
Common Purchase 425 27.4900 USD
Common Purchase 300 27.4800 USD
Common Purchase 900 27.5500 USD
Common Purchase 700 27.5600 USD
Common Purchase 100 27.5100 USD
Common Purchase 400 27.4600 USD
Common Purchase 500 27.5900 USD
Common Purchase 700 27.5800 USD
Common Purchase 600 27.6000 USD
Common Purchase 2,493 27.6200 USD
Common Purchase 2,000 27.7300 USD
Common Purchase 600 27.7200 USD
Common Purchase 1,160 27.7100 USD
Common Purchase 2,650 27.6500 USD
Common Purchase 300 27.6450 USD
Common Purchase 1,560 27.6300 USD
Common Purchase 300 27.6750 USD
Common Purchase 1,530 27.6600 USD
Common Purchase 840 27.7000 USD
Common Purchase 1,400 27.7400 USD
Common Purchase 200 27.7500 USD
Common Purchase 300 27.7600 USD
Common Purchase 466 27.7700 USD
Common Purchase 1,500 27.7800 USD
Common Purchase 1,400 27.7900 USD
Common Purchase 2,600 27.8000 USD
Common Purchase 600 27.8100 USD
Common Purchase 100 27.7833 USD
Common Purchase 100 27.8200 USD
Common Purchase 200 27.8600 USD
Common Purchase 500 27.8700 USD
Common Purchase 900 27.8500 USD
Common Purchase 1,200 27.8800 USD
Common Purchase 900 27.8900 USD
Common Purchase 1,200 27.9200 USD
Common Purchase 700 27.9100 USD
Common Purchase 1,511 27.9000 USD
Common Purchase 600 27.8550 USD
Common Purchase 1,300 27.8850 USD
Common Purchase 200 27.9050 USD
Common Purchase 200 27.8950 USD
Common Purchase 200 27.8650 USD
Common Purchase 300 27.8750 USD
Common Purchase 3,600 27.9400 USD
Common Purchase 600 27.9250 USD
Common Purchase 700 27.9450 USD
Common Purchase 900 27.9500 USD
Common Purchase 600 27.9700 USD
Common Purchase 1,300 27.9550 USD
Common Purchase 1,100 27.9300 USD
Common Purchase 1,600 27.9650 USD
Common Purchase 1,300 27.9350 USD
Common Purchase 300 27.9850 USD
Common Purchase 200 27.9150 USD

(b) Cash-settled derivative transactions

Class of relevant security Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   August 18, 2015
Contact name: Ginessa A. Avila
Telephone number: 1-214-880-4043

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Maverick Capital
Category Code: RET
Sequence Number: 480087
Time of Receipt (offset from UTC): 20150818T135503+0100

Contacts

Maverick Capital, Ltd.

Contacts

Maverick Capital, Ltd.