Form 38.5(b) - DRAGON OIL PLC

LONDON--()--

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
Company dealt in DRAGON OIL PLC
Class of relevant security to which the €0.10 ordinary shares
dealings being disclosed relate  
Date of dealing 3 August 2015

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
391,257 0.08% 25,162 0.01%
           
(2) Derivatives (other than options):
25,162 0.01% 391,257 0.08%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 416,419 0.08% 416,419 0.08%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:   Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities        
(2) Derivatives (other than options)        
(3) Options and agreements to purchase/sell        
Total        

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale   Number of   Price per unit
  securities  
Purchase 6,977 11.3989 EUR
Purchase 9,076 7.9900 GBP
Purchase 11,783 11.3671 EUR
Purchase 84,745 7.9905 GBP
Purchase 232,792 7.9978 GBP
Sale 1,733 7.9872 GBP
Sale 3,697 11.4154 EUR
Sale 6,759 7.9890 GBP
Sale 7,047 7.9876 GBP
Sale 15,150 7.9822 GBP

(b) Derivatives transactions (other than options transactions)

Product   Nature of transaction   Number of relevant securities   Price per unit
name      
CFD Long 500 7.9890 GBP
CFD Long 1,095 7.9845 GBP
CFD Long 1,259 7.9842 GBP
CFD Long 1,786 7.9840 GBP
CFD Long 3,697 11.4131 EUR
CFD Long 5,000 7.9893 GBP
SWAP Long 7,685 7.9878 GBP
CFD Long 8,419 7.9790 GBP
CFD Short 214 7.9963 GBP
SWAP Short 4,516 7.9900 GBP
CFD Short 6,977 11.3989 EUR
SWAP Short 7,700 7.9902 GBP
SWAP Short 9,487 7.9950 GBP
CFD Short 11,783 11.3694 EUR
SWAP Short 71,904 7.9908 GBP
SWAP Short 232,792 7.9978 GBP

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

  Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc.   Expiry date   Option money paid/received per unit (Note 4)

(ii) Exercising

Product name,

e.g. call option

  Number of securities   Exercise price per unit (Note 4)

(d) Other dealings (including transactions in respect of new securities) (Note 3)

Nature of transaction

(Note 7)

  Details   Price per unit

(if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached?   NO
Date of disclosure: 4 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Name of offeree/offeror with which connected Emirates National Oil Company
Nature of connection Financial Adviser

Short Name: BARCLAYS PLC
Category Code: MSC
Sequence Number: 477931
Time of Receipt (offset from UTC): 20150804T105228+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC